The New Penguin History of the World (88 page)

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Authors: J. M. Roberts,Odd Arne Westad

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In the end the Ming dynasty ran to seed. A succession of emperors virtually confined to their palaces while favourites and imperial princes disputed around them the enjoyment of the imperial estates registered the decline, and eunuchs emerged as dominant figures in government. Except in Korea, where the Japanese were beaten off at the end of the sixteenth century, the Ming could not maintain the peripheral zones of Chinese empire. Indo-China fell away from the Chinese sphere, Tibet went more
or less out of Chinese control and in 1544 the Mongols burnt the suburbs of Peking.

Under the Ming, too, came the first Europeans to seek more than a voyage of trade or discovery. In 1557 Portuguese established themselves at Macao. They had little to offer that China wanted, except silver; but Jesuit missionaries followed and the official tolerance of Confucian tradition gave them opportunities they successfully exploited. They became very influential at the Ming court after one of them, Matteo Ricci, established himself there in 1602. But while he and other Jesuits were admired for their learning by some Chinese officials, others began to feel alarmed. By then, though, besides the mechanical toys and clocks which the missionaries added to the imperial collections, their scientific and cosmographical learning had begun to interest Chinese intellectuals. The correction of the Chinese calendar, which one Jesuit carried out, was of great importance, for the authenticity of the emperor’s sacrifices depended on accurate dating. From the Jesuits the Chinese learnt also to cast heavy cannon, another useful art.

Early in the seventeenth century, the Ming needed any military advantages they could procure. They were threatened from the north by a people living in Manchuria, a province to which they later gave its name, but who were not known as Manchu until after their conquest of China. The way was opened to them in the 1640s by peasant revolt and an attempted usurpation of the Chinese throne. An imperial general asked the Manchu to help him and they came through the Wall, but only to place their own dynasty, the Ch’ing, on the throne in 1644 (and incidentally wipe out the general’s own clan). Like other barbarians and semi-barbarians, the Manchu had long been fascinated by the civilization they threatened and were already somewhat sinicized before their arrival. They were familiar with the Chinese administrative system, which they had imitated at their own capital of Mukden, and found it possible to cooperate with the Confucian gentry as they extended their grip on China. The attachment of Manchu inspectors stimulated the bureaucracy who needed to change little in their ways except to conform to the Manchu practice of wearing pigtails (thus was introduced what later struck Europeans as one of the oddest features of Chinese life).

The cost of Manchu conquest was high: some twenty-five million people perished. Yet recovery was rapid. China’s new power was already spectacularly apparent under the Emperor K’ang-hsi, who reigned from 1662 to 1722. This roughly corresponded to the reign of Louis XIV of France, whose own exercises in magnificence and aggrandizement took different forms but showed curious parallels on the other side of the world. K’ang-hsi
was capable of a personal violence which the Sun King would never have permitted himself (he once attacked two of his sons with a dagger) but for all the difference in the historical backgrounds which formed them, there is a similarity in their style of rule. Jesuit observers speak of K’ang-hsi’s ‘nobility of soul’ and the description seems to have been prompted by more than the desire to flatter, and justified by more than his patronage. He was hard-working, scrutinizing with a close eye the details of business (and its manner, for he would painstakingly correct defective calligraphy in the memorials placed before him) and, like Louis, he refreshed himself by indulging his passion for hunting.

Characteristically, though K’ang-hsi was a foreigner and unusual among the Chinese emperors in admiring European skill (he patronized the Jesuits for their scientific knowledge), the merits of his reign were set firmly within accepted tradition; he identified himself with the enduring China. He rebuilt Peking, destroyed during the Manchu invasion, carefully restoring the work of the Ming architects and sculptors. It was as if Versailles had been put up in the Gothic style or London rebuilt in Perpendicular after the Great Fire. K’ang-hsi’s principles were Confucian and he had classical works translated into Manchu. He sought to respect ancient tradition and assured his Chinese subjects their usual rights; they continued to rise to high office in the civil service in spite of its opening to Manchus, and K’ang-hsi appointed Chinese generals and viceroys. In the style of his personal life the emperor was, if not austere, at least moderate. He enjoyed the bracing life of the army and on campaigns lived simply; in Peking the pleasures of the palace were deliberately reduced and the emperor relaxed from the burdens of state with a harem of a mere three hundred girls.

