Read The Man Who Loved China Online
Authors: Simon Winchester
For silk, tea, bureaucracy, and the early invention of the compass as such do not make China what it is. What makes China different is the case-hardened sense of inner certitude that this vast array of invention has given to it.
Joseph Needham acknowledged and confirmed all this, and yet he fretted for decades over one single aspect of China's inventive history that seems at odds with the main story: the curious fact that after centuries of scientific and technological creativity, everything in China suddenly ground to a halt.
The Chinese of the distant pastâthe ancient Chinese who lived before Europe's Christian era, the old Chinese living when Europe had its Dark Ages, and the medieval Chinese en masse of the twelfth and thirteenth European centuriesâdid essentially all the inventing. Come the sixteenth century, when the Renaissance was fully under way in Europe, the creative passions of China suddenly seemed to dry up; the energy began to ebb away and die.
Ever since that momentâAD 1500 is regarded as the approximate turning pointânearly all modern scientific advance transferred itself to where it remains today, becoming the nearly exclusive preserve of the West.
This intrigued Needham from the time he first discussed it with Lu
Gwei-djen in Cambridge in the late 1930s. It haunted him so ceaselessly, and it pervaded so much of what he later wrote, that it was to become his memorializing eponym: it became known as the “Needham question.”
Why, Needham askedâif the Chinese had been so technologically creative for so very long, and if they invented so much in antiquityâwhy did
modern
science develop not in China but in Europe and the West? Why was China unable to hold on to its early advantage and creative edge? Why was there never a true industrial revolution in China? Why was there no firm embrace of capitalism? Why, by the eighteenth and nineteenth centuries, was China a nation known principally for being backward, hostile, and poor? How did the brilliant early nation evolve into Emerson's later “booby nation”?
Joseph Needham never fully worked out the answers. Perhaps it was because he was too close to the topic, seeing many trees but not enough forest. And though he makes an attempt at offering some answers in his final volume, he never seems fully convinced of his own arguments and never fully explains his reasons. It has been left to others to take up the challenge in his place.
The sum of their conclusions is that China, basically,
stopped trying
.
The Chinese could have achieved so much. Had they, for example, been equipped with “the European mania for tinkering and improving,” as the sinologist Mark Elvin put it, they could probably have made an efficient spinning machine in the seventeenth century. It might have been trickier for them to make a steam engine, “but it should not have posed insuperable difficulties to a people who had been building double-acting piston flame-throwers in the Song dynasty. The crucial point is that
nobody tried
.”
Just why the Chinese stopped trying is a question sinologists will argue and debate until the Great Wall crumbles into sand. Some say it is because there was never a mercantile class in China to which clever young Chinese could aspire. For centuries the summit of a student's ambition was always to join the bureaucracy, rather than to enter a nonexistent world of competition and improvementâand absent this driving force, complacency ruled, incentive atrophied, and mediocrity became the norm.
Some others point to the immense size of a state that for long periods
of its history was culturally unified into one vast, homogeneous bloc. Europe, by contrast, has always been packed with jostling and warring peoples and states who have collectively experienced hundreds of years of competing ambitions. If Italy needed to produce a better cannon than the French, then its technologists were cajoled into trying to do so. If British navigation equipment was more sophisticated than that invented by the Germans, it had a powerful advantage at sea, and Germany would have been bound to try to better it.
But there was no such intramural competition in ancient China, except perhaps during those periods when the country was racked by conflict and civil war. More commonly the soldiers in Urumchi used the same weapons as those in Guangzhou, and a Manchu farmer used the same kind of plow as his opposite number in Kashgar. Plenty of technology existed abroadâbut the Chinese had so little need to compete that there was no driving pressure to make things better and better over the centuries.
Others blame the endless climate of Chinese totalitarianismâwhether imposed by emperors or by the Communistsâthat also acted to sap the will of the entrepreneur and the innovator. Ãtienne Balazs, a Hungarian scholar who was perhaps the greatest twentieth-century student of Chinese government, wrote once:
It is the State that kills technological progress in Chinaânot only in the sense that it nips in the bud anything that goes against or seems to go against its interests, but also by the customs implanted inexorably by the
raison d'Ãtat
. The atmosphere of routine, of traditionalism, and of immobility, which makes any innovation, or any initiative that is not commanded and sanctioned in advance, suspect, is unfavour-able to the spirit of free inquiry.
Still others, in the way of academics, insist that the question itself is flawedâand that rather than asking why modern science did
not
develop in China, one should be asking why it
did
develop in Europe. Asking for an explanation of a negative, they say, sets one on a pointless mission.
