Read The New Penguin History of the World Online
Authors: J. M. Roberts,Odd Arne Westad
That there was a real danger that Christianity might develop in this way is shown by the importance in the second century of the Gnostics. Their name derives from the Greek word
gnosis
, meaning ‘knowledge’: the knowledge the Christian Gnostics claimed was a secret, esoteric tradition, not revealed to all Christians but only to a few (one version said, only to the Apostles and the sect to which it had subsequently descended). Some of their ideas came from Zoroastrian, Hindu and Buddhist sources which stressed the conflict of matter and spirit in a way which distorted the Judaeo-Christian tradition; some came from astrology and even magic. There was always a temptation in such a dualism, the attribution of evil and good to opposing principles and entities and the denial of the goodness of the material creation. The Gnostics were haters of this world and in some of their systems this led to the pessimism typical of the mystery cults; salvation was only possible by the acquisition of arcane knowledge, secrets of an initiated elect. A few Gnostics even saw Christ not as the saviour who confirmed and renewed a covenant but as one who delivered men from Yahweh’s error. It was a dangerous creed in whatever form it came, for it cut at the roots of hopefulness which was the heart of the Christian revelation. It turned its back on the redemption of the here and now of
which Christians could never wholly despair, since they accepted the Judaic tradition that God made the world and that it was good.
In the second century, with its communities scattered throughout the
diaspora
and their organizational foundations fairly firmly settled, Christianity thus seems to stand at a parting of ways, either of which could prove fatal to it. Had it turned its back on the implications of Paul’s work and remained merely a Jewish heresy, it would at best have been reabsorbed eventually into the Judaic tradition; on the other hand, a flight from a Jewry, which rejected it, might have driven Christians into the Hellenistic world of the mystery cults or the despair of the Gnostics. Thanks to a handful of men, it escaped both and became a promise of salvation to the individual.
The achievement of the Fathers of the Church who navigated these perils was, for all its moral and pietistic content, above all intellectual. They were stimulated by their danger. Irenaeus, who succeeded the martyred Bishop of Lyons in
AD
177, provided the first great outline of Christian doctrine, a creed and definition of the scriptural canon. All of these set off Christianity from Judaism. But he wrote also against the background of the challenge of heretical beliefs. In
AD
172 the first Council had met to reject Gnostic doctrines. Christian doctrine was squeezed into intellectual respectability by the need to resist the pressures of competitors. Heresy and orthodoxy were born twins. One of the pilots who steered an emerging Christian theology through this period was the prodigiously learned Clement of Alexandria, a Christian Platonist (perhaps born in Athens), through whom Christians were brought to an understanding of what the Hellenistic tradition might mean apart from the mysteries. In particular, he directed Christians to the thought of Plato. To his even greater pupil, Origen, he transmitted the thought that God’s truth was a reasonable truth, a belief which could attract men educated in the stoic view of reality.
The intellectual drive of the early Fathers and the inherent social appeal of Christianity made it possible for it to utilize the huge possibilities of diffusion and expansion inherent in the structure of the classical and later Roman world. Its teachers could move freely and talk and write to one another in Greek. It had the great advantage of emerging in a religious age; the monstrous credulousness of the second century cloaks deep longings. They hint that the classical world is already running out of vigour; the Greek capital needed replenishment and one place to look for it was in new religions. Philosophy had become a religious quest and rationalism or scepticism appealed only to an infinitesimally small minority. Yet this promising setting was also a challenge to the Church; early Christianity has to be seen always in the context of thriving competitors. To be born
in a religious age was a threat as well as an advantage. How successfully Christianity met the threat and seized its opportunity was to be seen in the crisis of the third century, when the classical world all but collapsed and survived only by colossal, and in the end mortal, concession.
8
The Waning of the Classical West
After
AD
200 there are many signs that Romans were beginning to look back on the past in a new way. Men had always talked of golden ages in the past, indulging in a conventional, literary nostalgia. But the third century brought something new, a sense of conscious decline.
Historians have spoken of a ‘crisis’, but its most obvious expressions were in fact surmounted. The changes Romans carried out or accepted by the year 300 gave a new lease of life to much of classical Mediterranean civilization. They may even have been decisive in ensuring that it would in the end transmit so much of itself to the future. Yet the changes themselves took a toll, for some of them were essentially destructive of the spirit of that civilization. Restorers are often unconscious imitators. Somewhere around the beginning of the fourth century we can sense that the balance has tipped against the Mediterranean heritage. It is easier to feel it than to see what was the crucial moment. The signs are a sudden multiplication of ominous innovations – the administrative structure of the empire is rebuilt on new principles, its ideology is transformed, the religion of a once-obscure Jewish sect becomes established orthodoxy, and physically, large tracts of territory are given up to settlers from outside, alien immigrants. A century later still, and the consequence of these changes is apparent in political and cultural disintegration.
The ups and downs of imperial authority mattered a lot in this process. Classical civilization had come by the end of the second century
AD
to be coterminous with the empire. It was dominated by the conception of
romanitas
, the Roman way of doing things. Because of this, the weaknesses of the structure of government were fundamental to what was going wrong. The imperial office had long since ceased to be held, as Augustus had carefully pretended, by the agent of the Senate and people; the reality was a despotic monarch, his rule tempered only by such practical considerations as the placating of the Praetorian Guard on which he depended. A round of civil wars which followed the accession of the last, inadequate, Antonine emperor in 180 opened a terrible era. This wretched man, Commodus,
was strangled by a wrestler at the bidding of his concubine and chamberlain in 192, but that solved nothing. From the struggles of four ‘emperors’ in the months following his death there finally emerged an African, Septimius Severus, married to a Syrian, who strove to base the empire again on heredity, attempting to link his own family with the Antonine succession and thus to deal with one fundamental constitutional weakness.
