Read The New Penguin History of the World Online
Authors: J. M. Roberts,Odd Arne Westad
Paris was the centre of social and political discussion in Europe. To it returned some of the French soldiers who had helped to bring to birth the young American Republic. It is hardly surprising, then, that although most European nations responded in some measure to the transatlantic revolution, Frenchmen were especially aware of it. American example and the hopes it raised were a contribution, though a subsidiary one, to the huge release of forces which is still, after two hundred years and many subsequent risings, called
the
French Revolution. Unfortunately, this all-too-familiar and simple term puts obstacles in the way of understanding. Politicians and scholars have offered many different interpretations of what the essence of the Revolution was, have disagreed about how long it went on and what were its results, and even about when it began. They agree about little except that what happened in 1789 was very important. Within a very short time, indeed, it changed the whole concept of revolution, though there was much in it that looked to the past rather than the future. It was a great boiling-over of the pot of French society and the pot’s contents were a jumbled mixture of conservative and innovating elements, much like those of the 1640s in England, and equally confused in their mixture of consciousness and unconsciousness of direction and purposes, too.
This confusion was the symptom of big dislocations and maladjustments in the material life and government of France. She was the greatest of European powers and her rulers neither could nor wished to relinquish her international role. The first way in which the American Revolution had affected her was by providing an opportunity for revenge; Yorktown was the retaliation for defeat at the hands of the British in the Seven Years’ War, and to deprive them of the Thirteen Colonies was some compensation for the French loss of India and Canada. Yet the successful effort was costly. The second great consequence was that for no considerable gain beyond the humiliation of a rival, France added yet another layer to the huge and accumulating debt piled up by her efforts since the 1630s to build and maintain a European supremacy.
Attempts to liquidate this debt and cut the monarchy free from the cramping burden it imposed (and it was becoming clear after 1783 that France’s real independence in foreign affairs was narrowing sharply because of it) were made by a succession of ministers under Louis XVI, the young, somewhat obtuse, but high-principled and well-meaning king who came to the throne in 1774. None of them succeeded in even arresting the growth of the debt, let alone in reducing it. What was worse, their effects only advertised the facts of failure. The deficit could be measured and the figures published as would never have been possible under Louis XIV. If there was a spectre haunting France in the 1780s, it was not that of revolution but of state bankruptcy. The whole social and political structure of France stood in the way of tapping the wealth of the better-off, the only sure way of emerging from the financial impasse. Ever since the days of Louis XIV himself, it had proved impossible to levy a due weight of taxation on the wealthy without resorting to force, for French legal and social assumptions and the mass of privileges, special immunities and the prescriptive rights they upheld, blocked the way ahead. The paradox of eighteenth-century European government was at its most evident in France; a theoretically absolute monarchy could not infringe the mass of liberties and rights which made up the essentially medieval constitution of the country without threatening its own foundations. Monarchy itself rested on prescription.
To more and more Frenchmen it appeared that France needed to reform her governmental and constitutional structure if she was to emerge from her difficulties. But some went further. They saw in the inability of government to share fiscal burdens equitably between classes the extreme example of a whole range of abuses which needed reform. The issue was more and more exaggerated in terms of polarities: of reason and superstition, of freedom and slavery, of humanitarianism and greed. Above all, it tended to concentrate on the symbolic question of legal privilege. The class which focused the anger this aroused was the nobility, an immensely diverse and very large body (there seem to have been between 200,000 and 250,000 noble males in France in 1789) about which cultural, economic or social generalization is impossible, but whose members all shared a legal status which in some degree conferred privilege at law.
While the logic of financial extremity pushed the governments of France more and more towards conflict with the privileged, there was a natural unwillingness on the part of many of the royal advisers, themselves usually noblemen, and of the king himself to proceed except by agreement. When in 1788 a series of failures nerved the government to accept that conflict was inevitable, it still sought to confine it to legal channels, and, like
Englishmen in 1640, turned to historic institutions for means to do so. Not having Parliament to hand, they trundled out from the attic of French constitutionalism the nearest thing to a national representative body that France had ever possessed, the Estates General. This body of representatives of nobles, clergy and commoners had not met since 1614. It was hoped that it would provide sufficient moral authority to squeeze agreement from the fiscally privileged for the payment of higher taxes. It was an unimpeachably constitutional step, but as a solution had the disadvantage that great expectations were aroused while what the Estates General could legally do was obscure. More than one answer was given. Some were already saying that the Estates General could legislate for the nation, even if historic and undoubted legal privileges were at issue.
