Iron Kingdom : The Rise and Downfall of Prussia, 1600-1947 (12 page)

BOOK: Iron Kingdom : The Rise and Downfall of Prussia, 1600-1947
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Exactly the same thing happened after the victory over Sweden at Fehrbellin in 1675. In the course of an exhausting four-year campaign, the Elector succeeded in driving every last Swede out of Western Pomerania. But even this was not enough to place him in possession of his claim, for Louis XIV had no intention of leaving his Swedish ally at Brandenburg’s mercy. France, whose powers were waxing as the Dutch Wars came to an end, insisted that the conquered Pomeranian territories should be restored in their entirety to Sweden. Vienna agreed: the Habsburg Emperor had no desire to see ‘the rise of a new king of the Vandals on the Baltic’; he preferred a weak Sweden to a strong Brandenburg.
26
In June 1679, after much impotent raging, the Elector finally renounced the claim he had fought so hard for and authorized his envoy to sign the Peace of St Germain with France.

This dispiriting conclusion to a long struggle was yet another reminder that Brandenburg was still, for all its efforts and accomplishments, a small player in a world where the big players decided the important outcomes. Frederick William had been able with some success to exploit
the shifting balance of power in a regional conflict between Poland and Sweden, but he was out of his depth in a struggle in which great-power interests were more directly engaged.

Playing the system effectively meant being on the right side at the right moment, and this in turn implied a readiness to switch allegiances when an existing commitment became burdensome or inopportune. Throughout the late 1660s and early 1670s, the Elector oscillated frantically between France and Austria. In January 1670, a three-year train of negotiations and agreements culminated in a ten-year treaty with France. In the summer of 1672, however, when the French attacked the Dutch Republic, invading and plundering Kleve in the process, the Elector turned instead to Emperor Leopold in Vienna. A treaty was signed in late June 1672, by which it was agreed that Brandenburg and the Emperor would conduct a joint campaign to safeguard the western borders of the Holy Roman Empire against French aggression. In the summer of 1673, however, the Elector was once again in alliance discussions with France; by the autumn of the same year he was already gravitating back towards a new anti-French coalition centred on a triple alliance between Emperor Leopold, the Dutch and the Spaniards. The same pattern of rapid alternation can be observed during the last years of Frederick William’s reign. There was a succession of alliances with France (October 1679, January 1682, January 1684), yet at the same time a Brandenburg contingent was sent to assist in the relief of the Turkish siege of Vienna in 1683. In August 1685, moreover, Frederick William signed a treaty with the Dutch Republic whose terms were largely directed against France (while at the same time assuring the French of his loyalty and pressing them to keep up with their subsidy payments).

‘[It is] in the nature of alliances,’ the Austrian military strategist Count Montecuccoli sagely observed, ‘that they are dissolved at the slightest inconvenience.’
27
But even in an era that saw alliances as short-term fixes, the ‘feverish inconstancy’ (
Wechselfieber
) of the Elector seemed remarkable. There was method in the madness, however. In order to pay for his growing army, Frederick William needed foreign subsidies. Frequent alliance-switching forced would-be partners into a bidding war and thereby pushed up the going price for an alliance. The rapid alternation of alliances also reflected the complexity of Brandenburg’s security needs. The integrity of the western territories depended on good
relations with France and the United Provinces. The integrity of Ducal Prussia depended on good relations with Poland. The safety of Brandenburg’s entire Baltic littoral depended on holding the Swedes at bay. The maintenance of the Elector’s status and the pursuit of his inheritance claims within the Empire depended upon good (or at least functional) relations with the Emperor. All these threads crossed at various points to form a neural net generating unpredictable and rapidly shifting outcomes.

Although this problem was particularly acute in the reign of the Great Elector, it did not go away after his death. Again and again, Prussian sovereigns and statesmen would face agonizing choices between conflicting alliance commitments. It was a predicament that placed considerable strain on the decision-making networks close to the throne. During the winter of 1655–6, for example, as the Elector pondered which side to back in the opening phase of the Northern War, ‘Swedish’ and ‘Polish’ factions formed among the ministers and advisers and even the Elector’s own family. The resulting mood of uncertainty and indecision prompted one of the Elector’s most powerful councillors to the observation that the Elector and his advisers ‘want what they didn’t want and do what they didn’t think they would do’
28
– a charge that had also been laid at the feet of George William and would be made against various later Brandenburg sovereigns. The periodic disintegration of the policy-making establishment into factions supporting rival options would remain one of the structural constants of Prussian politics.

