The New Penguin History of the World (46 page)

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Authors: J. M. Roberts,Odd Arne Westad

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The twists and turns are complicated, but the main stages of Roman expansion in the east in the second century
BC
are obvious enough. The conquest and reduction of Macedon to a province was accomplished in a series of wars ending in 148
BC
; the phalanxes were not what they had been, nor was Macedonian generalship. On the way, the cities of Greece had also been reduced to vassalage and forced to send hostages to Rome. An intervention by a Syrian king led to the first passage of Roman forces to Asia Minor; next came the disappearance of the kingdom of Pergamon, Roman hegemony in the Aegean and the establishment of the new province of Asia in 133
BC
. Elsewhere, the conquest of the remainder of Spain, except the north-west, the organization of a tributary confederacy in Illyria, and the provincial organization of southern France in 121
BC
, meant that the coasts from Gibraltar to Thessaly were all under Roman rule. Finally, the chance long sought by the enemies of Carthage came in 149
BC
with the start of the third and last Punic War. Three years later the city
was
destroyed, ploughs were run over its site and a new Roman province covering western Tunisia – Africa – existed in its stead.

Thus was the empire made by the republic. Like all empires, but perhaps more obviously than any earlier one, its appearance owed as much to chance as to design. Fear, idealism and eventually cupidity were the mingled impulses which sent the legions further and further afield. Military power was the ultimate basis of Roman empire, and it was kept up by expansion. Numbers were decisive in overcoming Carthaginian experience and tenacity and the Roman army was large. It could draw upon an expanding pool of first-class manpower available from allies and satellites, and republican rule brought order and regular government to new subjects. The basic units of the empire were its provinces, each ruled by a governor with proconsular powers, whose posting was formally for one year. Beside him stood a taxing officer.

Empire inevitably had political consequences at home. In the first place it made it even more difficult to ensure popular participation – that is, the participation of poor citizens – in government. Prolonged warfare reinforced the day-to-day power and the moral authority of the Senate, and it must be said that its record was a remarkable one. Yet the expansion of territory carried even further shortcomings already apparent in the extension of Roman rule over Italy. Serious and novel problems arose. One was posed by the new opportunities war and empire gave to generals and provincial governors. The fortunes to be made, and made quickly, were immense; not until the days of the Spanish
conquistadores
or the
British East India Company were such prizes so easily available to those in the right place at the right time. Much of this was legal; some was simply looting and theft. Significantly, in 149
BC
a special court was created to deal with illegal extortion by officials. Whatever its nature, access to this wealth could only be obtained through participation in politics, for it was from the Senate that governors were chosen for the new provinces and it was the Senate which appointed the tax-gatherers who accompanied them from among the wealthy but non-noble class of
equites
, or ‘knights’.

Another constitutional weakness arose because the principle of annual election of magistrates had more and more frequently to be set aside in practice. War and rebellion in the provinces provided emergencies which consuls elected for their political skill might well find beyond them. Inevitably, proconsular power fell into the hands of those who could deal with emergencies effectively, usually proven generals. It is a mistake to think of the republic’s commanders as professional soldiers in the modern sense; they were members of the ruling class who might expect in a successful career to be civil servants, judges, barristers, politicians and even priests. One key to the administrative proficiency of Rome was its acceptance of the principle of non-specialization in its rulers. None the less, a general who stayed years with his army became a different sort of political animal from the proconsuls of the early republic who commanded an army for one campaign and then returned to Rome and politics. Paradoxically, it was a weakness that the provincial governorships were themselves annual. In that lay a temptation to make hay while the sun shone. If this was one way by which irresponsibility crept into the administrative structure, there was a corresponding tendency for successful generals in the field for longer to draw to themselves the loyalty soldiers owed to the republic. Finally, there was even a kind of socialized corruption, for all Roman citizens benefited from an empire which made possible their exemption from any direct taxation; the provinces were to pay for the homeland. Awareness of such evils lies behind much moralizing condemnation and talk of decline which arose in the first century
BC
, when their impact became fatal.

