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Authors: Simon Winchester

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For silk, tea, bureaucracy, and the early invention of the compass as such do not make China what it is. What makes China different is the case-hardened sense of inner certitude that this vast array of invention has given to it.

Joseph Needham acknowledged and confirmed all this, and yet he fretted for decades over one single aspect of China's inventive history that seems at odds with the main story: the curious fact that after centuries of scientific and technological creativity, everything in China suddenly ground to a halt.

The Chinese of the distant past—the ancient Chinese who lived before Europe's Christian era, the old Chinese living when Europe had its Dark Ages, and the medieval Chinese en masse of the twelfth and thirteenth European centuries—did essentially all the inventing. Come the sixteenth century, when the Renaissance was fully under way in Europe, the creative passions of China suddenly seemed to dry up; the energy began to ebb away and die.

Ever since that moment—AD 1500 is regarded as the approximate turning point—nearly all modern scientific advance transferred itself to where it remains today, becoming the nearly exclusive preserve of the West.

This intrigued Needham from the time he first discussed it with Lu
Gwei-djen in Cambridge in the late 1930s. It haunted him so ceaselessly, and it pervaded so much of what he later wrote, that it was to become his memorializing eponym: it became known as the “Needham question.”

Why, Needham asked—if the Chinese had been so technologically creative for so very long, and if they invented so much in antiquity—why did
modern
science develop not in China but in Europe and the West? Why was China unable to hold on to its early advantage and creative edge? Why was there never a true industrial revolution in China? Why was there no firm embrace of capitalism? Why, by the eighteenth and nineteenth centuries, was China a nation known principally for being backward, hostile, and poor? How did the brilliant early nation evolve into Emerson's later “booby nation”?

Joseph Needham never fully worked out the answers. Perhaps it was because he was too close to the topic, seeing many trees but not enough forest. And though he makes an attempt at offering some answers in his final volume, he never seems fully convinced of his own arguments and never fully explains his reasons. It has been left to others to take up the challenge in his place.

The sum of their conclusions is that China, basically,
stopped trying
.

The Chinese could have achieved so much. Had they, for example, been equipped with “the European mania for tinkering and improving,” as the sinologist Mark Elvin put it, they could probably have made an efficient spinning machine in the seventeenth century. It might have been trickier for them to make a steam engine, “but it should not have posed insuperable difficulties to a people who had been building double-acting piston flame-throwers in the Song dynasty. The crucial point is that
nobody tried
.”

Just why the Chinese stopped trying is a question sinologists will argue and debate until the Great Wall crumbles into sand. Some say it is because there was never a mercantile class in China to which clever young Chinese could aspire. For centuries the summit of a student's ambition was always to join the bureaucracy, rather than to enter a nonexistent world of competition and improvement—and absent this driving force, complacency ruled, incentive atrophied, and mediocrity became the norm.

Some others point to the immense size of a state that for long periods
of its history was culturally unified into one vast, homogeneous bloc. Europe, by contrast, has always been packed with jostling and warring peoples and states who have collectively experienced hundreds of years of competing ambitions. If Italy needed to produce a better cannon than the French, then its technologists were cajoled into trying to do so. If British navigation equipment was more sophisticated than that invented by the Germans, it had a powerful advantage at sea, and Germany would have been bound to try to better it.

But there was no such intramural competition in ancient China, except perhaps during those periods when the country was racked by conflict and civil war. More commonly the soldiers in Urumchi used the same weapons as those in Guangzhou, and a Manchu farmer used the same kind of plow as his opposite number in Kashgar. Plenty of technology existed abroad—but the Chinese had so little need to compete that there was no driving pressure to make things better and better over the centuries.

Others blame the endless climate of Chinese totalitarianism—whether imposed by emperors or by the Communists—that also acted to sap the will of the entrepreneur and the innovator. Étienne Balazs, a Hungarian scholar who was perhaps the greatest twentieth-century student of Chinese government, wrote once:

It is the State that kills technological progress in China—not only in the sense that it nips in the bud anything that goes against or seems to go against its interests, but also by the customs implanted inexorably by the
raison d'État
. The atmosphere of routine, of traditionalism, and of immobility, which makes any innovation, or any initiative that is not commanded and sanctioned in advance, suspect, is unfavour-able to the spirit of free inquiry.

Still others, in the way of academics, insist that the question itself is flawed—and that rather than asking why modern science did
not
develop in China, one should be asking why it
did
develop in Europe. Asking for an explanation of a negative, they say, sets one on a pointless mission.

