The moral role that the Chinese state assumed was only one aspect of a very broad conception of how it conceived of its responsibilities. The mandate of Heaven meant that the state felt obliged to intervene in ecological and economic questions and also in ensuring the livelihood of the people. A striking example was the way the Qing during the eighteenth century managed granary reserves in order to ensure that the local laws of supply and demand worked in a reasonably acceptable fashion and produced relative price stability, a practice which dated back much earlier to the Yuan dynasty (1271-1368) and even before.
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The state also took on responsibility for what were, by the standards of the time, huge infrastructural projects, such as the maintenance of the Yellow River in order to prevent flooding, and the construction of the Grand Canal, which was completed at the beginning of the seventh century.
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In each of these respects, the Chinese state was very different from European states in that it assumed functions that the latter were only to regard as legitimate areas of concern many centuries later. In these instances too, then, developments in China prefigured those in Europe, and confound the idea of a single Eurocentric path of development that other states are destined to follow. If anything, indeed, quite the reverse: the Chinese state acquired many of the characteristics of a modern state, not least a large-scale bureaucracy, long before, on a European time-map, it should have done. Moreover, those forces that later drove the expansion of the nation-state in Europe from the seventeenth century onwards - the exigencies of warfare, the need for revenue and the demand for political representation - were very different from the factors that shaped China’s imperial state. In contrast to Europe, where no state dominated, China enjoyed overwhelming power over its neighbours for more than a millennium,
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while political representation was to remain an alien concept, even after the 1911 Revolution and the fall of the Qing dynasty. The dynamics of state-creation in China and Europe were profoundly different in almost every major respect.
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IMPLOSION AND INVASION
The problems faced by the Qing dynasty (1644-1912) began to mount in the early decades of the nineteenth century. Its first taste of what lay in wait was its defeat by Britain in the First Opium War (1839-42). Then, around the middle of the century, as economic difficulties began to grow, the Qing were shaken by a series of local revolts together with four major rebellions: a Muslim rebellion in Yunnan in the south-west (1855-73), another Muslim rebellion by those of Turkic descent in the north-west (1862-73), the Nien Rebellion in the north (1853-68), and the Taiping Uprising (1850-64).
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Of these, the Taiping was by far the most serious. With trust in the imperial regime shaken by its defeat at the hands of the British in the Opium War, together with serious floods and famine in 1848-50, the conditions were ripe for rebellion. The Taiping Uprising started in southern China and laid waste to much of the rich lower Yangzi region before moving north and west, and threatening Beijing: it is estimated that the uprising resulted in the deaths of 20-40 million people. The historian Paul Cohen describes the Taiping’s ideology as ‘a bizarre alchemy of evangelical Christianity, primitive communism, sexual Puritanism, and Confucian utopianism’.
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Initially it drew considerable support from various ethnic minorities in the south which had migrated from the north, especially the Hakka, and contained a strongly anti-Manchu element (the Qing dynasty being from Manchuria).
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The outcome remained uncertain for several years, with the rebellion only finally being crushed by the raising of new armies by the Qing and the support of British and French troops. Although the ultimate ability of the Qing to triumph indicated that it was still a robust and powerful force, its moral authority had been seriously undermined and was never restored.
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Following the defeat of the Taiping Uprising, the problems posed by growing Western ambition and aggression began to move centre-stage in the 1870s and 1880s.
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The First Opium War, in which the Qing unsuccessfully sought to resist British demands to allow the import of Indian-grown opium, led to the Treaty of Nanjing.
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This was the first of the so-called unequal treaties and resulted in the imposition of reparations, the loss of Hong Kong, and the creation of four treaty ports in which the British enjoyed special concessions. The impact of the defeat, however, was limited. The Qing dynasty was not forced to rethink its attitudes in the light of its defeat: the imperial state, indeed, continued to perceive the British in rather similar terms to the way it regarded other foreigners, whether they were the peoples of the northern steppes and Central Asia, or its many tributary states in East Asia, like Korea and Vietnam.