Another change brought by empire was a further spread of Hellenization. Here there are difficulties of definition. In some measure, Roman culture was already Hellenized before conquest went beyond Italy. The republic’s conscious espousal of the cause of the Greek cities’ independence of Macedon was a symptom. On the other hand, whatever Rome already possessed, there was much that could be won only after more direct contact with the Hellenized world. In the last resort, to many Greeks Rome looked like another barbarian power, almost as bad as Carthage. There is symbolism in the legend of the death of Archimedes, struck down while pondering
geometrical problems in the sand, by the sword of a Roman soldier who did not know who he was.

With empire the contact became direct and the flow of Hellenistic influence manifold and frequent. Later ages were to wonder at the Roman passion for baths; the habit was one they picked up in the Hellenized East. The first Roman literature was translated Greek drama and the first Latin comedies were imitations of Greek models. Art began to flow to Rome through pilfering and looting, but Greek style – above all its architecture – was already familiar from the western cities. There was a movement of people, too. One of the thousand hostages sent to Rome from the Greek cities in the middle of the second century
BC
was Polybius, who provided Rome with its first scientific history in the tradition of Thucydides. His history of the years 220–146
BC
was a conscious exploration of a phenomenon which he felt would mark a new epoch: Rome’s success in overthrowing Carthage and conquering the Hellenistic world. He was first among historians to recognize a complement to the earlier civilizing work of Alexander in the new unity given to the Mediterranean by Rome. He also admired the disinterested air Romans appeared to bring to imperial government – a reminder to be set against the Romans’ own denunciation of their wickednesses under the late republic.

Rome’s greatest triumph rested on the bringing of peace. In a second great Hellenistic age, men could travel from one end to another of the Mediterranean without hindrance. The essential qualities of the structure which sustained the
pax romana
were already there under the republic, above all in the cosmopolitanism encouraged by Roman administration, which sought not to impose a uniform pattern of life but only to collect taxes, keep the peace and regulate the quarrels of men by a common law. The great achievements of Roman jurisprudence still lay far ahead, but the early republic in about 450
BC
launched Roman law on its history of definition by the consolidation of the Twelve Tables which little Roman boys, lucky enough to go to school, had still to get by heart hundreds of years later. On them was eventually built a framework within which many cultures might survive to contribute to a common civilization.

It is convenient to finish the story of the spread of the rule of the republic to its limits before considering how such success in the end proved fatal. Transalpine Gaul (southern France) was a province in 121
BC
but (like north Italy) it remained troubled from time to time by the incursions of Celtic tribes. The Po valley was given provincial status as Cisalpine Gaul in 89
BC
and nearly forty years later (51
BC
) the rest of Gaul – roughly northern France and Belgium – was conquered and with that the Celtic danger effectively came to an end. Meanwhile there had been further conquests
in the east. The last king of Pergamon had bequeathed his kingdom to Rome in 133
BC
. There followed the acquisition of Cilicia in the early first century
BC
, and then a series of wars with Mithridates, King of Pontus, a state on the Black Sea. The outcome was the reorganization of the Near East, Rome being left with possession of a coast running from Egypt to the Black Sea, all of which was divided between client kingdoms or provinces (one of them named ‘Asia’). Finally, Cyprus was annexed in 58
BC
.