Â
Whatever the reason, the phenomenon may be seen in due course as more of a hiatus, more of a hiccup in China's long history, than a permanent condition. Today's China has now so profoundly changed yet againâhas become so rich, energetic, freewheeling, awesome, and spectacularâthat the situation which engaged Joseph Needham and the small army of sinologists who have followed in his footsteps may itself well have come to a natural end.
It seems abundantly clear that creativity, true inventiveness, is starting to flow in China once again, with the new prosperity of the country. No longer is China the sinkhole of decay and desuetude that it was as recently as twenty years ago. Nowadays, in every fieldâin science and technology on the one hand, in literature and the plastic arts on the otherâthe new China is entering a time of intense activity and entrepreneurial energy.
If this continues to be the case, then perhaps some people will conclude that the “Needham question” never really needed to be asked in the first place. Perhaps China did dim its lights for three or four centuries. Maybe the Qing dynasty, and the half century of turmoil that followed it, will never go down in China's history as a golden era, will never be another Tang dynasty or another Song dynasty. But for China that hardly matters: the country has so immensely long a history that a few hundred years when things were shabbier and duller than usual will, in the broad sweep of things, hardly signify. Scholars will continue to gnaw at the problemâbut in that the intellectual dry spell now seems unlikely to spread into China's future, their quest may turn out to be quite fruitless.
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A more interesting question will be this: how quickly and competently will the new China now manage to capitalize on its early, historical promise? Needham expressed the greatest confidence that in time it would. And he always knew that the great strength of his books lay precisely in their ability to catalog what that early promise was, and so to indicate to a fascinated world just where and how the new China and the new Chinese will now seek their best advantage. The books present a road mapâto show where China has been, and where it is going next.
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The third volume of
Science and Civilisation in China
âthe first “real” volume, issued in 1959, in which Needham begins to describe the early practical successes of Chinese scienceâis devoted to mathematics and, in large part, to China's age-old fascination with the stars. Needham quotes as his epigraph an eminent Viennese sinologist, Franz Kühnert, who wrote in 1884 that
another reason why many Europeans consider the Chinese such barbarians is on account of the support they give to their Astronomersâpeople regarded by our civilized Western mortals as completely useless. Yet there they rank with heads of Departments and Secretaries of State. What frightful barbarism!
Maybe, say some people, Franz Kühnert made a mistake, meaning astrology rather than astronomy. But it doesn't really matter. The essential point remains the same. From antiquity, the Chinese were enthralled by the heavens and by heavenly phenomena, and they came to know, map, and chart the stars and planets in exceptional detail, centuries before any watchers of the skies in the West. The star charts that Needham was to study at the Dunhuang caves figure prominently in his studies: they show how obsessed China was with the universe, with the big picture, with the broad sweep of history and geography. The charts show that they were a people who, as Needham had been advised to conduct himself so very long ago, were able to think big, to “think in oceans.”
There is a place in the far west of the country, the desert, where today, and quite unexpectedly, one finds the Chinese doing exactly that. It is a place to which Needham traveled when he was on his way to the Dunhuang caves, driving his wheezing truck along the old Silk Road. These days the Silk Road is a modern four-lane highway for much of its early length. But then after 1,000 miles or so the Great Wall, which runs beside it on the northern side, begins to peter out. The roadway narrows, then gets more rough. The Gobi Desert sweeps to the road's very curb, and with jagged mountain ranges to the south and the empty desert ahead, the Silk Road
can at this point suddenly look and feel just as lonely as it did in the old days, when Arab cameleers and Mediterranean traders would tread its path, on their way to Medina and Antioch and the outside world.
And then, two hours beyond Rewi Alley's village of Shandan, one comes on a town that looks decidedly neither of the desert nor of the far frontier.
It is called Jiuquan, and it is known in popular legend as the place which grew the first rhubarb, and as the town where an early Jesuit explorer, Bento de Goes, was robbed and died destitute at the beginning of the seventeenth century. There is no evident history at Jiuquan nowâno plaque celebrating rhubarb, no grave for Father Goesâbut there is a town as modern and gleaming as any example of American exurbia. In the gray and gritty wilderness of the southern Gobi Desert there are suddenly scores of tall new buildings, each the experiment of some wildly adventurous young architect. There are wide boulevards, soaring overpasses, and, perched above acres of scrubby wasteland, construction cranes busily hauling up yet more apartment skyscrapers for a population that, to judge by the ghostly nature of the place, has evidently still to arrive.
Jiuquan is a space centerâone of China's three most important launch pads for satellites, buried deep on the flat, sunny fringes of the Gobi Desert. It was first occupied in 1958âjust thirteen years after Needham passed by.