This very complicated political crisis was coming to a head at the end of a period in which France was also under other strains. One was population growth. Since the second quarter of the century this had risen at what a later age would think a slow rate, but was still fast enough to outstrip growth in the production of food. This sustained a long-run inflation of food prices, which bore most painfully upon the poor, the vast majority of whom were peasants with little or no land. Given the coincidence of the fiscal demands of government – which for a long time staved off the financial crisis by borrowing or by putting up the direct and indirect taxes which fell most heavily on the poor – and the efforts of landlords to protect themselves in inflationary times by holding down wages and putting up rents and dues, the life of the poor was growing harsher and more miserable for most of the century. To this general impoverishment should be added the special troubles that from time to time afflicted particular regions or classes but which, coincidentally, underwent something of an intensification in the second half of the 1780s. Bad harvests, cattle disease, and recession, which badly affected the areas where peasants’ families produced textiles as a supplement to their income, all sapped the precarious health of the economy in the 1780s. The sum effect was that the elections to the Estates General in 1789 took place in a very excited and embittered atmosphere. Millions of Frenchmen were desperately seeking some way out of their troubles, were eager to seek and blame scapegoats, and had quite unrealistic and inflated notions of what good the king, whom they trusted, could do for them.
Thus a complex interplay of governmental impotence, social injustice, economic hardship and reforming aspiration brought about the French Revolution. But before this complexity is lost to sight in the subsequent political battles and the simplifying slogans they generated, it is important to emphasize that almost no one either anticipated this outcome or desired
it. There was much social injustice in France, but no more than many other eighteenth-century states found it possible to live with. There was a welter of expectant and hopeful advocates of particular reforms, ranging from the abolition of the censorship to the prohibition of immoral and irreligious literature, but no one doubted that such changes could easily be carried out by the king, once he was informed of his people’s wishes and needs. What did not exist was a party of revolution clearly confronting a party of reaction.
Parties only came into existence when the Estates General had met. This is one reason why the day on which they did so, 5 May 1789 (a week after George Washington’s inauguration), is a date in world history, because it opened an era in which to be for or against the Revolution became the central political question in most continental countries, and even tainted the very different politics of Great Britain and the United States. What happened in France was bound to matter elsewhere. At the simplest level this was because she was the greatest European power; the Estates General would either paralyse her (as many foreign diplomats hoped) or liberate her from her difficulties to play again a forceful role. Beyond this, France was also the cultural leader of Europe. What her writers and politicians said and did was immediately accessible to people elsewhere because of the universality of the French language, and it was bound to be given respectful attention because people were used to looking to Paris for intellectual guidance.
In the summer of 1789 the Estates General turned itself into a national assembly claiming sovereignty. Breaking with the assumption that it represented the great medieval divisions of society, the majority of its members claimed to represent all Frenchmen without distinction. It could take this revolutionary step because the turbulence of France frightened the government and those deputies to the assembly who opposed change. Rural revolt and Parisian riot alarmed ministers no longer sure that they could rely upon the army. This led first to the monarchy’s abandonment of the privileged classes, and then its concession, unwillingly and uneasily, of many other things asked for by the politicians who led the new National Assembly. At the same time these concessions created a fairly clear-cut division between those who were for the Revolution and those who were against it; in language to go round the world they were soon called Left and Right (because of the places in which they sat in the National Assembly).
The main task which that body set itself was the writing of a constitution, but in the process it transformed the whole institutional structure of France. By 1791, when it dispersed, it had nationalized the lands of the Church, abolished what it termed ‘the feudal system’, ended censorship, created a
system of centralized representative government, obliterated the old provincial and local divisions and replaced them with the ‘departments’ under which Frenchmen still live, instituted equality before the law, and separated the executive from the legislative power. These were only the most remarkable things done by one of the most remarkable parliamentary bodies the world has ever seen. Its failures tend to mask this huge achievement; they should not be allowed to do so. Broadly speaking, they removed the legal and institutional checks on the modernization of France. Popular sovereignty, administrative centralization, and individual legal equality were from this time poles towards which her institutional life always returned.
