Authors: Richard Nixon
History will view Gorbachev as a transitional figure, a bridge between a system based on communism and one based on freedom. He was too closely associated with yesterday's tyranny and today's disorder to lead tomorrow's reforms. While he took the crucial first steps down the road toward peaceful change, the people will make the rest of the journey without him. As a reforming Communist, Gorbachev followed Bismarck's maxim, “If there is a revolution, we would rather make it than suffer it.” For seventy-five years, Gorbachev's party made a Communist revolution, while the people suffered it. In August 1991, the people made their own democratic revolution. And now Gorbachev had to suffer it.
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While the upheaval in the Soviet Union swept the old regime away, no revolution can wipe the slate of history clean. Vestiges of the past stand alongside opportunities for the future. All-too-familiar problems confront the new noncommunist leaders: the deepening economic crisis, the redefinition of relationships among the elements of the former Soviet Union, and the construction of a viable postcommunist political system. Toppling a corrupt old regime was far easier than erecting a just new order. In the euphoria of the moment, we must not forget that along with great opportunities, Soviet reformers now face profound dangers.
In any revolution, two battles must be fought, one over ideology and one over control of the state. The democratic forces have won the first and prevailed in the first major clash of the second. The looser restrictions on the Soviet press had
made the Soviet Union, as one hard-liner acidly remarked, “the most anticommunist country in the world.” But the victory of freedom will not be secure until new democratic institutions are firmly in place. Events will take many different turns. Since our interests will be profoundly affected by how they play themselves out, we cannot afford a policy of passively wishing the reformers well from the sidelines.
All former Soviet republics have claimed sovereignty and asserted the supremacy of their laws over Moscow's. It is inevitable that virtually all will follow up with full declarations of independence. Managing economic ties forged during seventy-five years of union, such as electrical power grids and natural gas pipelines, will require some kind of mechanism until the republics get on their own feet economically. The new leaders will rule neither a federation nor a confederation but rather will oversee a loose economic commonwealth. The center will coordinate, not govern, the actions of republics. While it may control defense and foreign policies initially, the republics will take over even these tasks as they acquire the necessary capabilities. As they do so, the Soviet Union will complete an evolution from an evil empire to a voluntary commonwealth of free and equal nations.
Another potential course of events leads toward a more troubling destination: the eventual rise of a new imperial center based not on communism but on Russian nationalism. History offers few examples of one-round victories even for causes as noble as the August 1991 revolution. The situation in the Soviet Union is unstable and the ultimate outcome unpredictable. The Soviet scene is strewn with political tinder that could ignite into a conflagration. A Russian imperial tradition stretching back four centuries, a cadre of more than 15 million defrocked but unrepentant hard-line Communist bureaucrats still in positions of power, a Russian republic
dominant in resources and military might, a national mosaic that scattered tens of millions of ethnic minorities in the newly independent and often highly nationalistic republics, a people increasingly desperate as the economy plunges into a deep depressionâall these could spawn a variety of deadly scenarios. While these threats appear distant as we savor the victory over communism, the difficulties in achieving economic recovery could bring them closer.
The initial steps taken by Gorbachev and Yeltsin in the aftermath of the coup have directed events along the path toward some kind of commonwealth. The replacement of the Communist-dominated Congress of People's Deputies with a new republic-appointed interim Supreme Soviet and Moscow's acceptance of all republic declarations of independence and sovereignty in September 1991, including freeing the Baltic states after fifty-one years of Soviet domination, laid the cornerstone of the new order. The dissolution of the Soviet Union and the creation of the Commonwealth of Independent States on January 1, 1992, established this new framework. Moreover, as long as Yeltsin remains committed to establishing democracy in Russia and the legendary capacity of the Russian people to endure difficult times is not exhausted, the temptations inherent in the Russian imperial tradition or other forms of political extremism will be kept in check.
