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Authors: Ernest Becker

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Here is precisely the definition of the artist type, or the creative type generally. We have crossed a threshold into a new type of response to man’s situation. No one has written about this type of human response more penetratingly than Rank; and of all his books,
Art and Artist
is the most secure monument to his genius. I don’t want, here, to get into the kind of agonizingly subtle insights on the artist that Rank has produced or to try to present his comprehensive picture; but it will reward us if we take this opportunity to go a bit deeper than we have into the problem of person
ality dynamics. It will prepare us, too, for a discussion of Rank’s views on neurosis, which are unparalleled in the psychoanalytic literature so far as I know.

The key to the creative type is that he is separated out of the common pool of shared meanings. There is something in his life experience that makes him take in the world as a
problem;
as a result he has to make personal sense out of it. This holds true for all creative people to a greater or lesser extent, but it is especially obvious with the artist. Existence becomes a problem that needs an ideal answer; but when you no longer accept the collective solution to the problem of existence, then you must fashion your own. The work of art is, then, the ideal answer of the creativ
e type to the problem of existence as he takes it in—not only the existence of the external world, but especially his own: who he is as a painfully separate person with nothing shared to lean on. He has to answer to the burden of his extreme individuation, his so pai
nful isolation. He wants to know how to earn immortality as a result of his own unique gifts. His creative work is at the same time the expression of his heroism and the justification of it. It is his “private religion”—as Rank put it.
29
Its uniqueness gives him personal immortality; it is his own “beyond” and not that of others.

No sooner have we said this than we can see the immense problem that it poses. How can one justify his own heroism? He would have to be as God. Now we see even further how guilt is inevitable for man: even as a creator he is a creature overwhelmed by the creative process itself.
30
If you stick out of nature so much that you yourself have to create your own heroic justification, it is too much. This is how we understand something that seems illogical: that the more you develop as a distinctive free and critical human being, the
more guilt
you have. Your very work accuses you; it
makes you feel inferior. What right do you have to play God? Especially if your work is great, absolutely new and different. You wonder where to get authority for introducing new meanings into the world, the strength to bear it.
31
It all boils down to this: the work of art is the artist’s attempt to justify his heroism objectively, in the concrete creation. It is the testimonial to his absolute uniqueness and heroic transcendence. But the artist is still a creature and he can feel it more intensely than anyone else. In other words, he knows that the work is he, therefore “bad,” ephemeral, potentially meaning
less—unless justified from outside
himself
and outside
itself
.

In Jung’s terms—that we noted previously—the work is the artist’s own transference projection, and he knows that consciously and critically. Whatever he does he is stuck with himself, can’t get securely outside and beyond himself.
32
He is also stuck with the work of art itself. Like any material achievement it is visible, earthly, impermanent. No matter how great it is, it still pales in some ways next to the transcending majesty of nature; and so it is ambiguous, hardly a solid immortality symbol. In his greatest genius man is still mocked. No wonder that historically art and psych
osis have had such an intimate relationship, that the road to creativity passes so close to the madhouse and often detours or ends there. The artist and the madman are trapped by their own fabrications; they wallow in their own anality, in their protest that they really are something special in creation.

The whole thing boils down to this paradox: if you are going to be a hero then you must give a gift. If you are the average man you give your heroic gift to the society in which you live, and you give the gift that society specifies in advance. If you are an artist you fashion a peculiarly personal gift, the justification of your own heroic identity, which means that it is always aimed at least partly over the heads of your fellow men. After all, they can’t grant the immortality of your personal soul. As Rank argued in the breathtaking closing chapters of
Art and Artist
, there is no way for
the artist to be at peace with his work or with the society that accepts it. The artist’s gift is always to creation itself, to the ultimate meaning of life, to God. We should not be surprised that Rank was brought to exactly the same conclusion as Kierkegaard: that the only way out of human conflict is full renunciation, to give one’s life as a gift to the highest powers. Absolution has to come from the absolute beyond. As Kierkegaard, Rank showed that this rule applied to the strongest, most heroic types—not to trembling and empty weaklings. To renounce the world and oneself, to lay the
meaning of it to the powers of creation, is the hardest thing for man to achieve—and so it is fitting that this task should fall to the strongest personality type, the one with the largest ego. The great scientific world-shaker Newton was the same man who always carried the Bible under his arm.

