Authors: Dennis N.t. Perkins
KLONDIKE
:
Be advised if we can get one bird in there the ceiling may come down again and we will be unable to get the rest of your team out. Will this be acceptable to you? We'll stay in the area all night if we have to, but they may be left there for a period of time until we can get another straight shot in.
After a short pause, the recon team responded: “This is
Duckbill
. If you could kick some M-60 out the door we could definitely use it, over.”
This short sentence told me everything I needed to know about the situation.
Klondike
was trying to execute a night extraction of a reconnaissance team. The team,
Duckbill
, was in contact with the enemy. They were so low on ammunition for their M-60 machine gun that they wanted the gunship to kick some ammunition boxes out the door. They were in danger of being overrun. All ten Marines could be killed in a matter of minutes.
Klondike
responded: “I'll give it a try, if you can use the M-60 ammoâ¦. We're about out of it now butâ¦I'll tell you whatâ¦I think we can use it better than you can right nowâ¦. If worse comes to worst, we'll go back and get some more and bring it out for you.”
The recon team responded with a terse “Roger,” and the extraction helicopters maneuvered to get in position to bring out the team. The pilot in the gunship,
Klondike
, was orchestrating the whole operation. I could visualize the scene.
The recon team was using a strobe light cupped around a cap to provide a directional beam of light that would guide in the extraction helicopters.
Klondike
would lead the way in with the two extract choppers following behind. The message exchange continued.
KLONDIKE
:
Okay, fine. I'm heading straight in toward the strobe lightâ¦now on heading of about 180 from my present location. Okay, let me have hot guns, please. You got the strobe light,
Switch?
SWITCH
:
Yeah.
KLONDIKE
:
Okay, I'll get my door gunners to shoot.
DUCKBILL
:
Guide on the strobe light,
Switch
. We got you coming in.
The extraction helicopter made two unsuccessful attempts to land on the hillside where the recon team was located. But it was dark, visibility was limited by the fog, and the helicopters were taking ground fire from the attacking enemy.
Klondike
continued to coordinate the confusing situation and to provide encouragement: “Okay, fine,
Switch
. Third time's a charm if you want to try it.”
The extraction chopper agreed to try it once again, and
Klondike
continued his narration.
KLONDIKE
:
I'm going to be holding a tight orbit. What I want to do this time is let you go in first and have your door gunners fire forward and down on the way in. My ammo's getting pretty low. I'd like to put a couple rounds of 2.75 [rockets] in ahead of youâ¦from behind youâ¦. Don't worry, I'll missâ¦. But I think that might be a little more impressive to those gents that are shooting at us.
It was now clear to me that all the helicopters were taking fire from the ground and that
Klondike
had kept his lights on so that everyone could see where he was located. But this made him a sitting duck and a clear target.
In spite of the fact that
Klondike
was taking fire and running low on ammo and fuel, he continued his relaxed and encouraging tone: “Okay, have you got a base of fire down there,
Duckbill?
I know
Switch
would appreciate it.”
I was sure that the extraction helicopters would indeed appreciate suppressive fire from the recon team. I had been in a number of dangerous situations with people who were cool under fire, but
Klondike
's calming presence was exceptional. He could have been on a golf course on Nantucket instead of a mountainside in Vietnam. Whoever
Klondike
was, he was orchestrating this dangerous and complex operation without the slightest bit of frustration or anxiety.
Once more,
Klondike
attempted to get the extraction helicopters into the recon team's landing zone.
KLONDIKE
:
All right, I'm going to lead you in this time. I'll have my door gunners shoot for a while. I'll bank off to the left. As I bank off, I'll give you the word and then you can use your door gunners to fire forward. I'll come around behind you for one rocket in. I'm on my way in right now. Do you have me?
Switch
replied, “Affirmative,” and the
Klondike
pilot continued to orchestrate the operation, directing the extraction helicopter to the strobe light. Things appeared to be going well, and
Klondike
kept up his encouragement saying, “You're looking good, you're looking good.”