K’ang-hsi extended imperial control to Formosa, occupied Tibet, mastered the Mongols and made them quiescent vassals. This was something of a turning-point, as final as anything can be in history; from this time the nomadic peoples of Central Asia at last begin gradually to recede before the settler. Further north, in the Amur valley, another new historical chapter opened when, in 1685, a Chinese army attacked a Russian post at Albazin. There had been earlier clashes in Manchuria. Negotiations now led to the withdrawal of the Russians and the razing of their fort. The treaty of Nershinsk which settled matters conceded by implication that Russia was reorganized as an independent entity, and not as a vassal kingdom. Among its clauses one prescribed that boundary posts should be set up with inscriptions not only in Russian, Manchu, Chinese and Mongolian, but also in Latin. The suggestion had been made by a French Jesuit who was a member of the Chinese delegation and like the establishment of a frontier line at all, was a symptom of changing Chinese relationships
with the outside world, relationships developing faster, perhaps, than any Chinese knew. The treaty was far from being the final settlement of accounts between China and the only European power with which she shared a land frontier but it quietened things for a time. Elsewhere, Manchu conquest continued to unroll; later in the eighteenth century Tibet was again invaded and vassal status reimposed on Korea, Indo-China and Burma. These were major feats.

At home, peace and prosperity marked the last years of Manchu success. It was a silver age of the high classical civilization which some scholars believe to have reached its peak under the later Ming. If it did, it could still produce much beauty and scholarship under the Manchu. Great efforts of compilation and criticism, initiated and inspired by K’ang-hsi himself, opened a hundred years of transcription and publication which not only spawned such monsters as a 5000-volume encyclopedia, but also collections of classical editions now given canonical form. In K’ang-hsi’s reign, too, the imperial kilns began a century of technical advance in enamelling which produced exquisite glazes.

Yet however admirable, and however the emphasis is distributed between its various expressions in different arts, Manchu China’s civilization was still, like that of its predecessors, the civilization of an élite. Although there was at the same time a popular culture of great vigour, the Chinese civilization which Europeans were struck by was as much the property of the Chinese ruling class as it always had been, a fusion of artistic, scholarly and official activity. Its connection with government still gave it a distinctive tone and colour. It remained profoundly conservative, not only in social and political matters but even in its aesthetic. The art it esteemed was based on a distrust of innovation and originality; it strove to imitate and emulate the best, but the best was always past. The traditional masterpieces pointed the way. Nor was art seen as the autonomous expression of aesthetic activity. Moral criteria were brought to the judgement of artistic work and these criteria were, of course, the embodiments of Confucian values. Restraint, discipline, refinement and respect for the great masters were the qualities admired by the scholar-civil servant who was also artist and patron.

Whatever appearances might suggest at first sight, therefore, Chinese art was no more directed towards escape from conventional life and values than that of any other culture before the European nineteenth century. This was also paradoxically apparent in its traditional exaltation of the amateur and the disapprobation it showed towards professionals. The man most esteemed was the official or landowner who was able to execute with sureness and apparent lack of effort works of painting, calligraphy or
literature. Brilliant amateurs were greatly admired and in their activities, Chinese art escapes from its anonymity; we often know such artists’ names. Its beautiful ceramics and textiles, on the other hand, are the products of tradesmen whose names are lost, often working under the direction of civil servants. Artisans were not esteemed for originality; the craftsman was encouraged to develop his skill not to the point of innovation but towards technical perfection. Central direction of large bodies of craftsmen within the precincts of the imperial palace only imposed upon these arts all the more firmly the stamp of traditional style. Even a brilliant explosion of new technical masteries at the imperial kilns during the reign of K’ang-hsi still expressed itself within the traditional canons of restraint and simplicity.

