Read The Blackwell Companion to Sociology Online
Authors: Judith R Blau
their social environment and their lifestyle of prayer, meditation, and silent
work (p. 461).
Thus, it is a mistake to conclude from the observed age gradient of BP in
Western societies that BP ``naturally'' increases with age. Similarly, it would be a mistake to conclude from the observed BP differences between Caucasian Americans and African Americans that racial differences are primarily genetic. While genes probably play a role, behavioral and other psychosocial factors also
contribute.
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Social Class
Unlike age, sex, and race, the constructs of social class and socioeconomic status (SES) are inherently socially defined. Whether the social stratification within a society is more accurately represented as a set of hierarchically ordered discrete classes or as relative positions along a more continuous gradient, those in higher status positions generally have a higher standard of living, greater access to
scarce resources, and increased opportunities compared to those with lower
status. While rarely conceptualized as a scarce resource, good health and a
long life are two objectives to which almost everyone aspires. If those in the
lower classes tend to have poorer health and a shorter life expectancy, this would augment the social and economic inequalities that are more traditionally the
focus of social stratification research.
Governments and social reformers have gathered mortality data and analyzed
them according to a variety of indicators of social class for more than a century (for example, Dublin, 1917; Britten, 1934; Guralnick, 1962). Antonovsky
(1967) published one of the earliest systematic sociological reviews of the
relationship of social class to longevity and mortality. He summarized data
from more than 30 studies and concluded that the evidence was overwhelming
that the lower class, often defined as unskilled manual laborers, had a substan-
tially shorter life expectancy and a higher mortality rate than other social classes.
What was less clear was whether longevity and mortality rates were similar
across the remaining social classes, or whether those in intermediate classes
(typically lower-level non-manual and skilled and semi-skilled manual workers)
had mortality rates that were higher than those in the higher classes (for exam-
ple, professionals, administrators, businessmen, upper and intermediate level
managers and supervisors, and shopkeepers). Thus, an early question that
emerged from this research was: is there a relatively continuous SES or social
class gradient to mortality rates, or is there simply a marked difference between those at or near the bottom and everyone else?
Shortly after Antonovsky's review, Kitagawa and Hauser (1973) published an
important monograph on the subject. The novel feature of their study was that
they did not use the information on death certificates to assess people's social class or even their age. Instead, they matched the death certificates of individuals who died between May and August 1960 to US census data so that (a) information about the deceased and the full population would come from the same
source (census) and (b) differential mortality with respect to education and
income, in addition to occupation, could be examined. At the time of publica-
tion, their results were the most definitive available for the United States. In white and non-white males and females aged 25±64, there was a clear pattern of
lower age-adjusted mortality rates with each increment in education. The same
inverse relationship was observed between age-adjusted mortality rates and
family income in white males and females aged 25±64. Even when adjusted for
education, at least half of the income differential in mortality rates remained, and vice versa when the mortality rates were adjusted for income. This study
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349
also found a general, though not perfectly monotonic, inverse association in
white males aged 25±64 between age-adjusted mortality and major occupational
groups ranked roughly according to social status. Overall, this study supported
the conclusion that there is an SES gradient in mortality across the entire SES
distribution.
Some of the best evidence that mortality risk and the risk of cardiovascular
disease increase steadily as one moves down the SES ladder comes from the
Whitehall I Study of British civil servants (Marmot et al., 1984). This study
followed 18,000 male civil servants, aged 40±64, all of whom had secure office-
based jobs in and around London. Participants were classified into one of four
categories, based on the civil servicè`grade'' (ranking) of their position: (a) top administrative, (b) professional or executive, (c) clerical, and (d) other (for
example, messengers, doormen). As shown in figure 24.1, a smooth gradient in
mortality rates emerged within just a few years (Marmot et al., 1984) and the
differences from one grade to the next have persisted as the cohort has continued to be followed (Marmot et al., 1995). Thus, even when looking at only a single
industry (i.e. government), one in which employees are not exposed to absolute
poverty, industrial accidents, or toxic substances in the workplace, there are
clear differences in age-adjusted mortality risk among those in different non-
manual occupational positions. We might expect the SES gradient to be even
larger among private sector employees than among public sector employees.
This study also shows that these differences are not due to differences in just
one or two major causes of death, but exist for almost every major cause
(Marmot et al., 1984). While smoking, obesity, and elevated blood pressure
were all more common in the lower social grades, statistically controlling for
these and other risk factors reduced the estimated differences in coronary heart disease mortality among the four grades by less than 25 percent (Marmot et al.,
Figure 24.1 Mortality from all causes by year of follow-up and grade of employment, male civil servants, initially aged 40±64.
Source: M. G. Marmot and M. G. Shipley, Whitehall I Study, unpublished.
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Joseph E. Schwartz
1984, 1995). Similar results have been reported in several other large epidemi-
ological studies (see review by Kaplan and Keil, 1993).
