Read The New Penguin History of the World Online
Authors: J. M. Roberts,Odd Arne Westad
So far as sexuality is revealed by literature, Greek marriage and parenthood could produce deep feeling and as high a mutual regard between individual men and women as in our own societies. One element in it, which is nowadays hard to weigh up exactly, was a tolerated and even romanticized male homosexuality. Convention regulated this. In many Greek cities, it was acceptable for young upper-class males to have love-affairs with older men (interestingly, there is much less evidence in Greek literature of homosexual love between men of the same age). This was not thought to disqualify them for subsequent heterosexual marriage. Something must be allowed for fashion in this, but all societies can provide examples of homosexual relationships which suit many men at one stage of their lives; those of the ancient Greeks have attracted undue attention, perhaps because of the absence of inhibitions and controls which made the expression of homosexual affection improper in other societies and because the general prestige of their civilization has rubbed off on even its minor embodiments. At root, it may only have been a function of the restrictions which segregated and circumscribed the lives of free women.
In this as in everything else we know much more about the behaviour of an élite than about that of most Greeks. Citizenship, which must oftenhave spanned very different social levels in practice, is a category too big to permit generalizations. Even in democratic Athens the kind of man who rose in public life and of whom, therefore, we read in the records, was usually a landowner; he was not likely to be a businessman, far less a craftsman. A craftsman might be important as a member of his group in the assembly, but he could hardly make his way to leadership. Businessmen may have been handicapped by the long-ingrained conviction of upper-class Greeks that trade and industry were no proper occupations for a gentleman, who should ideally live a life of cultivated leisure based on the revenues of his own lands. This was a view which was to pass into European tradition with important effect.
Social history therefore blurs into politics. The Greek preoccupation with political life – the life of the
polis
– and the fact that classical Greece is neatly delimited by two distinct epochs (that of the Persian wars and that of a new, Macedonian, empire) makes it easy to appreciate the importance of Greek political history to civilization. Yet to reconstruct it in any
complete sense is impossible. Many, perhaps most, English parishes have records richer than those we can recover for most of the city-states of Greece. What can be discovered from the evidence is much of the history of Athens, quite a lot of that of a few other states, almost nothing of many, and a fairly full narrative of their relations with one another. Together, these facts provide us with a pretty clear picture of the political context of classical Greek civilization, but uncertainty about many of its details.
Athens dominates this picture and so there are considerable risks in arguing too readily from Athens to what was typical. What we know most about we often tend to think most important and because some of the greatest of fifth-century Greeks were Athenians and Athens is one pole of the great story of the Peloponnesian War, scholars have given its history enormous attention. Yet we also know that Athens was – to take only two points – both big and a commercial centre; it was, therefore, untypical in very important ways.
The temptation to over-value Athens’ cultural importance is less dangerous. Such a primacy was, after all, recognized at the time. Though many of the greatest Greeks were not Athenians, and many Greeks rejected the Athenians’ claims to superiority, Athenians saw themselves as leaders of Greece. Only a few of the most scrupulous among them hesitated to use the tribute of the Delian League for embellishing its leading city. Thus were built the buildings whose ruins still crown the Acropolis, the Parthenon and Propylaea, but, of course, the money spent on them was available just because so many Greek states recognized Athens’ paramountcy. This reality is what the tribute lists record. When on the eve of the Peloponnesian War Pericles told his countrymen that their state was a model for the rest of Greece he was indulging in propaganda, but there was also conviction in what he said.
Solid grounds for the importance traditionally given to Athens ought, indeed, to be suggested
a priori
by the basic facts of geography. Her position recalls the ancient tradition that she played an ill-defined but seemingly important role in the Ionian plantation of the Aegean and Asia Minor. Easy access to this region, together with poor agricultural resources, made her a trading and maritime power early in the sixth century. Thanks to this she was the richest of the Greek cities; at the end of it the discovery of the silver deposits of Laurium gave her the windfall with which to build the fleet of Salamis. From the fleet came her undisputed pre-eminence in the Aegean and thence, eventually, the tribute which refreshed her treasury in the fifth century. The peak of her power and wealth was reached just before the Peloponnesian War, in the years when creative activity and patriotic inspiration reached their height. Pride in the extension of empire
was then linked to a cultural achievement which was truly enjoyed by the people.