Even in such cases, the combination of fullest self-expression and renunciation is rare, as we saw in Chapter Six when we speculated about Freud’s lifelong problem. From all that we have now covered—the self in history and in personal creativity—we can perhaps draw even closer to the problem of Freud. We know that he was a genius, and we can now see the real problem that genius has: how to develop a creative work with the full force of one’s passion, a work that saves one’s soul, and at the same time to renounce that very work because it cannot by itself give salvation. In the c
reative genius we see the need to combine the most intensive Eros of self-expression with the most complete Agape of self-surrender. It is almost too much to ask of men that they contrive to experience fully both these intensities of ontological striving. Perhaps men with lesser gifts have it easier: a small dosage of Eros and a comfortable Agape. Freud lived the
daimon
of his Eros to the h
ilt and more honestly than most, and it consumed him and others around him, as it always does more or less. Psychoanalysis was his personal heroic bid for immortality. As Rank said: “… he himself could so easily confess his agnosticism while he had created for himself a private religion… .”
33
But this was precisely Freud’s bind; as an agnostic he had no one to offer his gift to—no one, that is, who had any more security of immortality than he did himself. Not even mankind itself was secure. As he confessed, the spectre of the dinosaurs still haunts man and will always haunt him. Freud was
anti-religious because he somehow could not personally give the gift of his life to a religious ideal. He saw such a step as weakness, a passivity that would defeat his own creative urge for more life.

Here Rank joins Kierkegaard in the belief that one should not stop and circumscribe his life with beyonds that are near at hand, or a bit further out, or created by oneself. One should reach for the highest beyond of religion: man should cultivate the passivity of renunciation to the highest powers no matter how diffcult it is. Anything less is less than full development, even if it seems like weakness and compromise to the best thinkers. Nietzsche railed at the Judeo-Christian renunciatory morality; but as Rank said, he “overlooked the deep need in the human being for just t
hat kind of morality… .”
34
Rank goes so far as to say that the “need for a truly religious ideology … is inherent in human nature and its fulfillment is basic to any kind of social life.”
35
Do Freud and others imagine that surrender to God is masochistic, that to empty oneself is demeaning? Well, answers Rank, it represents on the contrary the furthest reach of the self, the highest idealization man can achieve. It represents the fulfillment of the Agape love-expansion, the achievement of the truly creative type. Only in this way, says Rank, only by surrendering to the bigness of nature on the highest,
least-fetishized level, can man conquer death. In other words, the true heroic validation of one’s life lies beyond sex, beyond the other, beyond the private religion—all these are makeshifts that pull man down or that hem him in, leaving him torn with ambiguity. Man feels inferior precisely when he lacks “true inner values in the personality,” when he is merely a reflex of something next to him and has no steadying inner gyroscope, no centering in himself. And in order to get such centering man has to look beyond the “thou,” beyond the consolations of others and of the things of this world.
36

Man is a “theological being,” concludes Rank, and not a biological one. In all this it is as though Tillich
37
were speaking and, behind him, Kierkegaard and Augustine; but what makes it uncanny in the present world of science is that these are the conclusions of the lifework of a psychoanalyst, not a theologian. The net effect of it is overwhelming, and to someone trained narrowly in a field of science the whole thing seems confused. Such a mixture of intensive clinical insight and pure Christian ideology is absolutely heady. One doesn’t know what kind of emotional attitude to as
sume towards it; it seems to pull one in several irreconcilable directions at the same time.