But the current situation is replete with potential dangers. Leaders other than Yeltsin might tap into a vein of political radicalism at some point. The people might not continue to support moderates such as Yeltsin if economic conditions fail to turn around in the near future. Four other factors could also turn events down a darker path:
âA dangerous logic supports an eventual alliance between the remnants of the Communist party and extreme Russian
nationalists. Because both suffered severe reverses after the August 1991 revolutionâthe dissolution of the party and the breakup of the traditional Russian empireâthey are natural allies against the new noncommunist leaders. An obvious strategy would be to portray the democrats as leaders who “stabbed Russia in the back” and to seek a resurrection of the center's power as a means to restore Great Russia and to provide a new mission for the country.
âIn addition to their overwhelming support for democracy, the Soviet people harbor a traditional desire for order imposed from above. This impulse continues to insinuate itself into popular thought even today. Opinion polls indicated many Soviet citizens had disdain for Gorbachev's inability and unwillingness to govern with what they called “the strong hand.” Many wanted him not only to take decisive action but also to crack heads to make his policies stick.
âInterethnic tensions that crosscut every corner of the former Soviet Union represent an explosive source of conflict. The potential battle lines are drawn not only between the Russians and the non-Russians but also among the non-Russians. Gagauzi are pitted against Moldavians; Armenians against Azerbaijanis; Abkhasians, Ossetians, Adzhars, and Meshketi Turks against Georgians; Kazakhs against Uzbeks and Turkomans; Tadzhiks against the Uzbeks; and scores of other smaller ethnic groups in each former republic against those in the majority. Over the past five years, these conflicts sometimes turned into violent clashes that killed 1,000 people, injured 8,500, and sent 700,000 fleeing their homes. More such violenceâparticularly if directed at ethnic Russian minoritiesâcould easily feed the rise of extremism and provide an ideal pretext for intervention by a newly assertive imperial center.
âDespite their victory in the August 1991 revolution, the
reformers are not an invincible movement. They lack political unity and administrative talent. Some analysts estimate that more than three hundred new anticommunist parties and groupsâsuch as the Democratic Union, the Popular Front, Constitutional Democrats, Social Democrats, Movement for Democratic Reforms, the Russian Democratic party, the Democratic party of Russian Communists, and the Republican party of Russiaâhave sprung up nationwide. Their administrative weakness undermines their ability to take over the vast bureaucratic empire of the state and leaves them vulnerable to more organized and better marshaled political forces. The fragmentation of empire has been followed by the fragmentation of parties.
Perilous historical analogies can be drawn to the tumultuous change sweeping the former Soviet Union. We could see a replay of the Bolshevik Revolution, with a fragile democratic order crushed by a reactionary coup. We could see a reprise of the fall of the Weimar Republic, with an economically wounded democratic government gradually eclipsed by ultranationalists promising renewed glory. We could see a variation on the toppling of the Fourth Republic in France, with colonists under siege in a distant outpost conspiring in a coup with imperial hard-liners at the center. The restoration of Communist rule in the republic of Tadzhikistan through a coup is a sign of the kinds of dangers that could lie ahead.
These are not grounds for panic, but they are powerful arguments against complacency. In fact, though the creation of the new commonwealth is a promising development, the rise of a new imperial center will remain an ominous outlying possibility in the longer term.
Promoting the principle of democratic self-determination should be the hallmark of our policy. For a multinational
state ruled by a dominant nation with long-standing imperial traditions, a direct contradiction exists between democracy and unity. In the wake of democratic reform, smaller nations will inevitably exploit democracy to free themselves from the unity imposed by the center. And if the center insists on political unity, it will be inexorably driven to dismantle democracy. We must recognize that the defeat of Moscow's imperial rule was an indispensable precondition for securing the triumph of freedom and democracy.