In switching thus from partner to partner, the Elector followed the advice of the Pomeranian Calvinist Privy Councillor Paul von Fuchs, who urged the Elector not to commit himself permanently to any one partner but always to follow a ‘pendulum policy’ (
Schaukelpolitik
).
29
Here was an important break with the previous reign: George William, too, had alternated between Vienna and Stockholm, but only under duress. By contrast, the word
Schaukelpolitik
implied a conscious policy of oscillation. And this in turn implied an attenuation of the Elector’s sense of obligation to the Emperor. Successive efforts to mount a joint Brandenburg-Habsburg response to the threat from France in the 1670s had revealed that the two powers had widely divergent geopolitical interests (this problem was to dog Austro-Prussian relations well into the nineteenth century). And the Austrian Habsburg court showed on more than one occasion that it was happy to see the Elector thwarted in
his ambition. Frederick William boiled with resentment at these slights: ‘You know how the Emperor and the Empire have treated us,’ he told the chief minister of his Privy Council, Otto von Schwerin, in August 1679, when Vienna supported the return of Western Pomerania to Sweden. ‘And since they were the first to leave us defenceless before our enemies, we need no longer consider their interests unless they agree with ours.’
30

Yet it is also striking how reluctant the Elector was to burn his bridges with Vienna. He remained a loyal prince of the Empire, supporting the Habsburg candidate Leopold I in the imperial election of 1657 and its various preliminaries.
31
The Hohenzollern eagle shown on the ensigns of seventeenth-century Brandenburg always wore a shield proudly adorned with the golden sceptre of the Imperial Hereditary Chamberlain, a mark of the Elector’s prominent ceremonial standing within the Empire. Frederick William saw the Empire as indispensable to the future well-being of his lands. The interests of the Empire were not, of course, identical with those of the Habsburg Emperor, and the Elector was perfectly aware that it might at times be necessary to defend the institutions of the former against the latter. But the Emperor remained a fixed star in the Brandenburg firmament. It was essential, the Elector warned his successor in the ‘Fatherly Instruction’ of 1667, ‘that You bear in mind the respect that You must have for the Emperor and the Empire’.
32
This curious combination of a rebellious resentment of the Emperor with an ingrained respect for the ancient institutions of the Empire (or at the very least a reluctance to do away with them) was another feature of Prussian foreign policy that would endure into the late eighteenth century.

SOVEREIGNTY
 

On 18 October 1663, a colourful assembly of Estates representatives gathered before Königsberg castle. They were there to swear an oath of fealty to the Elector of Brandenburg. The occasion was a solemn one. The Elector stood on a raised platform draped in scarlet cloth. Near him were four senior officials of the ducal administration, each bearing one of the insignia of his office: the ducal crown, a sword, a sceptre and a field marshal’s baton. After the ceremony, the gates of the castle courtyard were opened for the traditional display of sovereign largesse. As the
people of the city crowded in to join the celebrations, chamberlains tossed gold and silver commemorative medals into the crowd. Wine – red and white from two different spouts – splashed all day from a fountain fashioned in the likeness of the Hohenzollern eagle. In the reception rooms of the palace, the Estates were entertained at twenty large tables.
33

The choreography of this occasion invoked a tradition of great antiquity. The oath of fealty had been an accoutrement of sovereignty in western Europe since the twelfth century. It was a legal act by which the constitutional relationship between sovereign and subject was ‘actualised, renewed and perpetuated’.
34
In time-honoured fashion, the Estates representatives swore that they would never ‘under any circumstances imaginable to man’ break their bond with the new sovereign, all the while kneeling before the Elector with the left hand laid across the chest and the right hand raised above the head with the thumb and two fingers extended. It was said that the thumb signified God the Father, the index finger God the Son and the middle finger the Holy Spirit; ‘of the other two fingers, folded down into the hand, the fourth signifies the precious soul, which is hidden among mankind, while the fifth signifies the body, which is a smaller thing than the soul’.
35
A specific act of political subordination was thus merged into the permanence of man’s submission before God.

