Read Insomnia and Anxiety (Series in Anxiety and Related Disorders) Online
Authors: Jack D. Edinger Colleen E. Carney
anxious. The truth is that I will absolutely sleep and I can’t know how well.” Mr. R
also focused on something that would be helpful in the situation: “I’ve noticed that
yoga helps with my anxiety, so maybe if I do something relaxing, I’ll improve my odds
of sleeping well.” We usually ask the person to rate the “believability” of each adaptive
thought. When believability is low, we usually spend more time revising these state-
ments in session until they are more credible to the person.
Post-Thought Record Mood rating
: The last step is to rerate the original mood.
This process acts as a postintervention point of comparison. The expectation is that
there should be some mood improvement even if it is small. A lack of improvement
most often means that the Thought Record columns should be revisited. Possible
problems include: (1) moods and thoughts were confused; (2) the hot thought was
not uncovered/explored fully; (3) the evidence against the thought was not fully
explored; (4) integrating the evidence into a more adaptive thought was not done
convincingly enough. Sometimes, mood ratings fall victim to all-or-none thinking,
in that a negative mood is either present or 100% absent, and the person does not
perceive the range of degrees within a mood. Similarly, little movement in mood
can also occur in those who tend toward perfectionism. For example, the mood
Decreasing Safety Behaviors and Behavioral Experiments
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change is not “good enough” to warrant recording. Thus, it is important to carefully
query very low or no mood rating changes.
As stated above, the benefits of Thought Records are manifold: (1) there should
be an immediate reduction in arousal (i.e., mood improvement); (2) it should chal-
lenge thinking (and beliefs) that drive sleep-related anxiety; and (3) the repeated
process of completing these records impose structure on the tendency to think nega-
tively and become distressed – that is, it breaks the sleep-disruptive mental habit.
When someone has an unwanted habit, one of the first steps is to interrupt it. We
rarely ask someone to simply stop the habit outright because it often occurs without
prior thought/intent; it is automatic. However, if we ask someone to interrupt the
process and engage in an exercise that encourages thinking about information other
than the automatic thought (e.g., focusing on evidence against the thought), then we
increase the likelihood that awareness may begin before the automatic sequence
begins. The more this practice occurs, the more likely it is that a disturbing thought
will be met with a more realistic appraisal and challenge rather than an automatic
downward spiral of negative thoughts and emotions.
Decreasing Safety Behaviors and Behavioral Experiments
While it may seem unusual to place a behavioral strategy in a cognitive chapter, we
have opted to include it here because of its presumed reinforcement role for beliefs
(Bennett-Levy et al., 2004). The cognitive model suggests that safety behaviors
play a prominent role in insomnia (Harvey, 2002). Safety behaviors have mainly
been examined in the anxiety disorders literature and are conceptualized as an
attempt to prevent a feared or unwanted outcome from occurring. For example,
some people with insomnia might consume alcohol to avoid a lengthy time to fall
asleep (Harvey, Tang, & Browning, 2005). Across Axis I disorders, safety behav-
iors emanate from unhelpful beliefs about the probability of a feared outcome and/
or an underestimation of one’s ability to cope with an unwanted situation.
Safety behaviors are reinforced when these strategies alleviate short-term dis-
tress; however, the long-term consequence is the maintenance of beliefs that sleep-
related situations and situations in which there is a performance demand are
threatening and must be avoided. It also prevents contact with disconfirming evi-
dence. In our example above, drinking alcohol as a sleep-related safety behavior
may allow the person to avoid a prolonged struggle with delayed sleep onset, but it
is unknown as to whether the person necessarily would have had sleep onset diffi-
culties. In addition, drinking alcohol interferes with later sleep continuity.
Preliminary studies suggest that those with insomnia engage in safety behaviors
(Ree & Harvey, 2004a; Woodley & Smith, 2006). In the anxiety disorder literature,
reducing safety behaviors is associated with improved outcomes (Salkovskis, Clark,
Hackmann, Wells, & Gelder, 1999; Wells et al., 1995). Additionally, an open trial of
Cognitive Therapy for insomnia (Harvey, Sharpley, Ree, Stinson, & Clark, 2007)
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8 Cognitive Strategies for Managing Anxiety and Insomnia
suggests that reducing safety behaviors may be an effective component of insomnia
treatment. The instruction for reducing safety behaviors is simple:
1. Provide an explanation of the role of safety behaviors and avoidance in general.
That is, engaging in these behaviors makes things worse in the long term and
sends a message that you believe that you are incapable of coping with poor
sleep or its daytime consequences.
2. Construct a list of currently operating safety behaviors. The Safety-Related
Behaviors Questionnaire (Ree & Harvey, 2004b) may be helpful. Carney and
Manber (2009) suggest the use of a worksheet that identifies the link between an
unhelpful belief and a safety behavior (Carney & Manber, 2009). For example,
for someone who consumes alcohol before bed, the assumption might be: “I can-
not sleep without alcohol.” Carney and Manber (2009) encourage the design of
an experiment meant to test the assumption by resisting the safety behavior and
tracking the experience with resistance. For example, “I will refrain from alcohol
consumption this week and see if I sleep.”
3. Work collaboratively to construct a plan for resisting engagement in the safety
behavior.
4. Monitor successes and challenges to implementing the plan so that “cheerlead-
ing” for the successful prevention of safety behaviors can occur, or adjustments
can be made if necessary.
