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Authors: Ernest Becker

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Now we can see how the problem of neurosis can be laid out along the lines of the twin ontological motives: on the one hand, one merges with the world around him and becomes too much a part of it and so loses his own claim to life. On the other hand, one cuts oneself off from the world in order to make one’s own
complete
claim and so loses the ability to live and act in the world on its terms. As Rank put it, some individuals are unable to separate and others are unable to unite. The ideal of course is to find some balance between the two motives, such as characterize the better adjusted
person; he is at ease with both. The neurotic represents precisely “an extreme at one end or the other”; he feels that one or the other is a burden.
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The question for a characterology is why some people cannot balance their ontological urges, why they hug at the extremes. The answer must obviously go back to the personal life history. There are those who shrink back from experience out of greater life-and-death anxieties. They grow up not giving themselves freely to the cultural roles available to them. They can’t lose themselves thoughtlessly in the games that others play. One reason is that they have trouble relating to others; they haven’t been able to develop the necessary interpersonal skills. Playing the game of society with automa
tic ease means playing with others without anxiety. If you are not involved in what others take for granted as the nourishment of their lives, then your own life becomes a total problem. At its extreme this describes the schizoid type par excellence. C
lassically this state was called the “narcissistic neurosis” or psychosis. The psychotic is the one who cannot shut out the world, whose repressions are all on the surface, whose defenses no longer work; and so he withdraws from the world and into himself and his fantasies. He fences himself off and becomes his own world (narcissism).

It may seem courageous to take in the whole world, instead of just biting off pieces and acting on them, but as Rank points out, this is also precisely a defense against engagement in it:

… this apparent egocentricity originally is just a defense mechanism against the danger of reality… . [The neurotic] seeks to complete his ego constantly … without paying for it.
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To live is to engage in experience at least partly on the terms of the experience itself. One has to stick his neck out in the action without any guarantees about satisfaction or safety. One never knows how it will come out or how silly he will look, but the neurotic type wants these guarantees. He doesn’t want to risk his self-image. Rank calls this very aptly the “self-willed over-valuation of self” whereby the neurotic tries to cheat nature.
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He won’t pay the price that nature wants of him: to age, fall ill or be injured, and die. Instead of living experience he ideates it; instea
d of arranging it in action he works it all out in his head.

We can see that neurosis is par excellence the danger of a symbolic animal whose body is a problem to him. Instead of living biologically, then, he lives symbolically. Instead of living in the partway that nature provided for he lives in the total way made possible by symbols. One substitutes the magical, all-inclusive world of the self for the real, fragmentary world of experience. Again, in this sense, everyone is neurotic, as everyone holds back from life in some ways and lets his symbolic world-view arrange things: this is what cultural morality is for.
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In this sense, too,
the artist is the most neurotic because he too takes the world as a totality and makes a largely symbolic problem out of it.

If this neurosis characterizes everyone to a certain extent and the artist most of all, where do we cross the line into “neurosis” as a clinical problem? One way, as we saw, is by the production of a crippling symptom or a too-constricting life style. The person
has tried to cheat nature by restricting his experience, but he remains sensitive to the terror of life at some level of his awareness. Besides, he can’t arrange his triumph over life and death in his mind or in his narrow heroics without paying some price: the symptom or a bogging down in guilt and futility because of an unlived life.

A second way of crossing the line into clinical neurosis follows naturally from everything we have said. Rank asked why the artist so often avoids clinical neurosis when he is so much a candidate for it because of his vivid imagination, his openness to the finest and broadest aspects of experience, his isolation from the cultural world-view that satisfies everyone else. The answer is that he takes in the world, but instead of being oppressed by it he reworks it in his own personality and recreates it in the work of art. The neurotic is precisely the one who cannot create—the “artiste-manqué
,” as Rank so aptly called him. We might say that both the artist and the neurotic bite off more than they can chew, but the artist spews it back out again and chews it over in an objectified way, as an external, active, work project. The neurotic can’t marshal this creative response embodied in a specific work, and so he chokes on his introversions. The artist has similar large-scale introversions, but he uses them as material.
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In Rank’s inspired conceptualization, the difference is put like this:

… it is this very fact of the ideologization of purely psychical conflicts that makes the difference between the productive and the unproductive types, the artist and the neurotic; for the neurotic’s creative power, like the most primitive artist’s, is always tied to his own self and exhausts itself in it, whereas the productive type succeeds in changing this purely subjective creative process into an objective one, which means that through ideologizing it he transfers it from his own self to his work.
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The neurotic exhausts himself not only in self-preoccupations like hypochondriacal fears and all sorts of fantasies, but also in others: those around him on whom he is dependent become his therapeutic work project; he takes out his subjective problems on them. But people are not clay to be molded; they have needs and counter-wills of their own. The neurotic’s frustration as a failed artist can’t be remedied by anything but an objective creative work of his own. Another way of looking at it is to say that the more totally one tak
es in the world as a problem, the more inferior or “bad” one is going to feel inside oneself. He can try to work out this “badness” by striving for perfection, and then the neurotic symptom becomes his “creative” work; or he can try to make himself perfect by means of his partner. But it is obvious to us that the only way to work on perfection is in the form of an objective work that is fully under your control and is perfectible in some real ways. Either you eat up yourself and others around you, trying for perfection; or you
objectify that imperfection in a work
, on which you then u
nleash your creative powers. In this sense, some kind of objective creativity is the only answer man has to the problem of life. In this way he satisfies nature, which asks that he live and act objectively as a vital animal plunging into the world; but he also satisfies his own distinctive human nature because he plunges in on his own
symbolic
terms and not as a reflex of the world as given to mere physical sense experience. He takes in the world, makes a total problem out of it, and then gives out a fashioned, human answer to that problem. This, as Goethe saw in Faust, is the highest that man can achieve.