I then heard sounds of shouting and yelling from the recon team. I didn't know what had happened, but I knew it wasn't good. Their next transmission told the story:
“Switch
, this is
Duckbill. Switch
just shot right into our position.”
The door gunner from the extraction chopper had accidentally fired right into the position of the recon team. Everyone wanted to know what happened, and the transmissions continued:
KLONDIKE
: Duckbill
, this is
Klondike
. Can you still talk to me?
DUCKBILL
:
That's affirmative, I can still talk.
KLONDIKE
:
Okay, how are you making out down there?
DUCKBILL
:
We have one man wounded from that last pass. Other than thatâ¦Correctionâ¦Two people hit.
It is impossible to exaggerate the level of tension, anger, and frustration that surrounded the mission. The extraction helicopters were taking fire and had trouble finding the recon team. The recon team was about to be overrun. The door gunner from one of the helicopters had just wounded two Marines. It was clear that this mission could end in complete disaster.
The next transmission from the recon team was terse:
“Klondike
, inform
Switch
that the strobe light is friendly, over!”
The
Klondike
pilot knew that something had to be done to straighten out this mess. Once again, he transmitted a matter-of-fact, calm message:
“Duckbill
, I'd like a little discussion on what happened that time pleaseâ¦. So we can try to remedy it this time in.”
I had seen a lot of things in Vietnam, but this was one of the most unusual. It was a difficult mission to begin with, and everything had gone wrong. The recon team was taking enemy and friendly fire, and not a single member of the team had been extracted. Fuel was getting low, and some support aircraft were leaving the scene with a
bingo fuel state
âthe minimum amount needed to return safely to base. Still, the pilot coordinating the mission stayed calm, simply asking for a
little discussion
about what happened
so we can try to remedy
the problem.
The faces of the Marines in my bunker were grim as we listened to the back-and-forth transmissions among
Klondike, Switch
, and
Duckbill
. Was it possible that after all this they could simply have a conversation about what had gone wrong, then develop a solution while continuing to engage in a firefight?
They developed a new plan. The door gunners on the extraction chopper would not fire on the way in, and the recon team would pop a parachute flare just before the
Switch
chopper touched down.
KLONDIKE
: Switch
, I've got you in sight. I'm on my way in. I'll have my door gunners shooting a bit on the way in and I'll put two rockets in ahead of you.
KLONDIKE
:
Okay, let's have your flare now. Flare now,
Duckbill
.
DUCKBILL
:
Be advised we don't have any more flares. We popped them in that last pass, over.
The
Klondike
pilot wasn't fazed by this latest problem. He contacted
Bushrose
, a C-130 flare ship that was circling overhead, and continued the mission.
KLONDIKE
: Switch
, I'm going to put one rocket in behind you. That's going to be me making noise back here. I have you in sight. No sweat. Go straight ahead now. Straight ahead. Okay,
Bushrose
your flares are good. Don't let them die out this time, though.
BUSHROSE
:
We won't.
KLONDIKE
:
Okay, straight on up,
Switch
. You're looking real good. Don't be afraid to wave it off if you get in trouble. We're right on top of you. Okay,
Duckbill
, let's have some fire out of the zone. Good, good, good. Okay, you're looking real fine,
Switch
.
DUCKBILL
:
Forward and to your left,
Switch
.
KLONDIKE
:
Left, left, left.
DUCKBILL
:
Little bit more, a little bit more. Put her down.
KLONDIKE
:
Looking real good. This is
Klondike
. How are you making out? You're shooting right underneath me now. Give me a call prior to you coming out. Call coming out, please.
SWITCH
:
Do we have everyone?
KLONDIKE
:
This is
Klondike
. You're going to have to decide that. Take a count. Still taking fire out here. And we're still taking fire.
About twenty minutes later, the final transmissions of the operation were sent.