In the United States, the National Longitudinal Mortality Study (NLMS;
Sorlie et al., 1992) is a large ongoing study of mortality. A sample of nearly
1.3 million individuals of all ages was identified between 1978 and 1985 and
basic physical and demographic data, including education, occupation, and
income, were obtained. Using the National Death Index, the complete sample
is being followed prospectively for deaths. The nine-year follow-up data became
available in 1995 (Release 2, October 1, 1995) and can be used to examine the
SES gradient and update the earlier analyses of Kitagawa and Hauser (1973) and
others. Figures 24.2 and 24.3 show my estimates of the age-adjusted mortality
ratios for different education and income groups, based on Cox proportional
hazards regression analyses of all employed, 18±64 year old, men (N 162,216)
and women (N 128,865) in the NLMS. The SES gradient is clear, and similar in
magnitude to that reported by Kitagawa and Hauser (1973).
There are many potential explanations for why lower SES individuals, espe-
cially the poor, might be at increased risk for a variety of diseases and have a shorter life expectancy: more crowded living arrangements, poorer sanitary
conditions, poorer diet, poorer access to medical care, access to poorer quality medical care, and differential rates of various health-related behaviors (for
example, cigarette smoking, excessive alcohol consumption, and lack of regular
physical exercise). It is less clear why those with average levels of education or income should be at higher risk than those with above average levels.
Figure 24.2 Age-adjusted relative mortality risk, by education category (reference is 12
years of education).
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351
Figure 24.3 Age-adjusted relative mortality risk, by income category (reference is $10,000±15,000).
Areal Measures of Social Class
The preceding discussion has focused on individual level measures of SES:
education, occupation, grade of employment, and income. However, there is a
long tradition of treating geographic areas (nations, states, counties, neighborhoods, census tracts) as the unit of analysis and investigating whether SES
differences ± for example, in average education, average income, or average
price of housing ± predict differences in mortality rates. Historically, areal
measures of SES were used as a proxy measure for the SES of individuals living
in that area when individual level data on SES, mortality, and morbidity were
unavailable. In most analyses, poorer SES areas have been found to have higher
mortality rates. For example, Kitagawa and Hauser (1973) assigned each census
tract in Chicago to one of five socioeconomic groups based on median family
income in the US 1950 and 1960 censuses, and found that both infant mortality
rates and age-adjusted all-cause mortality rates were highest in the lowest SES
group of tracts, and next highest in the second lowest SES tracts. This pattern
held for males and females, whites and non-whites, and, for all-cause mortality, in those under age 65 and those 65 and over. There were only slight differences
among the three highest SES groupings of census tracts.
A small number of studies have simultaneously estimated the effects of indi-
vidual-level and community-level measures of SES and found that the commun-
ity-level measures have an independent effect over and above that of the
individual-level measures. Using data from the Alameda County Study, Haan
et al. (1987) found that after controlling for age, sex, race, baseline health in 352
Joseph E. Schwartz
1965, and any of four measures of individual's SES (education, income, employ-
ment status, or access to medical care), Oakland, California, residents who lived in federally designated ``poverty areas'' had an approximately 50 percent greater risk of dying during the subsequent nine years, 1965±74.
On a national scale, Anderson et al. (1997) merged census tract median
income into the NLMS data set and found, for 25±64 year old black and
white males and females, that while individuals' family incomes were more
strongly related to mortality than median census tract income, the latter also
had an independent and sizable effect. The increase in mortality risk associated with living in a low-income census tract was about twice as great for blacks (49
and 30 percent for male and female blacks) as it was for whites (26 and 16
percent for male and female whites). These results, like those of Haan et al.
(1987), strongly suggest that there are contextual or neighborhood factors
that increase the mortality risk of even high SES individuals who live in low-
income areas. However, it also shows that, within any given area, those with
higher income are at lower risk than those with low income. Together, these
results suggest that both absolute income and relative income affect mortality
risk.
There are several aspects of the physical and social environment that might
contribute to an association between neighborhood SES and poor health. Air
and water quality may be poorer in lower SES areas. Poor neighborhoods are
often located in or near industrial areas, landfills, and toxic dumps for two
reasons: (a) real estate in such areas is often less expensive, making it more
affordable to lower SES families; and (b) poor neighborhoods usually have fewer
political resources with which to resist the nearby location of polluting industries or dumping. The quantity and quality of available health care services also tend to be poorer in low SES areas.
Income Inequality and Mortality
At one level the question of whether there is too much or too little income
inequality is largely a question of values and personal philosophy. Those who
argue that there is an inherent conflict between those who have and those who do not have power, status, wealth, and control over the means of production
usually view the existing income distribution as inequitable and unjust, imposed by the powerful on the powerless. In contrast, others view income inequality as
reflecting differential rewards in a competition that is fundamentally fair ± with better qualified or more productive individuals receiving higher incomes ± and
just. To my knowledge, no sociological or economic theory can adequately
explain cross-national differences in income differentials. For example, why is
it that salary differentials, and therefore income inequality, are substantially smaller in Scandinavian countries and Japan than in the United Kingdom and
United States? These differences in inequality are even greater when one exam-
ines after-tax income. Even if there is a substantial consensus that some inequality is legitimate, there may be very little consensus on how much inequality is
appropriate. The question of how much inequality is desirable and how much is
Social Inequality, Stress, and Health
353
too much is largely a matter of opinion, and individuals' opinions are likely to vary according to their relative position in the distribution.