Virtual History: Alternatives and Counterfactuals (21 page)

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Even experienced colonial administrators might share this perspective. In 1764, Thomas Pownall, who had been Governor of Massachusetts from 1757 to 1759, looked to the strengthening of the hold of the metropolis on a mercantilist empire by reinforcing the tie between Whitehall and each colony individually, while carefully avoiding any possibility of a union of colonies. According to Pownall, developing commercial relations made a transatlantic breakdown impossible:
if, by becoming independent is meant a revolt, nothing is further from their nature, their interest, their thoughts. If a defection from the alliance of the mother country be suggested, it ought to be, and can truly be said, that their spirit abhors the sense of such; their attachment to the protestant succession in the house of Hanover will ever stand unshaken; and nothing can eradicate from their hearts their natural, almost mechanical, affection to Great Britain, which they conceive under no other sense, nor call by any other name, than that of
home
.
30
In the second edition of this work, published in 1765 after the colonial outcry against the Stamp Act, Pownall left this passage unchanged and merely prefaced his tract with a Dedication to George Grenville which explained how the recent tumults had been produced by ‘demagogues’:
The truly great and wise man will not judge of the people from their passions - He will view the whole tenor of their principles and of their conduct. While he sees them uniformly loyal to their King, obedient to his government, active in every point of public spirit, in every object of the public welfare - He will not regard what they are led either to say or do under these fits of alarm and inflammation; he will, finally, have the pleasure to see them return to their genuine good temper, good sense and principles.
31
These expectations explain men’s astonishment at the Revolution. The Virginia Congressman Edmund Randolph wrote later of the famous protest of Patrick Henry in the Virginia House of Burgesses in May 1765 against the Stamp Act:
Without an immediate oppression, without a cause depending so much on hasty feeling as theoretic reasoning; without a distaste for monarchy; with loyalty to the reigning prince; with fraternal attachment to the transatlantic members of the empire; with an admiration of their genius, learning and virtues; with a subserviency in cultivating their manners and their fashions; in a word, with England as a model of all which was great and venerable; the house of burgesses in the year 1765 gave utterance to principles which within two years were to expand into a revolution.
32
Joseph Galloway, Speaker of the Pennsylvania Assembly between 1766 and 1775, argued from the perspective of 1779 that during the Seven Years’ War ‘there was no part of his Majesty’s dominions contained a greater proportion of faithful subjects than the Thirteen Colonies.... The idea of disloyalty, at this time, scarcely existed in America; or, if it did, it was never expressed with impunity.’
This only created the paradox: how could such deep-rooted attachment be so suddenly reversed?
How then can it happen, that a people so lately loyal, should so suddenly become universally disloyal, and firmly attached to republican Government, without any grievances or oppressions but those in anticipation? ... No fines, no imprisonments, no oppressions, had been experienced by the Colonists, that could have produced such an effect ... If we search the whole history of human events, we shall not meet with an example of such a sudden change, from the most perfect loyalty to universal disaffection. On the contrary, in every instance where national attachment has been generally effaced, it has been effected by slow degrees, and a long continuance of oppression, not in prospect, but in actual existence.
33
Galloway’s solution to the paradox was a radical one: the colonists in general were not disaffected, as some zealots for republicanism had claimed, and might be won back to their allegiance. It was an argument which still challenges the received explanation of the Revolution as the culmination of long-prepared American nationalism.
Nor was Galloway alone. The Boston judge Peter Oliver argued that the Revolution was a
‘singular’
phenomenon: ‘For, by adverting to the historick Page, we shall find no Revolt of Colonies, whether under the
Roman
or any other State, but what originated from severe Oppressions.’ But America had been ‘nursed, in its Infancy, with the most tender Care & Attention ... indulged with every Gratification ... repeatedly saved from impending Destruction’; this was ‘an unnatural Rebellion’, instigated by a small minority of the colonists only, a ‘few abandoned Demagogues’.