In those ultrasecret times this was the site of the first tests of surface-to-surface missiles for the strategic artillery divisions of the People's Liberation Army. The first nuclear-capable missile was sent into the stratosphere from Jiuquan in 1966. These days the pad, far out of sight of the road, launches satellites commercially, claiming a 100 percent success rate. In October 2003 the people of Jiuquan sent Yang Lingwei, the first Chinese astronaut, into space, and helped make him a national hero. For the first half century of its life Jiuquan was off-limits to all except its employees and party patrons; now, since Yang's fourteen successful orbits, the town and the launch center have been opened to tourists. But these tourists are Chinese nationals only. No foreigners may come. Not yet.
Joseph Needham would have wished to spend time at Jiuquanâif for no other reason than to see the sign that rises on a giant billboard at the
entrance to the town. It is written in huge scarlet characters, and in enormous letters, in both Chinese and English. It proclaims a sentiment to which Needham readily subscribed, from the moment in 1948 when he first began writing his book, perhaps even from when he first went to China in 1943, perhaps from when he first met Lu Gwei-djen, and she introduced him to her language, in 1937.
The sign, simply and starkly, states: “Without Haste. Without Fear. We Conquer the World.”
After its 5,000 years of patient waiting, watching, and learning, this is at last China's appointed time.
And Joseph Needham would not be dismayed by that; nor would he be the slightest bit surprised.
The mere fact of seeing them listed brings home to one the astonishing inventiveness of the Chinese people.
â
JOSEPH NEEDHAM, 1993, PUBLISHED 2004
From
Science and Civilisation in China,
Volume VII, Part 2
Abacus | AD 190 |
Acupuncture | 580 BC |
Advisory vessels | 3rd century BC |
Air-conditioning fan | AD 180 |
Alcohol made from grain by a special fermentation process | 15th century BC |
Algorithm for extraction of square and cube roots | 1st century AD |
Anatomy | 11th century AD |
Anchor, nonfouling, stockless | 1st century AD |
Anemometer | 3rd century AD |
Antimalaria drugs | 3rd century BC |
Arcuballista, multiple-bolt | 320 BC |
Arcuballista, multiple-spring | 5th century AD |
Asbestos woven into cloth | 3rd century BC |
Astronomical clock drive | AD 120 |
Axial rudder | 1st century AD |
Ball bearings | 2nd century BC |
Balloon principle | 2nd century BC |
Bean curd | AD 100 |
Bell, pottery | 3rd millennium BC |
Bellows, double-acting piston-tuned bronze | 6th century BC |
Belt drive | 5th century BC |
Beriberi, recognition of | AD 1330 |
Blast furnace | 3rd century BC |
Blood, distinction between arterial and venous | 2nd century BC |
Blood, theory of circulation | 2nd century BC |
Boats and ships, paddle-wheel | AD 418 |
Bomb, cast-iron | AD 1221 |
Bomb, thrown from a trebuchet | AD 1161 |
Book, printed, first to be dated | AD 868 |
Book, scientific, printed | AD 847 |
Bookcase, vertical axis | AD 544 |
Bookworm repellent | Â |
Bowl, bronze water-spouting | 3rd century BC |
Bread, steamed | Â |
Bridges, releasable | 4th century BC |
Bridges, iron-chain suspension | 6th century AD |
Bridges, Li Chhun's segmental arch | AD 610 |
Bronze, high tin, for mirror production | Â |
Bronze rainbow | 1st century BC |
Calipers | AD 9 |
Camera obscura, explanation of | AD 1086 |
“Cardan” suspension | 140 BC |
Cast iron | 5th century BC |
Cast ironâmalleable | 4th century BC |
Cereals, preservation of stored | 1st century BC |
Chain drive | AD 976 |
Chess | 4th century BC |
Chimes, stone | 9th century BC |
Chopsticks | 600 BC |
Clocks, sand | AD 1370 |
Clocks, Su Sung's | AD 1088 |
Clockwork escapement of Yi Xing and Liang Lingzan | AD 725 |
Coal, as a fuel | 1st century AD |
Coal, dust, briquettes from | 1st century AD |
Coinage | 9th century BC |
Collapsible umbrella and other items | 5th century BC |
Comet tails, observation of direction of | AD 635 |
Compass, floating fish | AD 1027 |
Compass, magnetic needle | AD 1088 |
Compass, magnetic, used for navigation | AD 1111 |
Cooking pots, heat economy in | 3rd millennium BC |
Crank handle | 1st century BC |
Crop rotation | 6th century BC |
Crossbow | 5th century BC |
Crossbow, bronze triggers | 300 BC |
Crossbow, grid sight for | 1st century AD |
