Another set of checks and balances built into Ottoman society involved the devshirme instituted by Bayazid. At first, as I mentioned, this was just the mamluk system by another name. Like the mamluks, the janissaries were trained to serve as the ruler’s bodyguards—at first. But then the janissaries’ function expanded.
For one thing, they didn’t all end up as soldiers anymore. Some were taught administrative skills. Others received cultural training. The sultan began appointing janissaries to top posts in his government as well as his armies and navies. He put janissaries in charge of important cultural institutions as well. Sinon, the Ottoman architect most responsible for establishing that characteristic style of Ottoman mosque—a solid edifice capped with one big dome and many smaller mushroom domes and four pencil-tin minarets at the corners—was a janissary.
Originally, the devshirme took boys only from Christian families in newly conquered territory. But Mehmet the Conqueror instituted another crucial innovation: he extended the devshirme into the empire itself. Henceforth, any family under Ottoman rule, Muslim or non-Muslim, high or low, might see some of its sons sucked into this special form of “slavery,” which was, paradoxically, a route to the highest strata of Ottoman society.
Through the devshirme, the Ottomans crafted a brand new power elite for their society. Unlike the elite of other societies, however, the janissaries were forbidden to marry or have (legitimate) children. They could not, therefore, become a hereditary elite. In fact, the devshirme was a mechanism for constantly turning the social soil. It sought out promising youngsters from all sectors of society, gave them the most rigorous possible intellectual and physical training, and then charged them with running the empire. Naturally, they sucked a good deal of power away from the old, trad
itional, military, Turkish aristocracy, those families whose ancestral roots went back to central Asia, which was all to the good as far as the Ottomans were concerned. It weakened their potential rivals.
And yet the Ottomans did not eliminate these potential rivals, even though they could have. No, the Ottoman genius for checks and balances kept the old aristocratic families in place and left them some power to serve as a check on the janissaries should
the latter
ever get any big ideas.
What power was left to the old nobility? Well, for one thing, they remained the biggest landowners in the empire and the major
taxpayers. “Landowner” is a bit of a misnomer, however, because officially the sultan owned every scrap of soil in his empire. He only leased out parcels of it to favored people as “tax farms” (
timars
in Turkish). A timar was a rural property from whose inhabitants the timar holder was allowed to collect taxes. Those inhabitants were, of course, mostly peasant cultivators living on the land. Tax farmers had permission to collect as much as they wanted from these people. In exchange for the privilege, they had to pay the government a fixed fee every year. Whatever they collected beyond that su
m was theirs to keep; and there was no limit on how they were allowed to collect. The government’s share did not depend on how much the tax farmer collected but on how much land was in the “farmer’s” care. It was a tax on land, not a tax on income. If a property produced beyond all expectations, the tax farmer benefited, not the government. If a timar did poorly, the tax farmer took the hit. If he could not pay his tax for a number of years in a row, the timar was taken away from him and given to someone else.
After a successful campaign, the sultan might reward his best generals by giving them timars. Typically, of course, except in newly conquered areas, the sultan had to take a timar away from one person in order to reward another. The fact that people could lose their timars meant that the landed aristocracy was only semi-hereditary. Here then was another mechanism that promoted social fluidity and kept the Ottoman world in flux.
You might suppose that this timar system encouraged Ottoman aristocrats to wring peasants dry. After all, they got to keep whatever they extracted after paying the government fee. But the timar holders were not, in fact, free to do as they wished, because the peasants could appeal to the shari’a courts for justice, and these were a whole separate institution, a separate power base in society, controlled and staffed by the ulama. The nobility had no shortcut into it. If a family wanted to “place” a son in this legal system, the son had to go through the same long process as anyone else f
or joining the ulama, such a long process, in fact, that by the time he made it, his social ties would mostly be with other ulama. So his interests would be aligned with theirs and shaped by the ancient doctrine more than by his clan or family roots.