34
The Earl of Dartmouth’s under-secretary for the colonies, Ambrose Serle, observing events in New York, reacted in the same way to news of the constitutions of New Jersey and Virginia: ‘An Influenza more wonderful, and at the same time more general than that of the Witchcraft in the Province of Massachuset’s Bay in the last Century! The Annals of no Country can produce an Instance of so virulent a Rebellion, of such implacable madness and Fury, originating from such trivial Causes, as those alledged by these unhappy People.’
35
‘Will not posterity be amazed,’ wrote the Massachusetts lawyer and politician Daniel Leonard, ‘when they are told that the present distraction took its rise from the parliament’s taking off a shilling duty on a pound of tea, and imposing three pence, and call it a more unaccountable phrenzy, and more disgraceful to the annals of America, than that of the witchcraft?’
36
Only after their initial incomprehension at the justifications of the patriots did such men come to explain the Revolution as a volcano, erupting in response to enormous internal pressures.
The tragic quality of the Revolution of 1688 lies in the trope of Boccaccio’s
De Casibus Virorum Illustrium
: ‘the fall of great men’; the malign turn of fortune’s wheel that reduces the most noble and splendid to the most base, and does so from trivial causes. It is, in retrospect, the tragedy of contingency. The same is true, it might be argued, of 1776; yet the need retrospectively to integrate the events of the mid-1770s into the founding myth of a great nation has created a different impression. The tragic quality of 1776 now seems to lie in the inexorable logic of an approaching doom, a chain of events, unfolding to catastrophe, triggered not by a tragic error but by the pursuit of high ideals and good intentions. The historian is entitled to doubt whether such chains of causation were as inevitable at the time as they were later made to seem. And to abolish inevitability is to open up counterfactuals.
‘External Causes’ and the Inadequacy of Teleology
Until recently, historians’ accounts of the causes of the Revolution of 1776 tended to become a familiar - and teleological - litany of the stages of British policy and colonial responses to it, both expressed in a secular constitutional idiom: the Stamp Act, the Townshend duties, the Boston Tea Party, the ‘Intolerable Acts’.
37
The decision to declare independence made it necessary to argue that the causes of the Revolution were external, so that the ‘ostensible causes’ of the conflict were the true ones: these innovations in British policy alone were sufficient to explain the colonial reaction to them.
38
Such a pattern of explanation was implicitly counterfactual, but inadequately so: it had to suggest (without conviction) that slight changes in colonial policy at Westminster and Whitehall would have left the empire intact. Although metropolitan policy should indeed be questioned in this way, presenting the problem in these terms alone obscured the options plausibly available for colonial Americans; in particular, it systematically removed their major counterfactual, the obvious and central path of peaceful colonial development within the empire in the direction of greater political and less cultural autonomy.
In deference to national cultural imperatives, it has been an assumption shared with remarkable unanimity by recent American historians of the American Revolution that the causes of that event were external to the colonies.
39
Two scholarly and powerful versions of that thesis are currently prevalent, though neither should be accepted as it stands. One is owed to Bernard Bailyn, and was devised in the 1960s. In this model, colonists in the early part of the eighteenth century adopted from England a political rhetoric derived from the ‘Commonwealthmen’, a rhetoric which identified political virtue in landed independence, representative institutions, religious scepticism, gentry dominance and a militia, and saw political corruption in standing armies, placemen, arbitrary taxation, priestcraft and assertive kingship. In the early 1760s, colonists thought they saw these evils in British policy. Given the nature of British politics and innovations in colonial policy, argued Bailyn, it was rational for them so to think.
40
The second variant of that ‘externalist’ interpretation has much older origins, but its most modern version was formulated by Jack P. Greene. It depicts the emergence of a consensual, tacitly accepted constitutional structure for relations between colonies and metropolis by the early eighteenth century. That structure allegedly ensured
de facto
autonomy to each colonial assembly, and produced a quasi-federal system of colonial self-rule. According to this thesis, it was the colonists’ consensual understanding of already extensive American autonomy that was challenged by British policy in the 1760s and, with the British persisting in their infringements, armed resistance was the final and natural response.