These invocations of timelessness and tradition belied the fragility of Hohenzollern authority in Ducal Prussia. In 1663, when the oath was sworn in Königsberg, the Elector’s legal sovereignty in the Duchy of Prussia was of recent vintage. It had been formally confirmed at the Peace of Oliva only three years before and had since been vigorously contested by the inhabitants. In the city of Königsberg, a popular movement emerged to resist the efforts of the Electoral administration to impose its authority. Only after a leading city politician had been arrested and Electoral cannon trained on the heart of the city could peace be restored, making way for the settlement that was solemnized in the palace courtyard on 18 October 1663. And yet, within a decade, the Electoral authorities once again faced open resistance and were forced to invest the city with troops. Not only in Ducal Prussia, but also in Kleve and even in Brandenburg itself, the decades that followed the Thirty Years War were marked by strife between the Electoral authorities and the guardians of local privilege.

There was nothing inevitable about the conflict between monarchs
and estates. The relationship between the sovereign and the nobilities was essentially one of interdependence. The nobilities administered the localities and collected the taxes. They lent money to the sovereign – in 1631, for example, George William owed the Brandenburg nobleman Johann von Arnim 50,000 thalers, for which he pawned two domains to him as security.
36
Noble wealth provided the collateral for crown loans and in times of war noblemen were expected to provide the prince with horses and armed men to defend the territory. During the seventeenth century, however, the relationship between the two came under increasing pressure. It seemed that conflicts between the sovereign and the Estates had become the norm rather than the exception.
37

The issue was essentially one of perspective. Again and again, Frederick William had to make the case that the Estates and the regions they represented should see themselves as parts of a single whole and thus as bound to collaborate in the maintenance and defence of all the sovereign’s lands and the pursuit of his legitimate territorial claims.
38
But this way of seeing things was completely alien to the Estates, who viewed the respective territories as discrete constitutional parcels, bound vertically to the person of the Elector, but not horizontally to each other. For the Estates of the Mark Brandenburg, Kleve and Ducal Prussia were ‘foreign provinces’ with no claim on Brandenberg’s resources.
39
Frederick William’s wars for Pomerania, by the same token, were merely private princely ‘feuds’, for which he had – in their view – no right to sequester the wealth of his hard-working subjects.

The Estates expected from the Elector the continuation and solemn observance of their ‘especial and particular privileges, freedoms, treaties, princely exemptions, marital agreements, territorial contracts, ancient traditions, law and justice’.
40
They inhabited a mental world of mixed and overlapping sovereignties. The Estates of Kleve maintained a diplomatic representative in The Hague until 1660 and looked to the Dutch Republic, the imperial diet and on occasions even to Vienna, for support against illicit interventions from Berlin.
41
They frequently conferred with the Estates of Mark, Jülich and Berg on how best to respond to (and resist) the Elector’s demands.
42
The Estates of Ducal Prussia, for their part, tended to see neighbouring Poland as the guarantor of their ancient privileges. As one senior Electoral official irritably remarked, the leaders of the Prussian Estates were ‘true neighbours of the Poles’ and ‘indifferent to the defence of [their own] country’.
43

It was not long before the widening scope of the Elector’s ambitions put him on a collision course with the Estates. The introduction of foreigners, mostly of Calvinist confession, into the most powerful administrative offices of the territories was an affront to the largely Lutheran nobility. It contravened the cherished
Indigenat
, a longstanding constitutional tradition in all the provinces, according to which only ‘natives’ could serve in the administration. Another sensitive question was the standing army. The Estates objected to it not just because it was expensive, but also because it displaced the old system of provincial militias, which had been under Estates control. This was of particular importance in Ducal Prussia, where the militia system was a cherished symbol of the duchy’s ancient liberties. In 1655, when the Electoral administration put forward a proposal for the abolition of the militias and their replacement by a permanent force answering directly to Berlin, the Estates responded with bitter protests, declaring that if the traditional means did not suffice for an effective defence, the sovereign should order days of ‘general atonement and prayer’ and ‘seek refuge in God’.
44
There are interesting parallels here with those outspoken ‘Country Whigs’ who opposed the expansion of the standing army in England, pleading for the retention of local militias under gentry control and arguing that a country’s foreign policy should be determined by its armed forces, not the other way around.
45
In England, as in Ducal Prussia, the ‘country ideology’ of the rural elites encompassed a potent blend of provincial patriotism, the defence of ‘liberty’ and resistance to the expansion of state power.
46
Many Prussian noblemen would have agreed enthusiastically with the view expressed in an English anti-army pamphlet of 1675 that ‘the power of
Peerage
and a
Standing Army
are like two Buckets, the proportion that one goes down, the other exactly goes up…’
47

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