 

Whatever the reason, the phenomenon may be seen in due course as more of a hiatus, more of a hiccup in China's long history, than a permanent condition. Today's China has now so profoundly changed yet again—has become so rich, energetic, freewheeling, awesome, and spectacular—that the situation which engaged Joseph Needham and the small army of sinologists who have followed in his footsteps may itself well have come to a natural end.

It seems abundantly clear that creativity, true inventiveness, is starting to flow in China once again, with the new prosperity of the country. No longer is China the sinkhole of decay and desuetude that it was as recently as twenty years ago. Nowadays, in every field—in science and technology on the one hand, in literature and the plastic arts on the other—the new China is entering a time of intense activity and entrepreneurial energy.

If this continues to be the case, then perhaps some people will conclude that the “Needham question” never really needed to be asked in the first place. Perhaps China did dim its lights for three or four centuries. Maybe the Qing dynasty, and the half century of turmoil that followed it, will never go down in China's history as a golden era, will never be another Tang dynasty or another Song dynasty. But for China that hardly matters: the country has so immensely long a history that a few hundred years when things were shabbier and duller than usual will, in the broad sweep of things, hardly signify. Scholars will continue to gnaw at the problem—but in that the intellectual dry spell now seems unlikely to spread into China's future, their quest may turn out to be quite fruitless.

 

A more interesting question will be this: how quickly and competently will the new China now manage to capitalize on its early, historical promise? Needham expressed the greatest confidence that in time it would. And he always knew that the great strength of his books lay precisely in their ability to catalog what that early promise was, and so to indicate to a fascinated world just where and how the new China and the new Chinese will now seek their best advantage. The books present a road map—to show where China has been, and where it is going next.

 

The third volume of
Science and Civilisation in China
—the first “real” volume, issued in 1959, in which Needham begins to describe the early practical successes of Chinese science—is devoted to mathematics and, in large part, to China's age-old fascination with the stars. Needham quotes as his epigraph an eminent Viennese sinologist, Franz Kühnert, who wrote in 1884 that

another reason why many Europeans consider the Chinese such barbarians is on account of the support they give to their Astronomers—people regarded by our civilized Western mortals as completely useless. Yet there they rank with heads of Departments and Secretaries of State. What frightful barbarism!

Maybe, say some people, Franz Kühnert made a mistake, meaning astrology rather than astronomy. But it doesn't really matter. The essential point remains the same. From antiquity, the Chinese were enthralled by the heavens and by heavenly phenomena, and they came to know, map, and chart the stars and planets in exceptional detail, centuries before any watchers of the skies in the West. The star charts that Needham was to study at the Dunhuang caves figure prominently in his studies: they show how obsessed China was with the universe, with the big picture, with the broad sweep of history and geography. The charts show that they were a people who, as Needham had been advised to conduct himself so very long ago, were able to think big, to “think in oceans.”

There is a place in the far west of the country, the desert, where today, and quite unexpectedly, one finds the Chinese doing exactly that. It is a place to which Needham traveled when he was on his way to the Dunhuang caves, driving his wheezing truck along the old Silk Road. These days the Silk Road is a modern four-lane highway for much of its early length. But then after 1,000 miles or so the Great Wall, which runs beside it on the northern side, begins to peter out. The roadway narrows, then gets more rough. The Gobi Desert sweeps to the road's very curb, and with jagged mountain ranges to the south and the empty desert ahead, the Silk Road
can at this point suddenly look and feel just as lonely as it did in the old days, when Arab cameleers and Mediterranean traders would tread its path, on their way to Medina and Antioch and the outside world.

And then, two hours beyond Rewi Alley's village of Shandan, one comes on a town that looks decidedly neither of the desert nor of the far frontier.

It is called Jiuquan, and it is known in popular legend as the place which grew the first rhubarb, and as the town where an early Jesuit explorer, Bento de Goes, was robbed and died destitute at the beginning of the seventeenth century. There is no evident history at Jiuquan now—no plaque celebrating rhubarb, no grave for Father Goes—but there is a town as modern and gleaming as any example of American exurbia. In the gray and gritty wilderness of the southern Gobi Desert there are suddenly scores of tall new buildings, each the experiment of some wildly adventurous young architect. There are wide boulevards, soaring overpasses, and, perched above acres of scrubby wasteland, construction cranes busily hauling up yet more apartment skyscrapers for a population that, to judge by the ghostly nature of the place, has evidently still to arrive.

Jiuquan is a space center—one of China's three most important launch pads for satellites, buried deep on the flat, sunny fringes of the Gobi Desert. It was first occupied in 1958—just thirteen years after Needham passed by.

