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Authors: Dominic Lieven

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The same is true as regards the values and culture of the imperial army’s generals and officers. Honour, publicly displayed courage, and loyalty to regiment and fellow-officers all mattered greatly. So too did living up to one’s status and rank. The battlefield, like the duel, allowed honour to be publicly displayed and defended. In some respects the ‘field of honour’ – in other words the battlefield – was also the ancestor of today’s sporting match. ‘Winning’ meant holding one’s ground and capturing trophies such as cannon and standards. These male warrior values appear not just archaic but also sometimes childish: nevertheless they mattered greatly because they affected morale and kept officers steadfast in the face of death and mutilation. A key problem in the 1812 campaign was that these values cut right across Russia’s strategic imperative to retreat.
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Though the historian can write with some confidence of officers’ values and motivation, understanding the mentalities of the rank and file is far more difficult. In 1812–14 more than 1.5 million men served as privates or NCOs in the army and militia. Only two left memoirs.
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These can be eked out by a few oral reminiscences recorded decades later and by the personnel records of many regiments preserved in the archives. Often, however, one is forced to interpret soldiers’ values through their actions and through what their officers said about them. This has obvious dangers. But a book which simply took as a given the courage, endurance and loyalty of Russian soldiers in the face of awful privations and – sometimes – brutal treatment by their superiors would be ignoring one of the most vital but also at times puzzling elements in the wars.

Russia is the biggest gap in contemporary Western understanding of the Napoleonic era. The aim of this book is to fill that gap. But a more knowledgeable and realistic understanding of Russian power and policy can also change overall perspectives on the Napoleonic era. In this period Russia was less powerful than Britain. Its global reach was much weaker. Unlike Austria or Prussia, however, Russian interests and perspectives were not just narrowly continental. For a significant section of the ruling elite the Napoleonic Wars were in one sense a distraction and a sideshow. They saw Russia’s main interests as lying in expansion southwards against the Ottomans and Persians. These men seldom saw France itself as Russia’s main or inevitable enemy. Most of them believed that the Napoleonic empire was a transient phenomenon, born of exceptional circumstances and Napoleon’s genius. The most impressive member of this group was Count Nikolai Rumiantsev, who was in practice Russia’s minister of foreign affairs from late in 1807 until Napoleon invaded Russia. In his view the greatest long-term challenge to Russia lay in Britain’s growing domination of global finance, trade and industry, and in her monopoly of naval power. This view of Russian interests was ultimately overruled by Alexander I. Above all, it was undermined by Napoleon, who forced the Russian government to make fighting France its top priority. But Rumiantsev’s perspective had some impact on Russian policy in 1812 because it was shared in part by Mikhail Kutuzov. It also provides an interesting insight into some of the underlying realities of the Napoleonic era.

The Napoleonic Wars of 1800–1815 were a global, not just a European struggle.
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This may seem a strange view since the overwhelming majority of the battles in these years occurred in Europe. In that sense the Napoleonic Wars were more European and less global even than the Revolutionary Wars of the 1790s. They were far less global than the Seven Years War or the American War of Independence, in both of which much of the most significant fighting occurred in the Western hemisphere and in Asia. In reality, however, the Napoleonic Wars were largely confined to Europe because the British were getting closer to winning their hundred-years-war with France for global supremacy. The most basic fact about the Napoleonic Wars was that British seapower locked French imperialism into Europe. For many reasons it was far harder to create any species of empire in Europe than overseas. As a number of Russian observers understood, it was in the Revolutionary and Napoleonic eras that Britain consolidated its hugely powerful global empire, both territorial and commercial. Looked at from one angle, Napoleon’s attempt to create a European empire was simply a last, heroic effort to balance British imperialism and avoid defeat in France’s century-long conflict with Britain. The odds were very much against Napoleon, though by 1812 he had come seemingly very close to success.