Despite its pervasive power, however, the clerical establishment did not own the religious life of Muslims in the Ottoman empire. Sufism continued to prosper as the religion of the masses, with most people clai
ming at least nominal affiliation with one or another of the Sufi orders and a great many actively belonging to some brotherhood. This is not to say that all (or very many) of the common folks in the Ottoman Empire were practicing mystics. It’s more to say that Sufism, for most people, had come to mean folklore, superstitions, shrines, amulets, remedies, spells, and the veneration of Sufi “saints” alleged to possess supernatural abilities.
Besides, these Sufi orders were intertwined with the akhis, the associations of craftsmen and merchants I mentioned earlier. The akhi guilds had their own autonomous status as social organizations. They set standards for their members, licensed new businesses, collected dues, extended credit, paid out old-age pensions, took care of funeral expenses, offered health care, operated shelters and soup kitchens, gave out scholarships, and also organized fairs, festivals, processions, and other public entertainments. Every guild had its own masters, councils, sheikhs, and internal politic
al processes. Members with complaints could go to guild officials the way modern industrial workers go to their union reps (where unions still exist). If necessary, guild officials represented their members in lawsuits and petitioned the state on members’ behalf. By the same token, the state regulated the guilds, imposing standards of its own and controlling prices in the public interest.
Every craftsman belonged to a guild, and many guild members also belonged to some Sufi brotherhood that might cut across guild lines. The brotherhoods generally had lodges where members could gather to socialize, not just with one another, but also with merchants and other travelers passing through, for the akhi-Sufi lodges actively served as traveler’s aid societies and hospitality centers.
This glimpse into the Ottoman social clockwork does not begin to exhaust its fractal intricacy: look closer and deeper into Ottoman society and you’ll see the same order of complexity at every level. Everything was connected to everything else and connected in many ways, which was fine when all the connections balanced out and all of the parts were working. Centuries later, when the empire entered its decrepitude, all the intertwining parts and intermeshing institutions became a peculiarly Ottoman liability; their intricacy meant that trouble in one place or sphere translated
mysteriously to trouble in a dozen other places or spheres—but that came later. In the sixteenth century, the Ottoman Empire was an awesomely well-functioning machine.
The Ottoman’s eastward expansion did get blocked by another rising power, the Safavids (about whom more later), but the Ottomans simply headed south at that point and conquered the old Arab heartland from the Indian Ocean to the Mediterranean, then conquered Egypt, eliminating the mamluk dynasty from history, and then went on expanding west along the North African coast.
At their apogee, during the reign of the sixteenth century Suleiman the Magnificent (the title Europeans gave him—among his own he usually wore the honorific of Suleiman the Lawgiver) the Ottoman empire probably ranked as the world greatest power. It straddled Europe and Asia, it possessed both Rome (i.e., Constantinople) and Mecca, not to mention Cairo; and its monarch ruled over more people and more territory than any other. No wonder the Ottoman ruler began to call himself khalifa. No one disputed the title. Of course, that’s partly because no one thought it worth disputing. The title ha
d only ceremonial significance by this time, but still it’s worth noting that the Ottoman emperor claimed the two most important titles of universal authority in Islam: for the first time in history khalifa and sultan were the same man. For the ordinary Muslim citizen, this meant that surely history was moving forward again: the Umma was back on track to becoming the global community.
THE SAFAVIDS (906-1138 AH)
“Khalifa” and “sultan” were not, however, the
only
titles of universal authority in Islam: there was also “imam,” as understood by that other sect of Muslims, the Shi’i—which brings us to the Safavids of Persia, the ones who blocked Ottoman expansion eastward.
The Safavids came to power in a most unusual way. Their roots go back to a Sufi brotherhood that took shape just after the Mongol eruption. The order coalesced in northern Persia around a spiritual master named Sheikh Safi al-Din and came to be known as the Safavids.
For three generations, this brotherhood functioned pretty much like any other Sufi order of the time: it was a peaceful, apolitical group that offered spiritual companionship and a refuge from the turmoil of the world. But then the order began to change. For one thing, when the third sheikh died, his son became the new sheikh, and when he died, his son,
and after that his son, and so on. In short, leadership of the group became hereditary.