At this point the “tough-minded” scientist (as he likes to call himself) slams shut the covers of the book by Rank and turns away with a shudder. “What a shame that Freud’s closest collaborator should turn so soft in the head, should deliver over to the easy consolations of religion the hard-won knowledge of psychoanalysis.” So he would think—and he would be wrong. Rank made complete closure of psychoanalysis on Kierkegaard, but he did not do it out of weakness or wishfulness. He did it out of the logic of the historical-psychoanalytic understanding of man. There is simply no way for the criti
c of Rank to get around this. If he thinks Rank is not hard-headed or empirical enough it is because he has not really come to grips with the heart of Rank’s whole work—his elaboration of the nature of neurosis.
This
is Rank’s answer to those who imagine that he stopped short in his scientific quest or went soft out of personal motives. Rank’s understanding of the neurotic is the key to his whole thought. It is of vital importance for a full post-Freudian understanding of man and at the same time represents the locus of the intimate merger of Rank’s thought with Kierkegaard’s, on term
s and in language that Kierkegaard himself would have found comfortable. Let us explore it in more detail in the next chapter.

CHAPTER NINE
The Present Outcome of Psychoanalysis

If man is the more normal, healthy and happy,
the more he can … successfully … repress,
displace, deny, rationalize, dramatize himself
and deceive others, then it follows that the
suffering of the neurotic comes … from painful
truth… . Spiritually the neurotic has been long
since where psychoanalysis wants to bring him
without being able to, namely at the point of
seeing through the deception of the world of
sense, the falsity of reality. He suffers, not from
all the pathological mechanisms which are
psychically necessary for living and wholesome
but in the refusal o
f these mechanisms which is
just what robs him of the illusions important for
living… . [He] is much nearer to the actual
truth psychologically than the others and it is just
that from which he suffers.

—O
TTO
R
ANK
1

Rank wrote about neurosis all through his work, a line or a paragraph here, a page or two there; and he gave many different and even contradictory definitions of it. Sometimes he made it seem normal and universal, at other times he saw it as unhealthy and private; sometimes he used the term for small problems of living, at others he used it to include actual psychosis. This elasticity of Rank’s is not due to confused thinking: the fact is—as we shall shortly see—that neurosis sums up all the problems of a
human life. But Rank could have helped his own work enormously by putting conceptual order into his insights on mental illness. If a thinker throws off too many unsystematic and rich insights, there is no place to grab onto his thought. The thing he is trying to illuminate seems as elusive as before. It is certain that Freud’s prominence is due to no small extent to his ability to make clear, simple, and systematic all of his insights and always to reduce the most complex theory to a few fundamentals. You can do this with Rank too, but the rub is that you must do it yourself by putting your own
order into the broadside of Rank’s work. Although Rank knew that this requirement wasn’t fair either to the reader or to himself, he never did find anyone to rewrite his books; and so we ourselves have to try to go beyond the confusion of insights and penetrate to the heart of the problem.

As a point of departure let us first sum up everything that neurosis covers and then take up one thing at a time to show how they all fit together. Neurosis has three interdependent aspects. In the first place it refers to people who are having trouble living with the truth of existence; it is universal in this sense because everybody has some trouble living with the truth of life and pays some vital ransom to that truth. In the second place, neurosis is private because each person fashions his own peculiar stylistic reaction to life. Finally, beyond both of these is perhaps the un
ique gift of Rank’s work: that neurosis is also historical to a large extent, because all the traditional ideologies that disguised and absorbed it have fallen away and modern ideologies are just too thin to contain it. So we have modern man: increasingly slumping onto analysts’ couches, making pilgrimages to psychological guru-centers and joining therapy groups, and filling larger and larger numbers of mental hospital beds. Let us look at each of these three aspects in more detail.