It is in fact possible to study the Napoleonic Wars on many different levels. At one extreme one has the God’s-eye view. This looks at events in the round and in the long term. It is interested in the impact of geopolitics, at shifts in European ideology and cultural values after 1789, and at global patterns of trade and finance. At the other extreme one has what might be described as the view of the worm. This includes the day-to-day perceptions of ordinary people in this era. It includes, too, important details such as the firing locks and cartridge paper which contributed to the unreliability of Russian musketry. Here, too, for example, one finds discussion of the events of the afternoon of 21 May 1813, when Marshal Michel Ney’s mistakes robbed Napoleon of decisive victory in the battle of Bautzen and probably thereby denied him the chance to decide the 1813 campaign and keep Austria out of the war. Between the levels of God and the worm one finds the other matters commonly discussed by historians. As regards this book, for example, they include Russian infantry tactics, the Russian armaments industry, or Russian perceptions of Austria and the Balkans. In the present book all these levels are covered, since all of them are relevant to understanding how and why Russia defeated Napoleon.

The basic approach of the book is chronological. I begin with the negotiations at Tilsit in 1807 and end with the Russian army’s entry into Paris in 1814. One reason for doing this is that any other approach would ruin the story. Not even a professor has the right to do this to one of the best stories in European history. But another reason for using narrative and chronology is that this is usually much the most truthful way to explain what happened in these years. On the battlefield an opportunity for victory that existed at two o’clock in the afternoon had often gone by four. Chance, misperception and confusion accounted for much of what happened. Decisions had consequences which rippled through the following days and weeks. At a number of points in the book I pause from the narrative to explain the background, however. In Chapter 7, for example, I turn aside from the narrative of the 1812 campaign to explain what was happening on the crucial Russian home front.

The book progresses as follows. Chapter 2 introduces the reader to two of the book’s ‘heroes’, namely the imperial army and Emperor Alexander I. It provides essential information on the Russian political system, the sinews of Russian power, and the nature of international relations in the Napoleonic era. It concludes with the negotiations at Tilsit in 1807 and seeks to explain Russian thinking at the conference and the bases of the Franco-Russian ‘deal’ to run Europe and put their relations on a long-term peaceful footing. Chapter 3 is a narrative of Franco-Russian relations from Tilsit until Napoleon’s invasion of Russia in June 1812. It is mostly but by no means exclusively about diplomacy. A crucial element of this chapter is a discussion of Russian intelligence operations, above all in Paris, and of their impact. The chapter ends with an attempt to put Franco-Russian relations into the broader global context. It is this chapter which most obviously combines all levels of explanation, from God to the worm. Chapter 4 looks at how the Russian army prepared and planned for war between 1807 and 1812.

There follow four chapters on 1812 and four on 1813. Six of these eight chapters are essentially narratives of the campaigns. In all six chapters, however, I devote much attention to how the armies were fed and supplied. This is always important. At some points in 1812 and 1813 it was decisive. The chapters on 1812 and autumn 1813 are largely military in content. Once these campaigns had begun, diplomacy took a back seat. On the contrary, in the first eight months of 1813 Russian strategy was largely determined by the need to bring Prussia and Austria into the war if Alexander’s goals were to be achieved. Diplomacy therefore plays a big role in Chapter 9 on the campaign of spring 1813. Two of these eight chapters are devoted to the Russian home front and to how Russian resources were mobilized in 1812 and 1813. It is impossible to understand the war effort or Russian victory without them. Chapters 13 and 14 cover the 1814 campaign. They too are a narrative, though a complicated one because of the need to weave together military operations, diplomacy, logistics and even French domestic politics, since all four elements were closely intertwined and essential to understanding Russian policy and the eventual allied victory.