From this point of view the difference between the artist and the neurotic seems to boil down largely to a question of talent. It is like the difference between an illiterate schizophrenic and a Strindberg: one ends up on the backwards and the other becomes a culture hero—but both experience the world in similar ways and only the quality and the power of the reaction differ. If the neurotic feels vulnerable in the face of the world he takes in, he reacts by criticizing himself to excess. He can’t endure himself or the isolation that his individuality plunges him into. On the ot
her hand, he still needs to be a hero, still needs to earn immortality on the basis of his unique qualities, which means that he still must glorify himself in some ways. But he can glorify himself only
in fantasy
, as he cannot fashion a creative work that speaks on his behalf by virtue of its objective perfection, He is caught in a vicious circle because he experiences the unreality of fantasied self-glorification. There is really no conviction possible for man unless it comes from others or from outside himself in some way—at least not for long. One simply cannot justify his own heroism in his own
inner symbolic fantasy, which is what leads the neurotic to feel more unworthy and inferior. This is pretty much the situation of the adolescent w
ho has not discovered his inner gifts. The artist, on the other hand, overcomes his inferiority and glorifies himself
because he has the talent
to do so.
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From all this we can see how interchangeably we can talk about neurosis, adolescence, normality, the artist—with only varying degrees of difference or with a peculiar additive like “talent” making all the difference. Talent itself is usually largely circumstantial, the result of luck and work, which makes Rank’s view of neurosis true to life. Artists are neurotic as well as creative; the greatest of them can have crippling neurotic symptom
s and can cripple those around them as well by their neurotic demands and needs. Look what Carlyle did to his wife. There is no doubt that creative work is itself done under a compulsion often indistinguishable from a purely clinical obsession. In this sense, what we call a creative gift is merely the social license to be obsessed. And what we call “cultural routine” is a similar license: the proletariat demands the obsession of work in order to keep from going crazy. I used to wonder how people could stand the really demonic activity of working behind those hellish ranges in hotel kitchens, t
he frantic whirl of waiting on a dozen tables at one time, the madness of the travel agent’s office at the height of the tourist season, or the torture of working with a jack-hammer all day on a hot summer street. The answer is so simple that it eludes us: the craziness of these activities is exactly that of the human condition. They are “right” for us because the alternative is natural desperation. The daily madness of these jobs is a repeated vaccination against the madness of the asylum. Look at the joy and eagerness with which workers return from vacation to their compulsive routines. They plunge into
their work with equanimity and lightheartedness because it drowns out something more ominous. Men have to be protected from reality. All of which poses another gigantic problem to a sophisticated Marxism, namely: What is the nature of the obsessive denials of reality that a Utopian society will provide to keep men from going mad?

The Problem of Illusion

We have looked at neurosis as a problem of character and have seen that it can be approached in two ways: as a problem of too much narrowness toward the world or of too much openness. There
are those who are too narrowly built-into their world, and there are those who are floating too freely apart from it. Rank makes a special type out of the hypersensitive, open neurotic; and if we put him on the schizoid continuum this is probably true. But it is very risky to try to be hard and fast about types of personality; there are all kinds of blends and combinations that defy precise compartmentalization. After all, one of the reasons we narrow down too much is that we must sense on some level of awareness that life is too big and threatening a problem. And if we say that t
he average man narrows down “just about right,” we have to ask who this average man is. He may avoid the psychiatric clinic, but somebody around has to pay for it. We are reminded of those Roman portrait-busts that stuff our museums: to live in this tight-lipped style as an average good citizen must have created some daily hell. Of course we are not talking only about daily pettinesses and the small sadisms that are practised on family and friends. Even if the average man lives in a kind of obliviousness of anxiety, it is because he has erected a massive wall of repressions to hide the prob
lem of life and death. His anality may protect him, but all through history it is the “normal, average men” who, like locusts, have laid waste to the world in order to forget themselves.

Perhaps this blending-in of normalcy and neurosis becomes even clearer if we look at the problem not only as one of character but also under another general aspect: as a question of reality and illusion. Here again Rank has scored a triumph of insight. In terms of everything we have said so far, this way of looking at neurosis will be easy to grasp. We have seen that what we call the human character is actually a lie about the nature of reality. The
causa-sui
project is a pretense that one is invulnerable because protected by the power of others and of culture;, that one is importan
t in nature and can do something about the world. But in back of the
causa-sui
project whispers the voice of possible truth: that human life may not be more than a meaningless interlude in a vicious drama of flesh and bones that we call evolution; that the Creator may not care any more for the destiny of man or the self-perpetuation of individual men than He seems to have cared for the dinosaurs or the Tasmanians. The whisper is the same one that slips incongruously out of the Bible in the voice of Ecclesiastes: that all is vanity, vanity of vanities.

Some people are more sensitive to the lie of cultural life, to the illusions of the
causa-sui
project that others are so thoughtlessly and trustingly caught up in. The neurotic is having trouble with the balance of cultural illusion and natural reality; the possible horrible truth about himself and the world is seeping into his consciousness. The average man is at least secure that the cultural game is the truth, the unshakable, durable truth. He can earn his immortality in and under the dominant immortality ideology, period. It is all so simple and clear-cut. But now the neurotic:

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