Democratic self-determination involves two elements. First, nations must be allowed to exercise their right to choose their own destinies through democratic means. To reject this right
a priori
would deny our own heritage. Second, nations that exercise that right must uphold democratic valuesâespecially in terms of respect for the rights of minoritiesâin their own societies. To insist on the first but overlook the second would open the door to new tyrannies at the republic level. While it involves close case-by-case judgment calls, promoting democratic self-determination is the only approach to the Soviet political crisis consistent with our fundamental values.
The worst mistake we could make would be to build up the power of the center. Those who wanted to prop up Gorbachev in order to avoid the dangers of “instability” misunderstood the situation. There are two kinds of stabilityâthe dynamic stability of a system based on consent and the rigid stability of one based on coercion. The history of Moscow's domination of the republics proved that rulers can maintain stability through force. But the lesson of Gorbachev's limited reforms was that the system could not survive after the screws of state repression had been loosened. As a result, real and enduring stability for the former Soviet Union lies in a decentralized system based on democratic self-determination.
We should not sacrifice democracy or self-determination on the altar of stability. While the risk of some instability is a price worth paying for freedom, stability at the price of freedom is not worth the cost.
Instead of inadvertently helping the antidemocratic forces at the center, we should be guided by a simple principle: if you want reform, help the reformers; if you want democracy, help the democrats. By launching a few key initiatives, we can enhance the prospects for the democratic evolution of the post-Soviet system:
Expand contacts with democratic republic governments.
We should extend a hand of cooperationâand when appropriate, diplomatic recognitionâto those who respect democratic values. By associating ourselves with democratic nationalists and distancing ourselves from undemocratic leaders, we can exercise a subtle but constructive influence over the political evolution of the republics. As democrats take power, U.S. policymakers should meet with them, not just for photo opportunities, but also for substantive discussions to hammer out agendas for mutual cooperation.
We should give a cold shoulder to undemocratic republic leaders, especially those that tolerate or encourage persecution of ethnic minorities. Some ethnic tensions and violence are inevitable. Moscow's henchmen in the republics have stoked these passions for decades as part of their divide-and-rule strategy. Moreover, during the decades of totalitarian repression, these nations lacked the opportunity to work out their differences through mutual accommodation. Our policies should reach out to help those leaders who are part of the solution rather than the problem.
Encourage republics to make a clean break with the Communist past.
We should remind new democratic leaders of the need to remove systematically Communists who still hold
positions of power. As Franz Kafka warned, “Every revolution evaporates, leaving behind only the slime of bureaucracy.” Before reform can succeed, Soviet society must be cleansed of the slime of seven decades of communism. For the most part, the Soviet people know this lesson better than we do. They know that communism pervades virtually every level of society through ubiquitous party functionaries. They know that ridding the country of its Communist iconsâsuch as statues of Lenin and hammer-and-sickle emblemsâis not enough. They know that real reform in the former Soviet Union can only come when holdovers from the old regime are swept out of office.
Those who criticize Yeltsin for supposedly conducting “witch-hunts” against Communists should remember that the world applauded the purge of Nazis in postwar Germany and the war crimes trials at Nuremberg and that peace under Soviet communism killed twice as many people as the wars of German Nazism. Like Nazism, communism is a malignant cancer, and it must be cut out root and branch.
Press nondemocratic republic governments to hold free legislative and presidential elections.
Despite the victory of democratic forces in the August 1991 revolution, only a handful of republics of the Soviet Union have governments chosen in free and fair elections. As a result, the United States should not only press for rapid democratic evolution among the former republics but also link the level of our contacts and cooperation to their progress toward democracy. The National Endowment for Democracy, for example, should place top priority on projects enhancing party organization and media diversity in these areas. Because of his legitimacy as the elected president of Russia, Yeltsin dictated the postcoup agenda to Gorbachev, thereby forcing the Soviet president to move decisively toward democratic reform. If other
republic leaders follow in Yeltsin's footsteps in facing the voters, together they could form a united front that could win any battle over the shape of the new Soviet commonwealth.