Read The New Penguin History of the World Online
Authors: J. M. Roberts,Odd Arne Westad
The rulers of the classical world did not usually live easy lives. Some Roman emperors had great mirrors installed at the corners of the corridors of their palaces so that would-be assassins could not lurk around them. Tiberius himself may not have died a natural death, and none of his four successors did. The fact is significant of the weaknesses inherent in Augustus’s legacy. There was still scope for pinpricks from a Senate which formally continued to appoint the first magistrate and always room for intrigue and cabal about the court and imperial household. Yet the Senate could never hope to recover authority, for the ultimate basis of power was always military. If there was confusion and indecision at the centre, then the soldiers would decide. This was what happened in the first great burst of civil war to shake the empire, in the year of the Four Emperors,
AD
69, from which there emerged Vespasian, the grandson of a centurion and far from an aristocrat. The first magistracy had passed out of the hands of the great Roman families.
When Vespasian’s younger son was murdered in
AD
96 this upstart house came to an end. Its successor was an elderly senator, Nerva. He solved the problem of succession by breaking with attempts to ensure natural dynastic continuity. Instead, he institutionalized the practice of adoption to which Augustus had been driven. The result was a succession of four emperors, Trajan, Hadrian, Antoninus Pius and Marcus Aurelius, who gave the empire a century of good government; it has been named (after the third of them) the age of the Antonines. All of them came of families with provincial roots; they were evidence of the degree to which the empire was a cosmopolitan reality, the framework of the post-Hellenistic world of the West, and not merely the property of the Italian-born. Adoption made it easier to find candidates upon whom army, provinces and Senate could agree, but this golden age came to an end with a reversion to the hereditary principle, the succession of Commodus, son of Marcus Aurelius. He was murdered in
AD
192, and there appeared to be a repetition of
AD
69 when, in the following year, there were again four emperors, each acclaimed by his own army. The Illyrian army prevailed in the end, imposing an African general. Other and later emperors were to be the nominees of soldiers too; bad times lay ahead.
By this time, the emperors ruled a far larger area than had Augustus. In the north Julius Caesar had carried out reconnaissances into Britain and Germany, but had left Gaul with the Channel and the Rhine as its frontiers. Augustus pressed into Germany, and also up to the Danube from the south. The Danube eventually became the frontier of the empire, but incursions beyond the Rhine were less successful and the frontier was not stabilized on the Elbe as Augustus had hoped. Instead, a grave shock had been given
to Roman confidence in
AD
9 when the Teutonic tribes led by Arminius (in whom later Germans were to see a national hero) destroyed three legions. The ground was never recovered, nor the legions, for their numbers were thought so ill-omened that they never again appear in the army lists. Eight remained stationed along the Rhine, the most strongly held part of the frontier because of the dangers which lay beyond it.
Elsewhere, Roman rule still advanced. In
AD
43 Claudius began the conquest of Britain, which was carried to its furthest enduring limit when Hadrian’s wall was built across the north as an effective boundary forty or so years later. In
AD
42 Mauretania had become a province. In the east, Trajan conquered Dacia, later Romania, in
AD
105, but this was more than a century and a half after a quarrel, which was to be long-lasting, had begun in Asia.
Rome had first faced Parthia on the Euphrates when Sulla’s army campaigned there in 92
BC
. Nothing of importance followed until thirty years later when Roman armies began to advance against Armenia. Two spheres of influence overlapped there and Pompey at one moment arbitrated between the Armenian and Parthian kings in a boundary dispute. Then, in 54
BC
, the Roman politician Crassus launched an invasion of Parthia across the Euphrates. Within a few weeks he was dead and a Roman army of 40,000 destroyed. It was one of the worst military disasters of Roman history. Evidently there was a new great power in Asia. The Parthian army consisted of more than good mounted archers by this time. It also had heavy cavalry of unrivalled quality, the cataphracts, mail-clad horsemen with their mounts mailed too, charging home with heavy lances. The fame of their great horses even awoke the envy of the distant Chinese.
After this, the eastern frontier on the Euphrates was to remain undisturbed for a century, but the Parthians did not endear themselves to Rome. They dabbled in the politics of the civil war, harassing Syria and encouraging unrest among the Palestinian Jews. Mark Antony had to retreat in disgrace and distress to Armenia after losing 35,000 men in a disastrous campaign against them. But Parthia suffered from internal divisions too, and in 20
BC
Augustus was able to obtain the return of the Roman standards taken from Crassus and thankfully set aside any need to attack Parthia for reasons of honour. Yet the likelihood of conflict persisted, both because of the sensitivity with which each power regarded Armenia and because of the instability of Parthia’s dynastic politics. One emperor, Trajan, conquered the Parthian capital of Ctesiphon and fought his way down to the Persian Gulf, but his successor Hadrian wisely conciliated the Parthians by handing back much of his conquest.
It was the Roman boast that their new subjects all benefited from the
extension to them of the
Pax Romana
, the imperial peace which removed the threats of barbarian incursion or international strife. The claim has to be qualified by recognition of the violence with which many subject peoples resisted Roman rule, and the bloodshed this cost, but there is something in it. Within the frontiers there was order and peace as never before. In some places this permanently changed the patterns of settlement as new cities were founded in the east or descendants of Caesar’s soldiers were settled in new military colonies in Gaul. Sometimes there were even more far-reaching results. The adoption of the Rhine frontier permanently affected the history of Europe by its division of the Germanic peoples. Meanwhile, there took place everywhere, as things settled down, a gradual romanization of the local notables. They were encouraged to share a common civilization whose spread was made easier by the new swiftness of communication along the roads whose main purpose was the movement of the legions. Napoleon could not move couriers faster from Paris to Rome than could the emperors of the first century
AD
.