Many Frenchmen did not like all this; some liked none of it. By 1791 the king had given clear evidence of his own misgivings, the goodwill which had supported him in the early Revolution was gone and he was suspected as an anti-revolutionary. Some noblemen had already disliked enough of what was going on to emigrate; they were led by two of the king’s brothers, which did not improve the outlook for royalty. But most important of all, many Frenchmen turned against the Revolution when, because of papal policy, the National Assembly’s settlement of Church affairs was called in question. Much in it had appealed deeply to many Frenchmen, churchmen among them, but the pope rejected it and this raised the ultimate question of authority. French Catholics had to decide whether the authority of the pope or that of the French constitution was supreme for them. This created the most important division which came to embitter revolutionary politics.
As 1792 began, the British prime minister expressed his confidence that fifteen years of peace could reasonably be expected to lie ahead. In April, France went to war with Austria and was at war with Prussia soon after. The issue was complicated but many Frenchmen believed that foreign powers wished to intervene to bring the Revolution to an end and put the clock back to 1788. By the summer, as things went badly and shortages and suspicion mounted at home, the king was discredited. A Parisian insurrection overthrew the monarchy and led to the summoning of a new assembly to draw up a new and, this time, republican constitution. This body, remembered as the Convention, was the centre of French government until 1796. Through civil and foreign war and economic and ideological crisis it achieved the survival of the Revolution. Most of its members were politically not much more advanced in their views than their predecessors. They believed in the individual and the sanctity of property (they prescribed the death penalty for anyone proposing a law to introduce agrarian communism) and that the poor are always with us, although they allowed some of them a small say in affairs by supporting direct universal adult
male suffrage. What distinguished them from their predecessors was that they were willing to go rather further to meet emergencies than earlier French assemblies (especially when frightened by the possibility of defeat); they also sat in a capital city which was for a long time manipulated by more extreme politicians to push them into measures more radical than they really wanted, and into using very democratic language. Consequently, they frightened Europe much more than their predecessors had done.
Their symbolic break with the past came when the Convention voted for the execution of the king in January 1793. The judicial murder of kings had hitherto been believed to be an English aberration; now the English were as shocked as the rest of Europe. They, too, now went to war with France, because they feared the strategical and commercial result of French success against the Austrians in the Netherlands. But the war looked more and more like an ideological struggle and to win it the French government appeared increasingly bloodthirsty at home. A new instrument for humane execution, the guillotine (a characteristic product of pre-revolutionary enlightenment, combining as it did technical efficiency and benevolence in the swift, sure death it afforded its victims), became the symbol of the Terror, the name soon given to a period during which the Convention strove by intimidation of its enemies at home to assure survival to the Revolution. There was much that was misleading in this symbolism. Some of the Terror was only rhetoric, the hot air of politicians trying to keep up their own spirits and frighten their opponents. In practice it often reflected a jumble of patriotism, practical necessity, muddled idealism, self-interest and petty vengefulness, as old scores were settled in the name of the republic. Many people died, of course – something over 35,000, perhaps – and many emigrated to avoid danger, yet the guillotine killed only a minority of the victims, most of whom died in the provinces, often in conditions of civil war and sometimes with arms in their hands. In eighteen months or so the Frenchmen whom contemporaries regarded as monsters killed about as many of their countrymen as died in ten days of street-fighting and firing-squads in Paris in 1871. To take a different but equally revealing measure, the numbers of those who died in this year and a half are roughly twice those of the British soldiers who died on the first day of the battle of the Somme in 1916. Such bloodshed drove divisions even deeper between Frenchmen, but their extent should not be exaggerated. All noblemen, perhaps, had lost something in the Revolution, but only a minority of them found it necessary to emigrate. Probably the clergy suffered more, man for man, than the nobility, and many priests fled abroad. Yet fewer fled from France during the Revolution than from the American colonies after 1783. A much larger proportion of Americans felt
too intimidated or disgusted with their Revolution to live in the United States after independence than the proportion of Frenchmen who could not live in France after the Terror.