In those ultrasecret times this was the site of the first tests of surface-to-surface missiles for the strategic artillery divisions of the People's Liberation Army. The first nuclear-capable missile was sent into the stratosphere from Jiuquan in 1966. These days the pad, far out of sight of the road, launches satellites commercially, claiming a 100 percent success rate. In October 2003 the people of Jiuquan sent Yang Lingwei, the first Chinese astronaut, into space, and helped make him a national hero. For the first half century of its life Jiuquan was off-limits to all except its employees and party patrons; now, since Yang's fourteen successful orbits, the town and the launch center have been opened to tourists. But these tourists are Chinese nationals only. No foreigners may come. Not yet.

Joseph Needham would have wished to spend time at Jiuquan—if for no other reason than to see the sign that rises on a giant billboard at the
entrance to the town. It is written in huge scarlet characters, and in enormous letters, in both Chinese and English. It proclaims a sentiment to which Needham readily subscribed, from the moment in 1948 when he first began writing his book, perhaps even from when he first went to China in 1943, perhaps from when he first met Lu Gwei-djen, and she introduced him to her language, in 1937.

The sign, simply and starkly, states: “Without Haste. Without Fear. We Conquer the World.”

After its 5,000 years of patient waiting, watching, and learning, this is at last China's appointed time.

And Joseph Needham would not be dismayed by that; nor would he be the slightest bit surprised.

Appendix I: Chinese Inventions and Discoveries with Dates of First Mention

The mere fact of seeing them listed brings home to one the astonishing inventiveness of the Chinese people.

—
JOSEPH NEEDHAM, 1993, PUBLISHED 2004
From
Science and Civilisation in China,
Volume VII, Part 2

Abacus

AD 190

Acupuncture

580 BC

Advisory vessels

3rd century BC

Air-conditioning fan

AD 180

Alcohol made from grain by a special fermentation process

15th century BC

Algorithm for extraction of square and cube roots

1st century AD

Anatomy

11th century AD

Anchor, nonfouling, stockless

1st century AD

Anemometer

3rd century AD

Antimalaria drugs

3rd century BC

Arcuballista, multiple-bolt

320 BC

Arcuballista, multiple-spring

5th century AD

Asbestos woven into cloth

3rd century BC

Astronomical clock drive

AD 120

Axial rudder

1st century AD

Ball bearings

2nd century BC

Balloon principle

2nd century BC

Bean curd

AD 100

Bell, pottery

3rd millennium BC

Bellows, double-acting piston-tuned bronze

6th century BC

Belt drive

5th century BC

Beriberi, recognition of

AD 1330

Blast furnace

3rd century BC

Blood, distinction between arterial and venous

2nd century BC

Blood, theory of circulation

2nd century BC

Boats and ships, paddle-wheel

AD 418

Bomb, cast-iron

AD 1221

Bomb, thrown from a trebuchet

AD 1161

Book, printed, first to be dated

AD 868

Book, scientific, printed

AD 847

Bookcase, vertical axis

AD 544

Bookworm repellent

 

Bowl, bronze water-spouting

3rd century BC

Bread, steamed

 

Bridges, releasable

4th century BC

Bridges, iron-chain suspension

6th century AD

Bridges, Li Chhun's segmental arch

AD 610

Bronze, high tin, for mirror production

 

Bronze rainbow
teng
(camphor still)

1st century BC

Calipers

AD 9

Camera obscura, explanation of

AD 1086

“Cardan” suspension

140 BC

Cast iron

5th century BC

Cast iron—malleable

4th century BC

Cereals, preservation of stored

1st century BC

Chain drive

AD 976

Chess

4th century BC

Chimes, stone

9th century BC

Chopsticks

600 BC

Clocks, sand

AD 1370

Clocks, Su Sung's

AD 1088

Clockwork escapement of Yi Xing and Liang Lingzan

AD 725

Coal, as a fuel

1st century AD

Coal, dust, briquettes from

1st century AD

Coinage

9th century BC

Collapsible umbrella and other items

5th century BC

Comet tails, observation of direction of

AD 635

Compass, floating fish

AD 1027

Compass, magnetic needle

AD 1088

Compass, magnetic, used for navigation

AD 1111

Cooking pots, heat economy in

3rd millennium BC

Crank handle

1st century BC

Crop rotation

6th century BC

Crossbow

5th century BC

Crossbow, bronze triggers

300 BC

Crossbow, grid sight for

1st century AD

Crossbow, magazine

13th century AD

Dating of trees by number of rings

12th century AD

Decimal place value

13th century BC

Deep drilling and use of natural gas as fuel

2nd century BC

Diabetes, association with sweet and fatty foods

1st century BC

Dial and pointer

3rd century AD

Differential pressure

 