The Neurotic Type

First, as a problem of personal character. When we say neurosis represents the truth of life we again mean that life is an overwhelming problem for an animal free of instinct. The individua
l has to protect himself against the world, and he can do this only as any other animal would: by narrowing down the world, shutting off experience, developing an obliviousness both to the terrors of the world and to his own anxieties. Otherwise he would be crippled for action. We cannot repeat too often the great lesson of Freudian psychology: that repression is normal self-protection and creative self-restriction—in a real sense, man’s natural substitute for instinct. Rank has a perfect, key term for this natural human talent: he calls it “partialization” and very rightly sees that life
is impossible without it. What we call the well-adjusted man has just this capacity to partialize the world for comfortable action.
2
I have used the term “fetishization,” which is exactly the same idea: the “normal” man bites off what he can chew and digest of life, and no more. In other words, men aren’t built to be gods, to take in the whole world; they are built like other creatures, to take in the piece of ground in front of their noses. Gods can take in the whole of creation because they alone can make sense of it, know what it is all about and for. But as soon as a man lifts his nose from the gr
ound and starts sniffing at eternal problems like life and death, the meaning of a rose or a star cluster—then he is in trouble. Most men spare themselves this trouble by keeping their minds on the small problems of their lives just as their society maps these problems out for them. These are what Kierkegaard called the “immediate” men and the “Philistines.” They “tranquilize themselves with the trivial”—and so they can lead normal lives.

Right away we can see the immensely fertile horizon that opens up in all of our thinking on mental health and “normal” behavior. In order to function normally, man has to achieve from the beginning a serious constriction of the world and of himself. We can say that the essence of normality is the
refusal of reality
.
3
What we call neurosis enters precisely at this point: Some people have more trouble with their lies than others. The world is too much with them, and the techniques that they have developed for holding it at bay and cutting it down to size finally begin to choke the perso
n himself. This is neurosis in a nutshell: the miscarriage of clumsy lies about reality.

But we can also see at once that there is no line between normal and neurotic, as we all lie and are all bound in some ways by
the lies. Neurosis is, then, something we all share; it is universal.
4
Or, putting it another way, normality is neurosis, and vice versa. We call a man “neurotic” when his lie begins to show damaging effects on him or on people around him and he seeks clinical help for it or others seek it for him. Otherwise, we call the refusal of reality “normal” because it doesn’t occasion any visible problems. It is really as simple as that. After all, if someone who lives alone wants to get out of bed a half-dozen times to see if the door is
really
locked, or another washes and dries his hands exactly three ti
mes every time or uses a half-roll of toilet tissue each time he relieves himself—there is really no human problem involved. These people are earning their safety in the face of the reality of creatureliness in relatively innocuous and untroublesome ways.

But the whole thing becomes more complex when we see how the lies about reality begin to miscarry. Then we have to begin to apply the label “neurotic.” And there are any number of occasions for this, from many ranges of human experience. Generally speaking, we call neurotic any life style that begins to constrict too much, that prevents free forward momentum, new choices, and growth that a person may want and need. For example, a person who is trying to find his salvation only in a love relationship but who is being defeated by this too narrow focus is neurotic. He can become overly passive
and dependent, fearful of venturing out on his own, of making his life without his partner, no matter how that partner treats him. The object has become his “All,” his whole world; and he is reduced to the status of a simple reflex of another human being.
5
This type frequently looks for clinical help. He feels stuck in his narrow horizon, needs his particular “beyond” but fears moving past it. In terms we used earlier we could say that his “safe” heroics is not working out; it is choking him, poisoning him with the dumb realization that it is so safe that it is not heroic at all. To
lie to oneself about one’s own potential development is another cause of guilt. It is one of the most insidious daily inner gnawings a person can experience. Guilt, remember, is the bind that man experiences when he is humbled and stopped in ways that he does not understand, when he is overshadowed in his energies by the world. But the misfortune of man is that he can experience this guilt in two ways: as bafflement from without and from within—
by being stopped in relation to his own potential development. Guilt results from unused life, from “the unlived in us.”
6