KLONDIKE
: Bushrose
, much thanks for the flares and the lights down here. They were a big help finding holes in the clouds. We're all through. We got everybody out and thanks much for your work.
BUSHROSE
:
Okay, good job. You did a real fine job. Looked good from up here.
KLONDIKE
:
Okay, fine. We'll see you later.
5
With that, the mission was over. Though two men had been wounded, all ten Marines in the recon patrol had been flown to safety. What could have been a tragedy ended as a successful extract.
When I got back to the States, I played the tape for a colorful Marine pilot named
Crash Kimo
who had gotten his nickname after being shot down five times. His ability to survive, combined with his never-give-up attitude, had made him something of a legend. Even after his helicopter had run out of rockets,
Crash
was known for continuing the fight by sticking his .45 pistol out of the cockpit.
As soon as
Crash
heard the tape, he knew exactly who it was. “That's John Arick, no question about it,” he said. I eventually found John, who had retired from the Marine Corps as a Brigadier General. For his actions that night, he had received a gold starâin lieu of a third
Distinguished Flying Cross
âfor his “superior aeronautical skill, fearless determination, and steadfast dedication to duty under extremely adverse conditions.”
I spoke with John at his home in Texas, and he was as unassuming in that conversation as he had been in Vietnam. But I've never forgotten what happened that night, and how it's possible to learnâeven under the most adverse circumstances. All it takes is a simple statement:
I'd like a little discussion about what happened that time, pleaseâso we can try to remedy it this time in
.
1.  Does your team discuss things that go wrong as well as things that go right?
2.  Do all team members feel free to speak up about problems without fear of reprisal? Do they feel free to comment on decisions and actions of the team leader?
3.  Does the team extract learnings from mistakes and use them to prevent future errors?
4.  Are people encouraged to come up with new ideas and new ways of thinking? Are they rewarded for innovation?
5.  Does the team have a continuous learning process that enables them to have
a little discussion
about things that are going wrongâwhile the team is in the heat of the battle?
Â
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D
anger lurks everywhere. At least that's a common perception, according to a
Wall Street Journal
article that describes how a fixation on riskâfed by labs, law, and mediaâhaunts the United States, a comparatively very safe society.
1
But it's impossible to read the newspaper or listen to a news broadcast without sensing danger.
The threats are described in vivid detail. One headline, for example, reads “Furniture Tip-over Kills Two-Year-Old.”
2
The article goes on to describe how a young child was crushed by a dresser when it fell over and punctured his heart. He had been trying to reach a drink when the accident happened. Each year about a dozen children die and almost 15,000 are treated for injuries caused by tipping furniture and televisions. (The problem can be prevented with a tip restraint that can be purchased at a hardware store.)
For those who don't have small children, there are other things to worry about. A
New York Times
article about a bizarre and tragic elevator accident got my attention. An executive at one of Manhattan's most prominent advertising firms stepped into an elevator. It suddenly lurched up with its doors still open, killing the trapped executive.
The article mentioned that there were about 60,000 elevators in New York City and fifty-three elevator accidents. The piece went on to say that only three of the accidents were fatal.
The article was on my mind as I stepped into an elevator in New York City during a client visit. The office building was modern, and the elevators were well maintained. At least I assumed they were well maintained. But the phrase
three of them were fatal
kept running through my mind. Somewhere between the first and thirty-eighth floor, the elevator abruptly stopped, bounced for about a minute, then hung motionless.
Everyone in the elevator looked around and laughed nervously. As I stood there surveying the situation, I remained calm and made some humorous comment. But I was relieved when the doors finally opened. Some people got out, deciding to take another elevator. Others opted to continue their upward journey on the elevator that had just stopped. I was in the first group, figuring that there was no downside to avoiding an elevator that had just engaged in questionable behavior.
I knew that the elevators in this building were newer than the creaky ones that had killed the advertising executive. But those older elevators had passed safety inspections, and there were no violations relating to the tragic accident. How did it happen? And what about the other two fatalities? Were they in more modern elevators, like the one that had just stopped unexpectedly with me in it?