Behavioral experiments
are an important part of cognitive restructuring as they
may be even more important than verbal methods (Tang & Harvey, 2006). When
actigraphs were used to show people the discrepancy between how they thought
they slept and how they actually slept (rather than simply telling people verbally
that there was a discrepancy), there are greater cognitive shifts towards perceiv-
ing the “missing” sleep on subsequent nights (Tang, Schmidt, & Harvey, 2006).
In addition to correcting sleep misperception, behavioral experiments have been
used in cognitive therapy for insomnia (Harvey et al., 2007) to modify beliefs
about having a limited ability to cope with fatigue or beliefs that poor sleep is
dangerous (Ree & Harvey, 2004a). Harvey and colleagues (2004), for example,
encouraged a 45-year-old man with insomnia to conduct an experiment that
would test the idea that he needed to conserve energy because he had, in his view,
a limited amount of coping resources. This man was asked to spend 3 h conserv-
ing energy (e.g., resting and avoiding anything taxing), and then 3 h generating
energy (e.g., returning phone calls, going for a short walk, socializing, getting a
drink). He later repeated the experiment but in reverse order and monitored the
effects of the experiment on his mood and energy levels. He reported that his
mood and energy levels were actually improved by expending/generating energy.
Similarly, to test the idea that poor sleep is dangerous, Harvey and colleagues
(2004) encouraged a 49-year-old woman with GAD to delay her bedtime and
restrict her time in bed to 6.5 h. The woman was encouraged to monitor the
effects of the experiment on her sleep on sleep diaries and also to monitor her
coping ability, her tiredness, productivity, and mood. The woman reported that
she was surprised to learn that (contrary to her prediction) she coped fairly well
Action Plan for Addressing Insomnia
119
and that she did not trigger poor sleep the next night. These are examples of the
power that behavioral experiments can exert on cognitive change. Behavioral
experiments like the ones described were part of a trial of CT for insomnia that
showed efficacy for this therapy when used as a stand-alone intervention
(Harvey et al., 2007).
Focus on Relapse Prevention
Whereas insomnia has not traditionally been conceptualized as a recurrent condi-
tion, evidence would suggest that it tends to be a persistent condition characterized
by relapses. In a large 3-year follow-up study, insomnia was shown to have a fairly
long course and to be recurrent in almost one third of those with insomnia at base-
line (Morin et al., 2009). If insomnia tends to recur in those vulnerable to it, it
would make sense to follow the model of other persistent disorders such as Major
Depressive Disorder and incorporate a relapse prevention component to treatment.
In treatment, this can be as simple as reminding people of what worked and also
reminding them that they can return for a refresher appointment if needed (Edinger
& Carney, 2008). Alternatively, you can design a worksheet to provide people when
preparing for termination. This can be a standard document given to everyone you
treat (see sample sheet), or it is often useful to devise a blank form that you con-
struct jointly with the patient that will look like the sample provided below. The
general components of a relapse prevention strategy include the following:
1. Provide guidelines for determining if insomnia has returned. This is generally
not a problem for someone with insomnia. In fact, in our clinical experience, the
opposite problem often occurs. That is, someone becomes alarmed about not
sleeping when in actuality their sleep efficiencies and time spent awake in bed
are within normal limits. Nonetheless, it is usually a productive exercise to con-
struct a list of red flags
2. Foster a new sense of sleep self-efficacy. We know that CBT increases self-effi-
cacy (Carney & Edinger, 2006), so it is important to remind people of their
newfound sleep-related confidence. People need to form a new self-concept of
themselves as good sleepers who occasionally have sleep problems that can be
simply managed if/when they emerge. Termination-related conversations should
foster this concept by encouraging them to remember that they mastered their
sleep and can do it again in the future.
Action Plan for Addressing Insomnia
Insomnia can return, but now that you have the tools to address it, you need not worry
about the possibility of its recurrence. Below we will outline some signs of chronic
insomnia that alert you to the need to put the skills you learned back into place.
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8 Cognitive Strategies for Managing Anxiety and Insomnia
Red Flags for a Possible Problem with Insomnia
1. You are spending more than 30 min awake while in bed trying to sleep at least
half the days. Alternatively, if you calculate your average sleep efficiency and
determine it is less than 85% (i.e., on average you are sleeping for less than 85%
of the time you spend in bed) or, if your sleep feels chronically nonrestorative
(i.e., you wake up tired each morning and it persists throughout the day).
2. You have trouble during the day on at least half of the days of the week: For
example, you feel tired, your mood is anxious/depressed/agitated/upset, you
have difficulty concentrating or paying attention, and it is more difficult to func-
tion (at work, home or school).
3. You notice some uncharacteristic thinking; that is, you are preoccupied with
worries about not sleeping or not being able to function the next day. This type
of thinking is probably linked with feeling distressed too.
What Tools Work for This Problem?
• Restrict your time in bed to the amount of sleep you are currently producing. Do
this by calculating your average amount of sleep and by adding 30 min to this
average. Schedule this new amount of time in bed by picking the schedule that
works best for your body and/or works best for your obligations such as work.
• Set this rise time and “earliest” bedtime 7 days per week. Adjusting these times
for the weekend can produce a jetlag syndrome that will persist into the week.
Be sure to set an alarm. You should go to bed no earlier than your scheduled
bedtime, but you should not go to bed unless you are sleepy.
• Get out of bed whenever it is obvious you would not be able to sleep for the next
20–30 min. If you are upset, you should immediately get out bed. Do something
relaxing and nonarousing until you are sleepy and then return to bed. Do not try
to make up for this time you are spending out bed.
• Avoid wakeful activities in bed or the bedroom. This means that anything you