Commerce, the navy, ideological confidence and democracy are themes as inseparably and traditionally interwoven in the history of fifth-century Athens as of late nineteenth-century England, though in very different ways. It was widely recognized at the time that a fleet of ships whose movement depended ultimately upon about 200 paid oarsmen apiece was both the instrument of imperial power and the preserve of the democracy. Hoplites were less important in a naval state than elsewhere, and no expensive armour was needed to be an oarsman, who would be paid by the tribute of the League or the proceeds of successful warfare – as it was hoped, for example, the Sicilian Expedition would prove. Imperialism was genuinely popular among Athenians who would expect to share its profits, even if only indirectly and collectively, and not to have to bear its burdens. This was an aspect of Athenian democracy which was given much attention by its critics.
Attacks on Athenian democracy began in early times and have continued ever since. They have embodied as much historical misrepresentation as have over-zealous and idealizing defences of the same institutions. The misgivings of frightened conservatives who had never seen anything like it before are understandable, for democracy emerged at Athens unexpectedly and at first almost unobserved. Its roots lay in sixth-century constitutional changes which replaced the organizing principle of kinship with that of locality; in theory and law, at least, local attachment came to be more important than the family you belonged to. This was a development which appears to have been general in Greece and it put democracy on the localized institutional basis which it has usually had ever since. Other changes followed from this. By the middle of the fifth century all adult males were entitled to take part in the assembly and through it, therefore, in the election of major administrative officers. The powers of the Areopagus were steadily reduced; after 462
BC
it was only a lawcourt with jurisdiction over certain offences. The other courts were at the same time rendered more susceptible to democratic influence by the institution of payment for jury service. As they also conducted much administrative business, this meant a fair amount of popular participation in the daily running of the city. Just after the Peloponnesian War, when times were hard, pay was also offered for attendance at the assembly itself. Finally, there was the Athenian belief in selecting by lot; its use for the choice of magistrates told against hereditary prestige and power.
At the root of this constitution lay distrust of expertise and entrenched authority and confidence in collective common sense. From this derived,
no doubt, the relative lack of interest Athenians showed in rigorous jurisprudence – argument in an Athenian court was occupied much more with questions of motive, standing and substance, than with questions of law – and the importance they gave to the skills of oratory. The effective political leaders of Athens were those who could sway their fellow citizens by their words. Whether we call them demagogues or orators does not matter; they were the first politicians seeking power by persuasion.
Towards the end of the fifth century, though even then by no means usually, some such men came from families outside the traditional ruling class. The continuing importance of old political families was nevertheless an important qualification of the democratic system. Themistocles at the beginning of the century and Pericles when the war began were members of old families, their birth making it proper for them even in the eyes of conservatives to take the lead in affairs; the old ruling classes found it easier to accept democracy because of this practical qualification of it. There is a rough parallel in the grudging acceptance of Whig reform by nineteenth-century English aristocrats; government in Athens as in Victorian England remained for a long time in the hands of men whose forefathers might have expected to rule the state in more aristocratic days. Another tempering qualification was provided by the demands of politics on time and money. Though jurors and members of the assembly might be paid, the fee for attendance was small; it seems to have been prompted, too, by the need to make sure of a quorum, which does not suggest that the assembly found it easy to get the mass of the citizens to attend. Many of them must have lived too far away and it has been calculated that not more than about one in eight of them were present at the usual statutory meetings, of which some forty were held each year. These facts tend to be lost to sight both in the denunciation and the idealization of Athenian democracy and they go some way to explaining its apparent mildness. Taxation was light and there was little discriminatory legislation against the rich, such as we would now associate with democratic rule and such as Aristotle said would be the inevitable result of the rule of the poor.