I've had a fair amount of exposure to risk and danger. I have survived automatic weapons, snipers, recoilless rifles, IEDs, a lightning strike, leopard seals in Antarctica, sharks, barracuda, poisonous cone shells, and the Sydney to Hobart Race. But when I read a
Time
magazine article that says, “It would be a lot easier to enjoy your life if there weren't so many things trying to kill you every day,”
3
I nod my head. There's a lot of scary stuff out there.
The reality is that life is filled with threats of various kinds. There are serious, life-threatening risks. And there are hazards that may not be life-threatening but are still significant: running out of money, having a password hacked, or having your reputation damaged. As long as people are alive and engaged in deliberate goal-directed effortsâsuch as running a business or a raceâthere will be danger. The challenge is to understand what to worry about, how to mitigate risk, and which risks are worth taking.
There were six fatalities in the 1998 Sydney to Hobart Race, bringing the total number of people who died in the history of the race to eight. The Hobart is one of the most challenging ocean races in the worldâthe Mount Everest of sailing. It is a tough, brutal event. But thousands of sailors have raced for over half a century, and the overwhelming majority have made it safely to Hobart.
On Mount Everest itself, more than 200 people have died since the first recorded fatalities in 1922. In 1996âthe most deadly year, chronicled by Jon Krakauer's
Into Thin Air
ânineteen people died. For every successful summit attempt, about four people die, and the odds of not coming back alive are about 1 in 20.
4
Each sport has some inherent risk, but some are more dangerous than others. There are also differences in the potential consequences when things go wrong, and choices to be made about safety precautions. If you're going to do the Sydney to Hobart Race, do you wear a life jacket? Do you tether yourself to the boat? And if you're climbing Everest, will you do it with or without supplemental oxygen? These are all choices that change the odds.
The financial meltdown that began in 2008 is a prime illustration of the risks associated with different businesses. The inherent dangers encountered by teams dealing with the subprime mortgage market were significantly greater than for the traditional real estate mortgage industry. And teams aggressively trading credit-default swap positions were doing more than climbing Everest without oxygen. They were the wing-suit flyers of the financial worldâsoaring past cliffs in Batman suits. Wing-suit flying may provide an adrenaline rush, but it is one of the most dangerous of extreme sports.
Beyond legal prohibitions, there are no rules governing what people are allowed to do in the world of business and in the world of some sports. But it is important to understand what you're getting yourself into and to decide what measuresâif anyâyou will take to mitigate the inherent risks.
Each boat caught in the â98 Sydney to Hobart storm had a choice to make. Some, like
Sayonara
and the other maxis, were fast enough to make it across the Bass Strait before the worst of the storm. They still hit big waves, and some people were injured. But because of their speed, the danger of sailing to Hobart was diminishedâthe option of turning back was much less attractive.
Other boats, like John Walker's
Impeccable
, were behind the
AFR Midnight Rambler
and closer to the Australian mainland. The crew of
Impeccable
had no appetite for continuing into the Bass Strait, and all agreed that the right choice was to turn around and sail for safety. Their decision was relatively straightforward.
The real problem arose for boats of moderate speed like
Sword of Orion, AFR Midnight Rambler, Midnight Special
, and
VC Offshore Stand Aside
. These boats had a tough decision to make, and the choice wasn't easy.
There were a number of factors that gave the Ramblers a wide range of real options. They had trained hard and, though the boat was new to them, the crew had worked together for years. The team was cohesive.
They had prepared thoroughly for all conditions, including the most difficult task of sailing at night. They had a superb helmsman, Ed Psaltis, and others who could also steer and give him some relief. Finally, they had a rugged boat that could take punishment, and they had tested the limits of the boat in their lightning-fast sail down the coast.
On the other side of the balance sheet, they had an injured crewman, Chris Rockell. But Chris appeared to be stabilized, and in order to get him medical help they needed to keep
AFR Midnight Rambler
afloat. That meant that the decision that was best for the Ramblers who weren't injured was also the best decision for Chris. Whatever their choice, it needed to be made with safety for all in mind.