More sensational are those other familiar miscarriages of lies about reality, what we call obsessions and compulsions, phobias of all kinds. Here we see the result of too much fetishization or partialization, too much narrowing-down of the world for action. The result is that the person gets stuck in the narrowness. It is one thing to ritually wash one’s hands three times; it is another to wash them until the hands bleed and one is in the bathroom most of the day. Here we see in pure culture, as it were, what is at stake in all human repression: the fear of life and death. Safety
in the face of the real terror of creature existence is becoming a real problem for the person. He feels vulnerable—which is the truth! But he reacts too totally, too inflexibly. He fears going out in the street, or up in elevators, or into transportation of any kind. At this extreme it is as though the person says to himself “If I do anything at all … I will die.”
7

We can see that the symptom is an attempt to live, an attempt to unblock action and keep the world safe. The fear of life and death is encapsulated in the symptom. If you feel vulnerable it is because you feel bad and inferior, not big or strong enough to face up to the terrors of the universe. You work out your need for perfection (bigness, invulnerability) in the symptom—say, hand-washing or the avoidance of sex in marriage. We might say that the symptom itself represents the locus of the performance of heroism. No wonder that one cannot give it up: that would release all by it
self the whole flood of terror that one is trying to deny and overcome. When you put all your eggs in one basket you must clutch that basket for dear life. It is as though one were to take the whole world and fuse it into a single object or a single fear. We immediately recognize this as the same creative dynamic that the person uses in transference, when he fuses all the terror and majesty of creation in the transference-object. This is what Rank meant when he said that neurosis represents creative power gone astray and confused. The person doesn’t really know what the problem is, but he hits on
an ingenious way to keep moving past it. Let us note, too, that Freud himself used the expression “transference-neurosis” as a collective term for hysterical fears and compulsio
n neuroses.
8
We can say that Rank and modern psychiatry merely simplify and carry through this basic insight, but now putting the burden of explanation on life-and-death fears, not merely on Oedipal dynamics. One young psychiatrist has recently summed up the whole matter beautifully, in the following words:

It must be clear that the despair and anguish of which the patient complains is not the result of such symptoms but rather are the reasons for their existence. It is in fact these very symptoms that shield him from the torment of the profound contradictions that lie at the heart of human existence. The particular phobia or obsession is the very means by which man … eases the burden of his life’s tasks … is able to … assuage his sense of insignificance… . Thus, neurotic symptoms serve to reduce and narrow—to magically transform the world so that he may be distracted from his concerns of death
, guilt, and meaninglessness. The neurotic preoccupied with his symptom is led to believe that his central task is one of confrontation with his particular obsession or phobia. In a sense his neurosis allows him to take control of his destiny—to transform the whole of life’s meaning into the simplified meaning emanating from his self-created world.
9

The ironic thing about the narrowing-down of neurosis is that the person seeks to avoid death, but he does it by killing off so much of himself and so large a spectrum of his action-world that he is actually isolating and diminishing himself and becomes as though dead.
10
There is just no way for the living creature to avoid life and death, and it is probably poetic justice that if he tries too hard to do so he destroys himself.

But we still haven’t exhausted the range of behaviors that we can call neurotic. Another way of approaching neurosis is from the opposite end of the problem. There is a type of person who has difficulty fetishizing and narrowing-down; he has a vivid imagination, takes in too much experience, too large a chunk of the world—and this too must be called neurotic.
11
We introduced this type in the last chapter where we talked about the creative person. We saw that these people feel their isolation, their individuality. They stick out, are less built-into normal society, less securely programme
d for automatic cultural action. To have difficulty partializing experience is to have difficulty living.
Not to be able to fetishize makes one susceptible to the world as a total problem—with all the living hell that this exposure raises. We said that partializing the world is biting off what an animal can chew. Not to have this talent means constantly biting off more than one can chew. Rank puts it this way:

The neurotic type … makes the reality surrounding him a part of his ego, which explains his painful relation to it. For all outside processes, however unmeaningful they may be in themselves, finally concern him … he is bound up in a kind of magic unity with the wholeness of life around him much more than the adjusted type who can be satisfied with the role of a part within the whole. The neurotic type has taken into himself potentially the whole of reality.
12

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