Even in its emergent period Athenian democracy was identified with adventure and enterprise in foreign policy. Popular demand lay behind support for the Greek cities of Asia in their revolt against Persia. Later, for understandable reasons, it gave foreign policy an anti-Spartan bias. The struggle against the Areopagus was led by Themistocles, the builder of the Athenian fleet of Salamis, who had sensed a potential danger from Sparta from the moment the Persian War was over. Thus the responsibility for the Peloponnesian War, and for its exacerbation of the factions and divisions of all the other cities of Greece, came to be laid at the door of
democracy. It not only brought disaster upon Athens itself, its critics pointed out, but exported to or at least awoke in all the Greek cities the bitterness of faction and social conflict. Oligarchy was twice restored in Athens – not that it helped matters – and by the end of the century faith in Athenian democracy was grievously weakened. Thucydides could take his history only down to 411
BC
but it closes in misgiving and disillusion over his native city – which had exiled him – and Plato was to imprint for ever upon the Athenian democrats the stigma of the execution of his teacher Socrates in 399
BC
.
If Athenian democracy’s exclusion of women, metics and slaves is also placed in the scale, the balance against it seems heavy; to modern eyes, it looks both narrow and disastrously unsuccessful. Yet it should not disqualify Athens for the place she later won in the regard of posterity. Anachronistic and invalid comparisons are too easy; Athens is not to be compared with ideals still imperfectly realized after two thousand years, but with her contemporaries. For all the survival of the influence of the leading families and the practical impossibility that even a majority of its members would turn up to any particular meeting of the assembly, more Athenians were engaged in self-government than was the case in any other state. Athenian democracy more than any other institution brought about the liberation of men from the political ties of kin which is one of the great Greek achievements. Many who could not have contemplated office elsewhere could experience in Athens the political education of taking responsible decisions which is the heart of political culture. Men of modest means could help to run the institutions which nurtured and protected Athens’ great civilized achievement. They listened to arguments of an elevation and thoughtfulness which make it impossible to dismiss them as mere rhetoric; they must surely have weighed them seriously
sometimes
. Just as the physical divisions between the old Greek communities fostered a variety of experience which led in the end to a break with the world of god-given rulers and a grasp of the idea that political arrangements could be consciously chosen, so the stimulus of participation in affairs worked on unprecedentedly large numbers of men in classical Athens, not only in the assembly, but in the daily meetings of the people’s council which prepared its business. Even without the eligibility of all citizens for office Athenian democracy would still have been the greatest instrument of political education contrived down to that time.
It is against that background that the errors, vanities and misjudgements of Athenian politics must be seen. We do not cease to treasure the great achievements of British political culture because of the shallowness and corruptness of much of twentieth-century democracy. Athens may be
judged, like any political system, by its working at its best; under the leadership of Pericles it was outstanding. It left to posterity the myth of the individual’s responsibility for his own political fate. We need myths in politics and have yet to find one better.
The Athenians, in any case, would have been uninterested in many modern criticisms of their democracy. Its later defenders and attackers have both often fallen into another sort of anachronism, that of misinterpreting the goals Greeks thought worth achieving. Greek democracy, for example, was far from being dominated, as is ours, by the mythology of cooperativeness, and cheerfully paid a larger price in destructiveness than would be welcomed today. There was a blatant competitiveness in Greek life apparent from the Homeric poems onwards. Greeks admired men who won and thought men should strive to win. The consequent release of human power was colossal, but also dangerous. The ideal expressed in the much-used word which we inadequately translate as ‘virtue’ illustrates this. When Greeks used it, they meant that people were able, strong, quickwitted, as much as they were just, principled, or virtuous in a modern sense. Homer’s hero, Odysseus, frequently behaved like a rogue, but he is brave and clever and he succeeds; he is therefore admirable. To show such quality was good; it did not matter that the social cost might sometimes be high. The Greek was concerned with image; his culture taught him to avoid shame rather than guilt and the fear of shame was never far from the fear of public evidence of guilt. Some of the explanation of the bitterness of faction in Greek politics lies here; it was a price willingly paid.