Russia as a Great Power
 

For the Russian state the eighteenth century had been an era of victories. Before the reign of Peter the Great (1689–1725) European elites had seen the Russians as barbarous, alien and unimportant. Like the Ottomans, they were regarded as outsiders to Europe: unlike them, they did not earn even the grudging respect born of fear. By the time of Peter’s death, however, attitudes had begun to change. Russia had smashed Sweden in the Great Northern War (1700–21) and had replaced it as the most powerful state in north-eastern Europe. In the Seven Years War (1756–63) Russia made an even bigger impact on European minds. Her armies occupied East Prussia, defeated Frederick II’s forces on many occasions, and even briefly captured Berlin. Only the death of the Empress Elizabeth in 1762 and the dramatic reversal of Russian policy by her successor, Peter III, saved Prussia from destruction.
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There followed the reign of Catherine II (1762–96) during which Russia’s territory, power and international status grew enormously. Most of the Polish commonwealth as well as huge territories in what we now call southern and eastern Ukraine but which was then known as ‘New Russia’ were annexed. Having become the leading Baltic power under Peter, Russia now came to dominate the Black Sea as well and to send her fleets into the Mediterranean. The fertile Ukrainian grasslands conquered by Catherine began to fill up with colonists. As the economy of New Russia boomed, there seemed almost no limits to possible future Russian power. Catherine and her most famous lover, Grigorii Potemkin, contemplated restoring the Byzantine Empire and putting her grandson, the Grand Duke Constantine, on its throne. The scheme was ambitious and fantastic but so too was not just Catherine’s own life but also Russia’s dramatic rise in the eighteenth century.
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One effect of these triumphs was to accustom Russian elites to victory and to feed their pride, confidence and arrogance. For better and worse, this had an impact on how Russia fought in 1812–14. Inevitably too, victory increased the legitimacy of the Romanov dynasty and of the autocratic system of government. Russia was a strong supporter of constitutional principles in Sweden and Poland because it knew that the weakness of the Swedish and Polish monarchies undermined these neighbours and rivals. Russia’s spectacular victories over the Ottomans between 1768 and 1792 also owed much to the inability of weak sultans to control court factions and provincial satraps. Both the Russian tsars and the Ottoman sultans faced the challenge of out-of-date military forces which blocked the creation of a modern, European-style army. These regiments – the
strel’tsy
(musketeers) in Russia and the janissaries in the Ottoman Empire – were all the more dangerous because they were deployed in the capitals and linked to conservative political and religious groups which opposed a swath of necessary reforms. Peter the Great destroyed the
strel’tsy
in the 1690s. Not until the 1820s was an Ottoman sultan powerful and resolute enough to destroy the janissaries. By then the tsarist state had long since overtaken the Ottomans in terms of power.
3

The foundations of this power were the political alliance between the Romanov monarchy and the landowning aristocracy and gentry. In this respect Russia was similar to the other four European great powers (Britain, France, Austria and Prussia), all of which rested on a similar alliance between the crown and the landowning elites. In each case this alliance had its specific traits. In Britain, for instance, monarchical power was not absolute and the aristocracy was the senior partner in a coalition which included financial and commercial elites.
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Though all four continental great powers were in theory absolute monarchies, no one doubted that the power of the Russian emperor was more complete than that of his French, Austrian or even Prussian peers. He could make laws and tax his peoples without their consent, and no laws protected even his most aristocratic subjects against his arbitrary whims. By contrast, especially in France and Austria, aristocratic assemblies and judicial institutions inherited from medieval feudalism inhibited a monarch’s power, as indeed did the ethos of the social elites, including sometimes of the monarchs themselves and their relatives. Other factors also enhanced the power of the Russian autocrat. For example, in Protestant Europe the previously enormous landholdings of the Catholic Church had been confiscated during the Reformation and had mostly fallen into the hands of the aristocracy. In eighteenth-century Catholic Europe most of these lands were still held by the Church. In Russia, however, the monarchy had confiscated the vast wealth of the Orthodox Church by the 1760s and largely held on to it for itself. That was one key reason why by the 1790s more than 40 per cent of the entire serf population ‘belonged’ not to private landlords but to the crown.
5