Second, somewhere along the way, these sheikhs developed political ambitions. They enlisted chosen initiates into an elite corps who not only learned techniques for refining their spiritual devotions but also learned martial arts. They became the sheikh’s bodyguards, then his enforcers, and then they grew into a serious military caste.
As an emblem of membership in the Safavid guard, these soldier-mystics wore special red hats, and so they were called the Qizilbash, Turkish for “the redheads.” The hat they wore had a distinctive twelve-fold design, which reflected the third and most important change in the Safavid order: their switch to Shi’ism.
The twelve folds stood for the twelve imams of mainstream Shi’ism. As I mentioned earlier, Shi’i felt that absolute and hereditary religious authority belonged to a figure called the imam, who was God’s representative on Earth. There was always one imam in the world; there were never two; and the true imam of the age was always descended from Prophet Mohammed through his daughter Fatima and her husband Ali.
Whenever an imam had more than one son, his death opened up the possibility of disagreement about which of his progeny was truly the next imam. Just such a disagreement over the fifth imam gave birth to a minority sect called the Zaidis (or Fivers.) Another disagreement over the seventh imam had spawned the Isma’ilis (or Seveners).
The remaining Shi’i agreed on the imam all the way to the twelfth generation down from Ali, but the twelfth imam disappeared when he was a little boy. Non-Shi’i assume he was murdered. Shi’i, however, believe he never died but went into “occultation,” a concept peculiar to Shi’ism: occultation meant he could (can) no longer be seen by ordinary people.
Mainstream Shi’i (or Twelvers) call this twelfth imam the “hidden imam.” Shi’ite doctrine holds that the Hidden Imam is and always will be alive, that he is still in direct communication with God and is still guiding the world in some unseen way. The doctrine doesn’t say exactly how the Hidden Imam remains hidden. It doesn’t say whether he has become invisible, donned a disguise, changed form, gone to ground in some cave, or what. Instrumental explanations like these belong to the world of science; occultation is a mystical concept to which instrumental explanations are irrelevant.
Shi’ite doctrine declares that the twelfth imam will reveal himself at the end of history, sparking the perfection of Allah’s community and inaugurating the final Age of Justice, the endpoint sought by all good Muslims. Upon reaching its endpoint, history will end, the dead will be resurrected, and Allah’s judgment will sort all who have ever lived into heaven or hell according to their just desserts. Because of this expectation that the Hidden Imam will appear again at the end of days, Shi’i sometimes refer to him as the Mahdi “the expected one” (a concept that exists in Sunni Islam too
, but less vividly.) Most of today’s Iranians adhere to this branch of Shi’ism, making the Twelvers the mainstream Shi’i of modern times.
In the mid-fifteenth century, the Safavids embraced this complex of beliefs. The twelve folds on the red hats worn by the Qizilbash symbolized the twelve imams. By this time the Safavids were a cultlike group headed by an ambitious sheikh with a growing army of soldiers at his command. The soldiers saw him not just as their commander in chief but as their lifeline to heaven.
These politicized Safavids were operating in a context of social chaos. The Persian world, smashed once by Genghis Khan and smashed again by Timur-i-lang, was fragmented into many little principalities ruled by diverse Turkish chieftains. The Turkish chieftains were all resolute Sunnis. Shi’ism, by contrast, had long been identified with Persian resistance to invasive aliens, a pattern that began in the days of Arab dominance and picked up again once Turks took over. Now, in the wake of the Mongol catastrophe, this militant Shi’ite cult known as the Safavids easily linked up with all the antist
ate, revolutionary activity going on. No wonder the Safavids made local princes uneasy.
In 1488, one of these princes decided to take action. He had the head of the Safavid order killed. Then for good measure he had the man’s eldest son murdered as well. He probably would have done away with his younger son too, a two-year-old boy by the name of Ismail, except that the Qizilbash whisked this little fellow into hiding, just a few steps ahead of the state-paid killers.