Each crew had a different profile of capabilities and choices. The wording of this strategy is deliberate:
Be willing to sail into the storm
. Not every boat should sail into every storm. But boats that have the capability to deal with big waves should be willing to sail into the storm when the time is right.
To borrow a term from statistics, the Ramblers had more
degrees of freedom
than boats that were less well prepared, where the team was less cohesive, or where the boat itself was not as capable. Teams need to fully understand their true capabilitiesâboth strengths and limitationsâto be able to make the right decision when they are caught in a storm.
The Ramblers knew what they, as a team, were capable of. They had sailed together for years, and they were fully prepared for the race. But they needed to know how their new boat would perform as well.
The Ramblers deliberately pushed their limits well before the storm hit. As they were smoking down the coast of Australia on the first day, it was knife-edge sailing. They could have played it safe and slowed down with a smaller sail. Instead, they pushed hard until the
Rambler
broached as it was knocked over by the powerful wind.
They broached twice, and each time the team recovered seamlessly. They were traveling at high speeds, over 20 knots, but the sea was relatively flat. So their sail down the coast acted as a safe testing ground. And because they had taken relatively small risks early on, they knew what their boat could do and were prepared when the worst of the storm came.
Many organizations are surprisingly unwilling to undertake even small risks that might take on the appearance of failure. I once worked with a company that manufactured jet engines for military and commercial aircraft. As part of the testing process, engineers were expected to put the engines through a “stall test.” Although this was a normal part of the testing process, as strange as it may seem, one engineer could not bring himself to actually watch the engine stall. It felt like a failure.
Teams need to test themselves incrementally in controlled conditionsâthe metaphorical equivalent of flat water or a laboratory. Only by taking small risks will teams be able to assess their ability to take on big onesâand to sail into the storm when they need to.
Situational awareness
is a term originally used by the military as a way of understanding the critical success factors involved in air combat.
5
In a dogfight, pilots need to be aware of everything around them. They need to understand where enemy planes are located and anticipate what their next moves will be. They also need to be aware of everything that's happening inside the cockpitâfor example, monitoring instruments that measure altitude and airspeed and listening to message traffic from ground stations and other aircraft.
The use of the term
situational awareness
has since been expanded to encompass not only military applications but other complex tasks. In health care, for example,
situational awareness
can improve patient safety and emergency management.
Situational awareness
is more than simply gathering information. It involves collecting just the right amount of information (avoiding data overload), analyzing data to understand its implications, and then acting on the analysis.
6
At first glance,
situational awareness
appears to be exactly the opposite of the
tunnel vision
required to focus on a winning scenario. Probing deeper, however, the tactics are complementary and can work together.
A team needs to take everything that's happening in the environment into account before committing to a course of action. But the team needs to demonstrate
situational awareness
even after a choice is made.
Tunnel vision
is useful, but everything related to the success of the mission needs to be brought into the tunnel. Distracting thoughts, or information not directly connected to the goal, should be left out of the tunnel.
The Ramblers demonstrated extremely high
situational awareness
. They were acutely conscious of everything that was happening around them, including the height and direction of the waves, the velocity of the wind, and the plight of other boats. They watched boats that had turned around and were surfing out of control, with the waves coming from behind. They gathered whatever information they could from radio transmissions, and they used whatever navigational instruments were working to guide their decisions.
When the Ramblers decided to sail into the storm, they were completely focused on the goal of sailing through the Bass Strait. They applied
tunnel vision
, but they continued to demonstrate
situational awareness
in spite of fatigue, physical discomfort, and fear.
When faced with adversity, individuals need to identify, process, and comprehend everything related to the team mission. They need to be aware of everything associated with their individual roles and also with the needs of other team members. Developing and maintaining a high level of
situational awareness
is a critical requirement for team success at
The Edge
.