The final paradox is the most obvious and by the eighteenth century it seems starkly apparent. For all her early technological advances China never arrived at a mastery of nature which could enable her to resist western intervention. Gunpowder is the most famous example; the Chinese had it before anyone else, but could not make guns as good as those of Europe, nor even employ effectively those made for them by European craftsmen. Chinese sailors had long had the use of the mariner’s compass and a cartographical heritage which produced the first grid map, but they were only briefly exploring navigators. They neither pushed across the Pacific like the more primitive Melanesians, nor did they map it, as did later the Europeans. For six hundred years or so before Europe had them, the Chinese made mechanical clocks fitted with the escapement which is the key to successful time-keeping by machines, yet the Jesuits brought with them a horological technology far superior to the Chinese when they arrived in the sixteenth century. The list of unexploited intellectual triumphs could be much lengthened, by important Chinese innovations in hydraulics, for example, but there is no need to do so. The main point is clear. Somehow, a lack of interest in the utilization of invention was rooted in a Confucian social system which, unlike that of Europe, did not regard as respectable any association between the gentleman and the technician.

Pride in a great cultural tradition continued to make it very hard to recognize its inadequacies. This made learning from foreigners – all of whom were barbarians, in Chinese eyes – very difficult. To make things worse, Chinese morality prescribed contempt for the soldier and for military skills. In a period when external threats would multiply, China was therefore dangerously cramped in her possibilities of response. Even under K’ang-hsi there were signs of new challenges ahead. In his old age he had to restore Manchu power in Tibet, when Mongol tribes had usurped it. The Russians were by 1700 installed in Kamchatka, were expanding their
trade on the caravan routes and were soon to press on into the Trans-Caspian region. Even peace and prosperity had a price, for they brought faster population growth. Here, unsolved because unrecognized and perhaps insoluble, was another problem to upset the stability of the order authorized by the mandate of heaven. By 1800 there were over three hundred, perhaps even four hundred, million Chinese, and already signs were appearing of what such an increase might portend.

8
Japan

There was a time when Englishmen liked to think of Japan as the Great Britain of the Pacific. The parallel was developed at many levels; some were less plausible than others, but there was an indisputable hard nugget of reality in the facts of geography. Both are island kingdoms whose people’s destinies have been shaped deeply by the sea. Both, too, live close to neighbouring land masses whose influence on them could not but be profound. The Straits of Tsushima which separate Korea from Japan are about five times as wide as the Straits of Dover, it is true, and Japan was able to maintain an isolation from the Asian
terra firma
far more complete than any England could hope for from Europe. Nevertheless, the parallel can be pressed a good way and its validity is shown by the excitement which the Japanese have always shown about the establishment of a strong power in Korea; it rivals that of the British over the danger that the Low Countries might fall into unfriendly hands.

The Japanese proper probably arrived from Korea in about 300
BC
, and when Japan emerges in her own historical records, in the eighth century
AD
, there was Japanese-held territory in the Korean peninsula. In those days, Japan was a country divided up among a number of clans, presided over by an emperor with an ill-defined supremacy and an ancestry traced back to the Sun Goddess. The Japanese did not occupy the whole of the territory of modern Japan, but lived in the main on the southern and central islands. Here were the mildest climate and the best agricultural prospects. In prehistoric times, the introduction of rice-growing and the fishing potential of Japanese waters had already made it possible for this mountainous country to feed a disproportionately large population, but pressure on land was to be a recurrent theme of Japanese history.

In 645 a political crisis in the dominant clan brought about its downfall and a new one arose, the Fujiwara. It was to preside over a great age of Japanese civilization and to dominate the emperors. There was more than political significance in the change. It also marked a conscious effort to redirect Japanese life along paths of renewal and reform. The direction
could only be sought from the guidance offered by the highest example of civilization and power of which the Japanese were aware, and possibly the finest in the world at that time, that of imperial China, which was also an example of expanding menacing power.

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