This was really to deny the fact of his own success. Severus, like his rivals, had been the candidate of a provincial army. Soldiers were the real emperor-makers throughout the third century and their power lay at the root of the empire’s tendency to fragment. Yet the soldiers could not be dispensed with; indeed, because of the barbarian threat, now present on several frontiers simultaneously, the army had to be enlarged and pampered. Here was a dilemma to face emperors for the next century. Severus’s son Caracalla, who prudently began his reign by bribing the soldiers heavily, was none the less murdered by them in the end.
In theory the Senate still appointed the emperor. In fact it had little effective power except in so far as it could commit its prestige to one of a number of contending candidates. This was not much of an asset but still had some importance so long as maintaining the old forms had some moral effect. It was inevitable, though, that the arrangements should intensify the latent antagonism of Senate and emperor. Severus gave more power to officers drawn from the equestrian class and socially inferior to the senatorial families. Caracalla inferred that a purge of the Senate would help and took this further step towards autocratic rule. More military emperors followed him; soon there was for the first time one who did not come from the senatorial ranks, though he was from the
equites
. Worse was to follow. In 235 Maximinus, a huge ex-ranker from the Rhine legions, contested the prize with an octogenarian from Africa who had the backing of the African army and, eventually, of the Senate. Many emperors were murdered by their troops; one died fighting his own commander-in-chief in battle (his conqueror subsequently being slain by the Goths after his betrayal to them by one of his other officers). It was a dreadful century; altogether, twenty-two emperors came and went and that number does not include mere pretenders (or such semi-emperors as Postumus, who for a while maintained himself in Gaul, thus prefiguring a later division of the empire).
Though Severus’s reforms had for a time improved matters, the fragility of his successors’ position accelerated a decline in administration. Caracalla was the last emperor to try to broaden the basis of taxation by making all free inhabitants of the empire Roman citizens and thus liable to inheritance taxes, but no fundamental fiscal reform was attempted. Perhaps
decline was inevitable, given the emergencies to be faced and the resources available. With irregularity and extemporization went growing rapacity and corruption as those with power or office used it to protect themselves. This reflected another problem, the economic weakness which the empire was showing in the third century.
Few generalizations are safe about what this meant to the consumer and supplier. For all its elaboration and organization around a network of cities, the economic life of the empire was overwhelmingly agrarian. Its bedrock was the rural estate, the
villa
, large or small, which was both the basic unit of production and also, in many places, of society. Such estates were the source of subsistence for all those who lived on them (and that meant nearly all the rural population). Probably, therefore, most people in the countryside were less affected by the long-term swings of the economy than by the requisitioning and heavier taxation which resulted from the empire ceasing to expand; the armies had to be supported from a narrower base. Sometimes, too, the land was devastated by fighting. But peasants lived at subsistence level, had always been poor, and continued to be so, whether bond or free. As times got worse, some sought to bind themselves as serfs, which suggests an economy in which money was in retreat before payment in goods and services. It also probably reflects another impact of troubled times such as drove peasants to the towns or to banditry; men everywhere sought protection.
Requisitioning and higher taxation may in some places have helped to produce depopulation – though the fourth century provides more evidence of this than the third – and to this extent were self-defeating. In any case, they were likely to be inequitable, for many of the rich were exempt from taxation and the owners of the estates cannot have suffered much in inflationary times unless they were imprudent. The continuity of many of the great estate-owning families in antiquity does not suggest that the troubles of the third century bit deeply into their resources.
The administration and the army felt most of the effects of economic troubles, and particularly the major ill of the century, inflation. Its sources and extent are complex and still disputed. In part it derived from an official debasement of the coinage which was aggravated by the need to pay tribute in bullion to barbarians who from time to time were best placated by this means. But barbarian incursions themselves often helped to disrupt supply, and this again told against the cities, where prices rose. Because the soldiers’ pay was fixed it fell in real value (this made them, of course, more susceptible to generals who offered lavish bribes). Although the overall impact is hard to assess, it has been suggested that money may have fallen during the century to about one-fiftieth of its value at the beginning.
The damage showed both in the towns and in imperial fiscal practice. From the third century onwards many towns shrank in size and prosperity; their early medieval successors were only pale reflections of the important places they once had been. One cause was the increasing demands of the imperial tax-collectors. From the beginning of the fourth century the depreciation of coin led imperial officials to levy taxes in kind – they could often be used directly to supply local garrisons but were also the means of payment to civil servants – and this not only made the government more unpopular, but also the
curiales
or municipal office-holders, who had the task of raising these impositions. By 300 they often had to be forced to take office, a sure sign that a once sought-after dignity had become a strenuous obligation. Some towns suffered from actual physical damage, too, especially those in the frontier regions. Significantly, as the third century wore on, towns well within the frontier began to rebuild (or build for the first time) walls for their protection. Rome began again to fortify itself soon after 270.
Meanwhile, the army steadily grew bigger. If the barbarians were to be kept out it had to be paid, fed and equipped. If the barbarians were not kept out there would be tribute to pay to them instead. And there was not only the barbarian to contend with. Only in Africa was the imperial frontier reasonably secure against Rome’s neighbours (because there were no neighbours there who mattered). In Asia things were much grimmer. Ever since the days of Sulla a cold war with Parthia had flared up from time to time into full-scale campaigning. Two things prevented the Romans and Parthians from ever really settling down peacefully. One was the overlapping of their spheres of interest. This was most obvious in Armenia, a kingdom which was alternately a buffer and shuttlecock between them for a century and a half, but the Parthians also dabbled in the disturbed waters of Jewish unrest, another sensitive matter for Rome. The other factor making for disturbance was the temptation presented to Rome time and time again by Parthia’s own internal dynastic troubles.