Crossbow, magazine | 13th century AD |
Dating of trees by number of rings | 12th century AD |
Decimal place value | 13th century BC |
Deep drilling and use of natural gas as fuel | 2nd century BC |
Diabetes, association with sweet and fatty foods | 1st century BC |
Dial and pointer | 3rd century AD |
Differential pressure | Â |
Disease, diurnal rhythms in | 2nd century BC |
Diseases, deficiency | 3rd century AD |
Dishing of carriage wheel | Â |
Distillation, of mercury | 3rd century BC |
Dominoes | AD 1120 |
Downdraft | 1st century BC |
Dragon kiln | 2nd century AD |
Draw loom | 1st century AD |
Drum carriage | 110 BC |
Diked/poldered fields | 1st century BC |
Ephedrine | 2nd century AD |
Equal temperament, mathematical formulation of | AD 1584 |
Equilibrium, theory of | 4th century BC |
Erosion and sedimentary deposition, knowledge of | AD 1070 |
Esculentist movement (edible plants for time of famine) | AD 1406 |
Ever-normal granary system | AD 9 |
Fertilizers | 2nd century BC |
Firecrackers | AD 290 |
Firelance | AD 950 |
Flame test | Â |
Flamethrower (double-acting force pump for liquids) | AD 919 |
Folding chairs | 3rd century AD |
Free reed | 1000 BC |
Fumigation | 7th century BC |
Furnace, reverberatory | 1st century BC |
Gabions | 3rd century BC |
Gauges, rain and snow | AD 1247 |
Gear wheels, chevron-toothed | AD 50 |
Ginning machine, hand-cranked, and treadle | 17th century AD |
Gluten from wheat | AD 530 |
Gold, purple sheen | 200 BC |
Grafting | AD 806 |
Gravimetry | AD 712 |
Great Wall of China | 3rd century BC |
Grid technique, quantitative, used in cartography | AD 130 |
Guan xien | 240 BC |
Gunpowder, formula for | 9th century AD |
Gunpowder, firecracker and fireworks | 12th century AD |
Gunpowder, government's department and monopoly on | 14th century AD |
Gunpowder, used in mining | Ming |
Handcarts | 681 BC |
Handgun | AD 1128 |
Harness, breast strap | 250 BC |
Harness, collar | AD 477 |
Helicopter top | AD 320 |
High temperatures, firing of clay at | 2nd millennium BC |
Hodometer | 110 BC |
Holing-irons | AD 584 |
“Hot streak” test | AD 1596 |
Hygrometer | 120 BC |
Indeterminate analysis | 4th century AD |
Interconversion of longitudinal and rotary motion | AD 31 |
Kite | 4th century BC |
Knife, rotary disk, for cutting jade | 12th century AD |
Lacquer | 13th century BC |
Ladders, extendable | 4th century BC |
Leeboards and centerboards | AD 751 |
Lodestone, south-pointing ladle | AD 83 |
Magic mirrors | 5th century AD |
Magic squares | AD 190 |
Magnetic declination noted | AD 1040 |
Magnetic thermoremanence and induction | AD 1044 |
Magnetic variation observed | AD 1436 |
Magnetism, used in medicine | AD 970 |
Malt sugar, production of | 1st millennium BC |
Mangonel | 4th century BC |
Maps, relief | AD 1086 |
Maps, topographical | 3rd century BC |
Masts, multiple | 3rd century AD |
Matches (nonstriking) | AD 577 |
Melodic composition | AD 475 |
Metal amalgams used to fill cavities | AD 659 |
Metals, to oxides, burning of | 5th century BC |
Metals, densities of | 3rd century AD |
Mill, wagon | AD 340 |
Mills, edge-runner | 200 BC |
Mills, edge-runner, water-power applied | 4th century AD |
Mining, square sets for | 5th century BC |
Mining, differential pressure ventilation | 5th century BC |
Mirror with “light penetration surface” | 11th century BC |
Mold board | 2nd century BC |
Mountings, vertical and horizontal | 1st century AD |
Mouth-organs | 9th century BC |
Moxibustion | 3rd century BC |
Multiple-spindle silk-twisting frame | AD 1313 |
Negative numbers, operations using | 1st century AD |
Noodles (filamentous) including bread | AD 100 |
Nova, recorded observation of | 13th century BC |
Numerical equations of higher order, solution of | 13th century AD |
Oil lamps, economic | 9th century AD |
Paktong | AD 230 |
Paper (invention of) | 300 BC |
Paper, money | 9th century AD |
Paper, toilet | AD 589 |
Paper, wall | 16th century AD |
Paper, wrapping | 2nd century BC |
Parachute principle | 8th century AD |
“Pascal” triangle of binomial coefficients | AD 1100 |
Pasteurization of wine | AD 1117 |
Pearl fishing conservancy | 2nd century AD |
Pearls in oysters, artificial induction of | AD 1086 |
“Pi,” accurate estimation of | 3rd century AD |
Piece molding for casting bronze | 2nd millenium BC |
Place-value number system | 13th century BC |
Placenta used as source of estrogen | AD 725 |