The immense and arbitrary power of the autocrat was an everyday reality in Russian politics and government. The autocrat’s policies and the skill with which he or she managed both the machinery of government and the aristocratic elite were of crucial importance. But a Russian monarch was simultaneously all-powerful and yet in some respects strongly constrained. Even European Russia was vastly larger than any other great power. Its population did not exceed that of France until the 1750s and remained widely scattered by European standards in Alexander I’s reign. Land-based communications were primitive and disintegrated into impassable mud in the spring and autumn. The state bureaucracy was small, corrupt and incompetent. In 1763 Russia had only slightly more state officials than Prussia, though the latter was a hundredth the size of Russia-in-Europe. A Prussian monarch could recruit bureaucrats trained in law and administration from the many German universities which in some cases had existed since medieval times. When Alexander I came to the Russian throne in 1801 Russia had just one university, founded in Moscow in 1755. After the reform of provincial government in 1775 the state administration in the countryside began to thicken but in the great majority of cases these new officials were drawn from, and often elected by, the local landowning gentry. Very often these men had served as army officers for a few years before returning to the provinces to marry and inherit small estates. The extension of local administration therefore deepened the mutual dependence of the monarchy and the landowning class.

On the one hand the Romanovs could not do without the landowners, whom one monarch called the state’s involuntary tax-collectors and recruitment agents in the villages. Nor could the state survive without the service of noblemen in its bureaucracy and, above all, as officers in its army. But the gentry also badly needed the state. Employment as officers or officials was a crucial additional source of income. The state also provided security for the landowners against peasant recalcitrance or insurrection. In 1773 a revolt of Cossacks and peasants spread across a huge area in the Urals and along the lower Volga, headed by Emelian Pugachev. It took many months of campaigning by thousands of regular troops to suppress the rebellion, which cost hundreds of nobles their lives and left a deep scar on the consciousness of the elites. For a small but nevertheless significant number of minor nobles the army and even bureaucracy provided a channel by which they could rise into the aristocratic elite and thereby acquire wealth. The constant wars of the eighteenth century provided many opportunities for young nobles to prove themselves.

Apart from the Romanovs, the greatest beneficiaries of eighteenth-century Russia’s growing wealth were the small group of families who dominated court, government and army in this era and formed the empire’s aristocratic elite. Some of these families were older than the Romanovs, others were of much more recent origin, but by Alexander I’s reign they formed a single aristocratic elite, united by wealth and a web of marriages. Their riches, social status and positions in government gave them great power. Their patron–client networks stretched throughout Russia’s government and armed forces. The Romanovs themselves came from this aristocratic milieu. Their imperial status had subsequently raised them far above mere aristocrats, and the monarchs were determined to preserve their autonomy and never allow themselves to be captured by any aristocratic clique. Nevertheless, like other European monarchs they regarded these aristocratic magnates as their natural allies and companions, as bulwarks of the natural order and hierarchy of a well-run society.

The aristocracy used a number of crafty ways to preserve their power. In the eighteenth century they enlisted their sons in Guards regiments in childhood. By the time they reached their twenties, these sprigs of the aristocracy used their years of ‘seniority’ and the privileged status of the Guards to jump into colonelcies in line regiments. Catherine the Great’s son, Paul I, who reigned from 1796 to 1801, stopped this trick but very many of the aristocrats in senior posts in 1812–14 had benefited from it. Even more significant was the use made by the aristocracy of positions at court. Though mostly honorific, these positions allowed young gentlemen of the bedchamber (
Kammerjunker
) and lords in waiting (
Kammerherr
) to transfer into senior positions in government of supposedly equivalent rank.