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The sense of Chinese superiority and self-confidence remained obdurate.
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This state of affairs began to change with the Second Opium War (1857-60), which culminated in the ransacking and burning of the Summer Palace in Beijing by British and French troops and the resulting Treaty of Tianjin and the Beijing Conventions. These established a whole string of new treaty ports in which Western citizens were granted extra-territoriality; the right to foreign military bases was conceded; missionaries were given freedom to travel in the interior; and further reparations were imposed. As a result, China began to lose control over important aspects of its territory.
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In 1884 the French succeeded in crushing the Chinese navy in a struggle for influence over Vietnam, which had long been part of the Chinese tributary system but was in the course of being colonized by France. The naval battle revealed the alarming disparity between the power of an advanced European industrial nation, even so far from its home base, and that of an overwhelmingly agrarian China. The Chinese flagship was sunk by torpedoes within the first minute of battle; in less than an hour all the Chinese ships had been destroyed and the way was clear for France to take control of Indochina.
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The decisive turning point was the Sino-Japanese War in 1894, which, like the war with the French, concerned China’s influence over its tributary states, in this case Korea, which had for many centuries been one of the tributary states closest to China. The Chinese suffered a humiliating defeat at the hands of its rapidly industrializing and increasingly aggressive neighbour and in the Treaty of Shimonoseki was forced to pay huge reparations, amounting to three times the government’s annual income. Korea effectively became a Japanese protectorate, though not formally until 1905. China lost Taiwan and part of southern Manchuria, four further treaty ports were created, and Japan won the right to build factories and other enterprises in one of the now numerous treaty ports. Japan’s victory also proved the occasion for further demands from the Western powers and a series of new concessions from a China impotent to resist.
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By the turn of the century, China’s sovereignty had been severely curtailed by the growing presence of Britain, France, Japan, Germany, the United States, Belgium and Russia on Chinese territory.
The Boxer Uprising in 1900, which received the tacit support of the Empress Dowager Cixi, who held de facto power over the Qing government between 1861 and 1908, was occasioned by growing anti-Western sentiment and resulted in widespread attacks on foreign missionaries and other Westerners. Eventually a joint foreign army drawn from British, Japanese, French and American troops marched on Beijing, suppressed the uprising and then proceeded to base itself in the Forbidden City for over a year. Further concessions were extracted from the Chinese authorities, including another round of reparations. Although China was not colonized, in effect it became a semi-colony, with foreign troops free to roam its territory, the treaty ports resembling micro-colonies, missionaries enjoying licence to proselytize Western values wherever they went,
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and foreign companies able to establish subsidiaries with barely any taxation or duties. China was humiliated and impoverished.
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The fact, however, that it never became a colony, even though the Japanese were later to occupy Manchuria and then conquer lands much further to the south, was of great importance for China’s ability to revive after 1949.
Major Unequal Treaties Imposed on China
Treaty of Nanjing (1842) with the United Kingdom
Treaty of the Bogue (1843) with the United Kingdom
Treaty of Wanghia (1844) with the United States
Treaty of Whampoa (1844) with France
Treaty of Aigun (1858) with Russia
Treaty of Tianjin (1858) with France, the United Kingdom, Russia and the United States
Convention of Peking (1860) with the United Kingdom, France and Russia
Treaty of Tientsin (1861) with Prussia and the German Customs Union
Chefoo Convention (1876) with the United Kingdom
Sino-Portuguese Treaty of Peking (1887) with Portugal
Treaty of Shimonoseki (1895) with Japan
Li-Lobanov Treaty (1896) with Russia
Convention for the Extension of Hong Kong Territory (1898) with the United Kingdom
Boxer Protocol (1901) with the United Kingdom, the United States, Japan, Russia, France, Germany, Italy, Austro-Hungary, Belgium, Spain and the Netherlands
Twenty-One Demands (1915) with Japan
China’s impotence in the face of growing foreign intervention stimulated a movement for reform aimed at modernizing the country. Unlike in Japan, however, it failed to command anything like a consensus, its base never extending beyond a small elite, with the consequence that reform was always a hesitant and piecemeal process. It was driven by a small coterie of imperial civil servants, together with various writers and scholars, such as Kang Youwei, a well-connected man adept at showing how new ways of thinking were compatible with traditional Confucian texts.