Ironically, the counterpoint of this continuing and apparently irresistible success abroad was growing strife at home. The crux of the matter was the restriction of access to office to members of the ruling class. Electoral institutions and political conventions had come to work differently because of two grave long-term problems. The first was the gradual impoverishment of the Italian peasant, who had been the typical figure of the early republic. It had several causes, but the root of the matter was the terrible cost of the second Punic War. Not only had conscripted soldiers been absent for long years of almost continuous campaigns, but the physical damage to southern Italy was enormous. Meanwhile, those who were lucky enough to amass wealth in imperial enterprise laid it out in the only good investment available, land. The effect in the long run was to concentrate property in large estates usually worked by slaves made cheaper by the wars; there was no place on them for the smallholder, who now had to make his way to the city and fend for himself as best he could, a Roman citizen in name, but a proletarian in the making. Yet as a citizen he still had a vote. To those with wealth and political ambition he became someone to buy or to intimidate. Since the road to lucrative office lay through popular elections, the politics of the republic could hardly fail increasingly to reflect the power of money. This, too, had repercussions far and wide in Italy. Once votes had a price, the citizen proletariat of Rome was unlikely to welcome their continual devaluation by extending civic rights to other Italians, even though Rome’s allies had to put up with conscription.

The second problem was a change in the army. The legions had more than four hundred years’ history under the republic and their evolution can hardly be condensed in a simple formula, but if one is to be sought, it is perhaps best to say that the army became increasingly professional. After the Punic Wars it was impossible any longer to rely solely on soldiers fighting in such time as they could spare from farming. The burden of conscription had always been heavy and became unpopular. When campaigns carried men further and further afield for year after year, and as garrisons had sometimes to remain for decades in conquered provinces, even the Roman pool of manpower showed signs of drying up. In 107
BC
a formal change registered what was happening: the property qualification
for service was abolished. This was the work of a consul called Marius, who thus solved the problem of recruitment, for after this there were usually enough poor volunteers for conscription to be unnecessary. Military service still continued to be restricted to citizens, but there were many of these; in the end, though, service itself was to confer citizenship. Another innovation of Marius was to give the legions their ‘eagles’, the standards so important to their
esprit de corps
, something between an idol and a modern regimental badge. Such changes gradually turned the army into a new kind of political force, available to a man like Marius who was an able general and much called upon for service in the provinces. He actually exacted a personal oath of allegiance from one army under his own command.

The widening gap of rich and poor in central Italy as peasant farming gave way to large estates bought (and stocked with slaves) with the spoils of empire, and the new possibilities open to political soldiers, proved fatal to the republic in the end. At the end of the second century
BC
, the Gracchi brothers, Tribunes of the People, sought to do something about the social problem in the only way open to an agrarian economy, by land reform, as well as by reducing senatorial power and giving the
equites
a bigger role in government. They tried, in effect, to spread the wealth of empire, but their attempts only ended in their deaths. This itself marked the raising of the stakes in politics; in the last century of the republic factional bitterness reached its peak because politicians knew their lives might be forfeit. It also saw the beginning of what has been called the Roman revolution, for the conventions of Roman politics were set aside when Tiberius Gracchus (the elder brother), then consul, persuaded the plebs to unseat the tribune who had vetoed his land-bill and thus announced that he would not accept the traditional circumvention of the popular will by the prerogative of a tribune to use his veto.

The final plunge of the republic into confusion was precipitated in 112
BC
by a new war when a North African king massacred a great number of Roman businessmen. Not long afterwards a wave of barbarian invaders in the north threatened Roman rule in Gaul. The emergency brought forward the consul Marius, who dealt successfully with the enemies of the republic, but at the cost of further constitutional innovation, for he was elected to the consulship for five years in succession. He was, in fact, the first of a series of warlords who were to dominate the last century of the republic, for other wars rapidly followed. Demand grew for the extension of Roman citizenship to the other Latin and Italian states. In the end these allies (
socii
) revolted in what is somewhat misleadingly called the ‘Social War’ in 90
BC
. They were only pacified with concessions which made
nonsense of the notion that the Roman popular assemblies were the ultimate sovereign; citizenship was extended to most of Italy. Then came new Asian wars – from which emerged another general with political ambitions, Sulla. There was civil war, Marius died after once more being consul, and Sulla returned to Rome in 82
BC
to launch a dictatorship (voted by the Senate) with a ruthless ‘proscription’ of his opponents (a posting of their names which signified that anyone who could do so was entitled to kill them), an assault on the popular powers of the constitution and an attempted restoration of those of the Senate.

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