The empire was a huge area and required the solution of problems of government which had not been faced by Greeks or solved by Persians. A complex bureaucracy appeared, with remarkable scope. To cite one small example, the records of all officers of centurion rank and above (company commanders upwards, as it were) were centralized at Rome. The corps of provincial civil servants was the administrative armature, sustained by a practical reliance for many places upon the army, which did much more than merely fight. Bureaucracy was controlled by the adoption of fairly limited aims. These were above all fiscal; if the taxes came in, then Roman rule did not want to interfere in other ways with the operation of local custom. Rome was tolerant. It would provide the setting within which the example of its civilization would wean barbarians from their native ways. The reform of the administrators had begun under Augustus. The Senate still appointed to many posts on an annual basis, but the emperor’s
legati
who acted for him in the frontier provinces held office at his pleasure. All the evidence is that whatever the means were by which it was achieved, the administration underwent a notable improvement under the empire by comparison with the corruption of the last century of the republic. It was much more centralized and integrated than the satrapy system of Persia.
The cooperation of the subject peoples was tempted with a bait. First the republic and then the empire had been extended by granting citizenship to wider and wider numbers of Rome’s subjects. It was an important privilege; among other things, as the Acts of the Apostles remind us, it carried with it rights of appeal from local courts to the emperor at Rome. On the granting of citizenship could be based the winning of the loyalties
of local notables; more and more non-Romans make their appearance in the Senate and at Rome as the centuries pass. Finally, in
AD
212, citizenship was granted to all free subjects of the empire.
This was an outstanding instance of Roman power of assimilation. The empire and the civilization it carried were unashamedly cosmopolitan. The administrative framework contained an astonishing variety of contrasts and diversities. They were held together not by an impartial despotism exercised by a Roman élite or a professional bureaucracy, but by a constitutional system which took local élites and romanized them. From the first century
AD
the senators themselves included only a dwindling number of men of Italian descent. Roman tolerance in this was diffused among other peoples. The empire was never a racial unity whose hierarchies were closed to non-Italians. Only one of its peoples, the Jews, felt strongly about the retention of their distinction within it and that distinction rested on religion and the practices associated with it.
Already Hellenistic civilization had achieved a remarkable mixing of East and West; now Rome continued the process over an even wider area. The element in the new cosmopolitanism which was most obvious was, indeed, the Greek, for the Romans themselves made much of their inheritance from the Greeks, though it was the Greeks of the Hellenistic era with whom they were most at home. All educated Romans were bilingual and this illustrates the tradition upon which they drew. Latin was the official language and always remained the language of the army; it was spoken widely in the West and to judge by the military records, literacy in it was high. Greek was the lingua franca in the eastern provinces, understood by all officials and merchants, and used in the courts if the litigants wished. Educated Romans grew up to read the Greek classics and drew from them their standards; the creation of a literature which could stand on an equal footing with the older was the laudable ambition of most Roman writers. In the first century
AD
they got nearest to this and the coincidence of a cultural and an imperial achievement is striking in Virgil, the conscious renewer of the epic tradition who was also the poet of imperial mission.
It may be that in this lies one clue to the peculiar tenor of Roman culture. Perhaps it is the obviousness and pervasiveness of the Greek background which does much to deprive it of the air of novelty. Its weight was accentuated by the static, conservative concern of Roman thinkers. Between them, their attention was absorbed almost exclusively by the two foci provided by the Greek inheritance and the moral and political traditions of the republic. Both lived on curiously and somewhat artificially in a material setting, which more and more ceased to fit them. Formal education changed little in practice and content from century to century, for example. Livy,
the great Roman historian, sought again to quicken republican virtues in his history, but not to criticize and reinterpret them. Even when Roman civilization was irreversibly urban the (almost extinct) virtues of the independent peasant continued to be celebrated and rich Romans longed (they said) to get away from it all to the simple life of the countryside. Roman sculpture only provided again what Greeks had already done better. The philosophies of Rome were Greek, too. Epicureanism and Stoicism held the centre of the stage; neo-Platonism was innovatory, but came from the East, as did the mystery religions which were eventually to provide Roman men and women with something their culture could not give them.
Only in two practical fields were the Romans to be great innovators – law and engineering. The achievements of the lawyers were relatively late; it was in the second and early third centuries
AD
that the jurisconsults began the accumulation of commentary which would be so valuable a legacy to the future when codification passed their work to medieval Europe. In engineering – and Romans did not distinguish it from architecture – the quality of their achievement is more immediately impressive. It was a source of pride to the Romans and one of the few things in which they were sure they outstripped the Greeks. It was based on cheap labour: in Rome it was slaves and in the provinces often the unemployed legions on garrison duty in peaceful times who carried out the great works of hydraulic engineering, bridging and road-building. But more was involved than material factors. The Romans virtually founded town-planning as an art and administrative skill west of the Indus, and their inventions of concrete and the vaulted dome revolutionized the shapes of buildings. For the first time the interiors of buildings became more than a series of surfaces for decoration. Volumes and lighting became part of the subject-matter of architecture; the later Christian basilicas were to be the first great expressions of a new concern with the spaces inside buildings.
Roman technical accomplishment was stamped on an area stretching from the Black Sea in the east to Hadrian’s Wall in the north and the Atlas mountains in the south. The capital, of course, contained some of its most spectacular relics. There, the wealth of empire expressed itself in a richness of finish and decoration nowhere else so concentrated. When the marble facings were intact, and paint and stucco moulding relieved the sheer mass of stone, Rome must have had some of the appeal to the imagination earlier possessed by Babylon. There was an ostentation about it which spoke of a certain vulgarity, too, and in this again it is not hard to sense a difference of quality between Rome and Greece; Roman civilization has a grossness and materiality inescapable in even its greatest monuments.