41
Without substantiating the point, both Bailyn and Greene contended that the colonial tie with Britain could have survived unchallenged for a long period, but for metropolitan innovations.
42
Colonial demands, they argued, could all have been accommodated within the empire had the British government acted differently. If so, it made sense for many historians to frame counterfactuals in British politics rather than in American politics:
The chance that brought one man and then another to the place of power in Whitehall played its part in bringing on the imperial civil war. At almost every turn events might have proceeded differently - if George III had not quarrelled with Grenville in the spring of 1765; if Cumberland had not died that autumn; if Grafton and Conway had not been so insistent in early 1766 that Pitt ought to lead the ministry; if Pitt, now Earl of Chatham, had not allowed the reluctant Townshend to be foisted on him by Grafton as his chancellor of the exchequer; if Chatham had kept his health, or if Townshend’s had given way twelve months earlier than it did; if the Rockinghams had not, by combining in a trial of strength to bring down Grafton in 1767, forced him into the arms of the Bedford party; if Grafton as head of the Treasury had had the firmness of purpose to insist on his own fiscal policy (with regard to the tea duty) in 1769. Either armed conflict might have come earlier when the colonists’ resources were less developed and when they were less prepared, materially and psychologically, than was the case by 1775; or prudence might have prevailed, causing adjustments within the Empire, which clearly had to take place ultimately, to be pursued with less animosity and without violence.
43
The two distinguished authors of that passage, one British, one American, in a work published in 1976, strikingly omitted a similar list of counterfactuals on the colonial side. Yet although these counterfactual insights into metropolitan politics have not been refuted, attention has increasingly shifted to the social and denominational conflicts, the ideological debates in law and religion, that explain the colonies’ swift conversion from loyalism to disaffection.
Recent scholarship has steadily converted to the view that whatever the vicissitudes of British ministerial politics between 1765 and 1775, and whichever individuals were in office, the range of options available within British colonial policy was unlikely by itself to have made a major difference to the outcome. The best-informed colonial administrators of the 1750s adopted diametrically opposite views on whether the colonies should be subdued by force or won by kindness; yet even such contrasting figures as Henry Ellis, a hawk who favoured force, and Thomas Pownall, reputedly a dove, had much in common in asserting metropolitan authority. Pownall in 1764 looked to strengthen the hold of the metropolis over a mercantilist empire through strengthening the tie between Whitehall and each individual colony while carefully avoiding any possibility of a union of colonies. Nevertheless, argued John Shy, Pownall’s supposedly pacific policy in fact anticipated ‘The Sugar Act, the Currency Act, the Stamp Act, the Townshend Acts, the extension of vice-admiralty jurisdiction, the creation of West Indian free ports and a Secretary of State for the Colonies, even threats to the Rhode Island charter, the alteration of the Massachusetts Council, and adamant opposition to inter-colonial congresses’.
It follows that ‘if Thomas Pownall and Henry Ellis are taken to represent the limits of what was conceivable in American policy between 1763 and 1775, then the range of historical possibilities was very narrow indeed’. By contrast,
A great deal of historical writing on the American Revolution contains at least the suggestion that there were available alternatives for British policy, and that what actually happened may be seen as a sad story of accident, ignorance, misunderstanding, and perhaps a little malevolence. George Grenville is narrow minded, Charles Townshend is brilliant but silly, Hillsborough is stupid and tyrannical, Chatham is tragically ill, Dartmouth is unusually weak, and the King himself is very stubborn and not very bright. But if politics had not been in quite such a chaotic phase, perhaps the Old Whigs or an effective Chathamite ministry would have held power, been able to shape and sustain a truly liberal policy toward the Colonies, and avoided the disruption of the Empire. So the story seems to run.

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