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The imperial government for the most part, however, neither understood nor accepted the necessity, let alone the urgency, of modernization, remaining passive or actively opposed - unlike in post-1868 Japan, where the state was the key agent of modernization. Nonetheless, there was some reform of the armed forces and various ministries, including the establishment for the first time of a diplomatic presence in major capitals like London and Paris, while the educational curriculum was revised after the turn of the century to include Western disciplines. In 1898 the reform movement reached its apogee when it finally received the formal blessing of the imperial hierarchy, but the imprimatur only lasted for a few months.
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One of the major problems facing the reformers was that modernization became intimately associated with the West at a time when the latter was colonizing and humiliating the country: far from being seen as patriots, they were regarded as tainted by the West or, worse, as traitors. As a result, the growing hostility amongst the Chinese towards the West was to work against the process of reform. The fact that China enjoyed such a unitary and centralized system of government also conspired to inhibit and stifle the development of alternative reforming impulses, in contrast to Japan, where authority was more dispersed. This problem was compounded by the hegemony enjoyed by Confucian thought, which made it very difficult for other ways of thinking to gain ground and influence. Until around 1900 the idea of reform was virtually always articulated within a Confucian framework - with an insistence on the distinction between Chinese ‘essence’ and Western ‘method’ (or, in the famous phrase of Zhang Zhidong (1837-1909), ‘Chinese learning for the essential principles, Western learning for the practical applications’).
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After the turn of the century, other modes of thought began to acquire some traction, including socialist and Marxist ideas amongst sections of the intelligentsia,
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a process that culminated in the 1911 Revolution largely being inspired by Western thinking.
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Although Confucianism certainly declined during this period, it did not die. Nor should it be regarded as having been, or being, inherently incompatible with, or fundamentally antithetical to, change and reform.
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However, it was in urgent need of revitalization through a process of cross-fertilization with other ways of thinking, as had happened to it in earlier periods of history with Buddhism and Taoism.
By the early years of the twentieth century, the Qing dynasty faced an intensifying crisis of authority. Constantly required to seek the approval of the occupying powers, it enjoyed only very limited sovereignty over its territory. Its economic situation, exacerbated by the enormous reparations that it was forced to pay, which required the government to depend on loans from foreign banks in order to meet its obligations, meant that it was permanently in dire financial straits. The armies that it had depended on to crush the various rebellions, notably the Taiping Uprising, behaved in an increasingly independent manner, and the regime faced gathering disaffection and disillusionment amongst growing sections of the population, with a rising tide of anti-Manchu sentiment directed against the Qing. The Qing finally fell following the 1911 Revolution, after 266 years in power, bringing down the curtain on over two millennia of dynastic government - the most enduring political system in world history. It was replaced by the republican government of Sun Yat-sen, but, far from ushering in a new and more hopeful era, Sun’s regime proved the prelude to a further Balkanization of China, in which limited sovereignty gave way to something much worse: a chronic multiple and divided sovereignty. Sun Yat-sen’s Kuomintang (or Nationalist) Party was in a very weak situation, with no troops at its command or effective state apparatus at its disposal. He sought to strike a deal with the country’s most powerful military overlord, Yuan Shih-kai, but the result was to render Yuan the real power in the land and to sideline Sun. After Yuan’s death in 1916, the military governors that he had installed in the provinces quarrelled and shared out China between them, with the support of various foreign powers. The years 1916-28 were the period of warlordism. Not only was the country now - de facto if not de jure - divided, but also, for the first time for many centuries, military power, together with the continuing foreign presence, became the arbiter of China’s future.
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