In the context of eighteenth-century Europe there was nothing particularly surprising about this. Young British aristocrats bought their way rapidly up the military hierarchy, sat in Parliament for their fathers’ pocket boroughs and sometimes inherited peerages at a tender age. Unlike the English, Russian aristocrats did not control government through their domination of Parliament. A monarch who bungled policy or annoyed the Petersburg elite too deeply could be overthrown and murdered, however. Paul I once remarked that there were no
Grands Seigneurs
in Russia save men who were talking to the emperor and even their status lasted only as long as the emperor deigned to continue the conversation. He was half correct: Russian magnates were more subservient and less autonomous than their equivalents in London or Vienna. But he was also half wrong and paid for his miscalculation with his life in 1801, when he was murdered by members of the aristocracy, outraged by his arbitrary behaviour, led by the governor-general of Petersburg, Count Peter von der Pahlen.

The Russian aristocracy and gentry made up the core of the empire’s ruling elite and officer corps. But the Romanovs ruled over a multi-ethnic empire. They allied themselves to their empire’s non-Russian aristocracies and drew them into their court and service. The most successful non-Russian aristocrats were the German landowning class in the Baltic provinces. By one conservative estimate 7 per cent of all Russian generals in 1812 were Baltic German nobles. The Balts partly owed their success to the fact that, thanks to the Lutheran Church and the eighteenth-century Enlightenment in northern Europe, they were much better educated than the average Russian provincial noble.
6

There was nothing unusual at the time in an empire being ruled by diverse and alien elites. In its heyday, the Ottoman ruling elite was made up of converted Christian slaves. The Ching and Mughal empires were run by elites who came from beyond the borders of China or the subcontinent. By these standards, the empire of the Romanovs was very Russian. Even by European standards the Russian state was not unique. Very many of the Austrian Empire’s leading soldiers and statesmen came from outside the Habsburgs’ own territories. None of Prussia’s three greatest heroes in 1812–14 – Blücher, Scharnhorst or Gneisenau – was born a Prussian subject or began his career in the Prussian army.

It is true that there were probably more outsiders in the Russian army than in Austria or Prussia. European immigrants also stood out more sharply in Petersburg than in Berlin or Vienna. In the eighteenth century many European soldiers and officials had entered Russian service in search of better pay and career prospects. In Alexander’s reign they were joined by refugees fleeing the French Revolution or Napoleon. Above all, European immigrants filled the gap created by the slow development of professional education or a professional middle class in Russia. Doctors were one such group. Even in 1812 there were barely 800 doctors in the Russian army, many of them of German origin. Military engineers were also in short supply. In the eighteenth century Russian engineers had been the younger brothers of the artillery and came under its jurisdiction. Though they gained their independence under Alexander, there were still too few trained engineer officers trying to fulfil too diverse a range of duties and Russia remained in search of foreign experts whom it might lure into its service. On the eve of 1812 the two most senior Russian military engineers were the Dutchman Peter van Suchtelen and the German Karl Oppermann.
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An even more important nest of foreigners was the quartermaster-general’s department, which provided the army’s general staff officers. Almost one in five of the ‘Russian’ staff officers at the battle of Borodino were not even subjects of the tsar. Fewer than half had Slav surnames. The general staff was partly descended from the bureau of cartography, a very specialized department which required a high level of mathematical skill. This ensured that it would be packed with foreigners and non-Russians. As armies grew in size and complexity in the Napoleonic era, the role of staffs became crucial. This made it all the more galling for many Russians that so large a proportion of their staff officers had non-Russian names. In addition, Napoleon’s invasion in 1812 set off a wave of xenophobia in Russia, which sometimes targeted ‘foreigners’ in the Russian army, without making much distinction between genuine foreigners and subjects of the tsar who were not ethnic Russians. Without its non-Russian staff officers the empire could never have triumphed in 1812–14, however. Moreover, most of these men were totally loyal to the Russian state, and their families usually in time assimilated into Russian society. These foreign engineers and staff officers also helped to train new generations of young Russian officers to take their places.
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