Disease, diurnal rhythms in

2nd century BC

Diseases, deficiency

3rd century AD

Dishing of carriage wheel

 

Distillation, of mercury

3rd century BC

Dominoes

AD 1120

Downdraft

1st century BC

Dragon kiln

2nd century AD

Draw loom

1st century AD

Drum carriage

110 BC

Diked/poldered fields

1st century BC

Ephedrine

2nd century AD

Equal temperament, mathematical formulation of

AD 1584

Equilibrium, theory of

4th century BC

Erosion and sedimentary deposition, knowledge of

AD 1070

Esculentist movement (edible plants for time of famine)

AD 1406

Ever-normal granary system

AD 9

Fertilizers

2nd century BC

Firecrackers

AD 290

Firelance

AD 950

Flame test

 

Flamethrower (double-acting force pump for liquids)

AD 919

Folding chairs

3rd century AD

Free reed

1000 BC

Fumigation

7th century BC

Furnace, reverberatory

1st century BC

Gabions

3rd century BC

Gauges, rain and snow

AD 1247

Gear wheels, chevron-toothed

AD 50

Ginning machine, hand-cranked, and treadle

17th century AD

Gluten from wheat

AD 530

Gold, purple sheen

200 BC

Grafting

AD 806

Gravimetry

AD 712

Great Wall of China

3rd century BC

Grid technique, quantitative, used in cartography

AD 130

Guan xien
system

240 BC

Gunpowder, formula for

9th century AD

Gunpowder, firecracker and fireworks

12th century AD

Gunpowder, government's department and monopoly on

14th century AD

Gunpowder, used in mining

Ming

Handcarts

681 BC

Handgun

AD 1128

Harness, breast strap

250 BC

Harness, collar

AD 477

Helicopter top

AD 320

High temperatures, firing of clay at

2nd millennium BC

Hodometer

110 BC

Holing-irons

AD 584

“Hot streak” test

AD 1596

Hygrometer

120 BC

Indeterminate analysis

4th century AD

Interconversion of longitudinal and rotary motion

AD 31

Kite

4th century BC

Knife, rotary disk, for cutting jade

12th century AD

Lacquer

13th century BC

Ladders, extendable

4th century BC

Leeboards and centerboards

AD 751

Lodestone, south-pointing ladle

AD 83

Magic mirrors

5th century AD

Magic squares

AD 190

Magnetic declination noted

AD 1040

Magnetic thermoremanence and induction

AD 1044

Magnetic variation observed

AD 1436

Magnetism, used in medicine

AD 970

Malt sugar, production of

1st millennium BC

Mangonel

4th century BC

Maps, relief

AD 1086

Maps, topographical

3rd century BC

Masts, multiple

3rd century AD

Matches (nonstriking)

AD 577

Melodic composition

AD 475

Metal amalgams used to fill cavities

AD 659

Metals, to oxides, burning of

5th century BC

Metals, densities of

3rd century AD

Mill, wagon

AD 340

Mills, edge-runner

200 BC

Mills, edge-runner, water-power applied

4th century AD

Mining, square sets for

5th century BC

Mining, differential pressure ventilation

5th century BC

Mirror with “light penetration surface”

11th century BC

Mold board

2nd century BC

Mountings, vertical and horizontal

1st century AD

Mouth-organs

9th century BC

Moxibustion

3rd century BC

Multiple-spindle silk-twisting frame

AD 1313

Negative numbers, operations using

1st century AD

Noodles (filamentous) including bread

AD 100

Nova, recorded observation of

13th century BC

Numerical equations of higher order, solution of

13th century AD

Oil lamps, economic

9th century AD

Paktong
(cupronickel)

AD 230

Paper (invention of)

300 BC

Paper, money

9th century AD

Paper, toilet

AD 589

Paper, wall

16th century AD

Paper, wrapping

2nd century BC

Parachute principle

8th century AD

“Pascal” triangle of binomial coefficients

AD 1100

Pasteurization of wine

AD 1117

Pearl fishing conservancy

2nd century AD

Pearls in oysters, artificial induction of

AD 1086

“Pi,” accurate estimation of

3rd century AD

Piece molding for casting bronze

2nd millenium BC

Place-value number system

13th century BC

Placenta used as source of estrogen

AD 725

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