THE EMPIRICAL CIRCLE
The pioneers of thermodynamics—Carnot, Clausius, and others—were motivated by practical desires; among other things, they wanted to build better steam engines. We’ve traveled directly from their insights to grand speculations about universes beyond our own. The crucial question is: How do we get back? Even if our universe does have an arrow of time because it belongs to a multiverse with an unbounded entropy, how would we ever know?
Scientists are fiercely proud of the
empirical
nature of what they do. Scientific theories do not become accepted because they are logical or beautiful, or fulfill some philosophical goal cherished by the scientist. Those might be good reasons why a theory is
proposed
—but being accepted is a much higher standard. Scientific theories must, at the end of the day, fit the data. No matter how intrinsically compelling a theory might be, if it fails to fit the data, it’s a curiosity, not an achievement.
But this criterion of “fitting the data” is more slippery than it first appears. For one thing, lots of very different theories might fit the data; for another, a very promising theory might not completely fit the data as it currently stands, even though there is a kernel of truth to it. At a more subtle level, one theory might seem to fit the data perfectly well, but lead to a conceptual dead end, or to an intrinsic inconsistency, while another theory doesn’t fit the data well at all, but holds promise for developing into something more acceptable. After all, no matter how much data we collect, we have only ever performed a tiny fraction of all possible experiments. How are we to choose?
The reality of how science is done can’t be whittled down to a few simple mottos. The issue of distinguishing “science” from “not science” is sufficiently tricky that it goes by its own name: the
demarcation problem
. Philosophers of science have great fun arguing into the night about the proper way to resolve the demarcation problem.
Despite the fact that the goal of a scientific theory is to fit the data, the worst possible scientific theory would be one that fit
all possible
data. That’s because the real goal isn’t just to “fit” what we see in the universe; it’s to
explain
what we see. And you can explain what we see only if you understand why things are the particular way they are, rather than some other way. In other words, your theory has to say that some things do not ever happen—otherwise you haven’t said very much at all.
This idea was put forth most forcefully by Sir Karl Popper, who claimed that the important feature of a scientific theory wasn’t whether it was “verifiable,” but whether it was “falsifiable.”
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That’s not to say that there are data that contradict the theory—only that the theory clearly makes predictions that could, in principle, be contradicted by some experiment we could imagine doing. The theory has to stick its neck out; otherwise, it’s not scientific. Popper had in mind Karl Marx’s theory of history, and Sigmund Freud’s theory of psychoanalysis. These influential intellectual constructs, in his mind, fell far short of the scientific status their proponents liked to claim. Popper felt that you could take anything that happened in the world, or any behavior shown by a human being, and come up with an “explanation” of those data on the basis of Marx or Freud—but you wouldn’t ever be able to point to any observed event and say, “Aha, there’s no way to make that consistent with these theories.” He contrasted these with Einstein’s theory of relativity, which sounded equally esoteric and inscrutable to the person on the street, but made very definite predictions that (had the experiments turned out differently) could have falsified the theory.
THE MULTIVERSE IS NOT A THEORY
Where does that leave the multiverse? Here we are, claiming to be engaged in the practice of science, attempting to “explain” the observed arrow of time in our universe by invoking an infinite plethora of unobservable other universes. How is the claim that other universes exist falsifiable? It should come as no surprise that this kind of speculative theorizing about unobservable things leaves a bad taste in the mouths of many scientists. If you can’t make a specific prediction that I could imagine doing an experiment to falsify, they say, what you’re doing isn’t science. It’s philosophy at best, and not very good philosophy at that.
But the truth, as is often the case, is a bit more complicated. All this talk of mul tiverses might very well end up being a dead end. A century from now, our successors might be shaking their heads at all the intellectual effort that was wasted on trying to figure out what came before the Big Bang, as much as we wonder at all that work put into alchemy or the caloric theory of heat. But it won’t be because modern cosmologists had abandoned the true path of science; it will (if that’s how things turn out) simply be because the theory wasn’t correct.
Two points deserve to be emphasized concerning the role of unobservable things in science. First, it’s wrong to think of the goal of science as simply to fit the data. The goal of science goes much deeper than that: It’s to
understand
the behavior of the natural world.
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In the early seventeenth century, Johannes Kepler proposed his three laws of planetary motion, which correctly accounted for the voluminous astronomical data that had been collected by his mentor, Tycho Brahe. But we didn’t really understand the dynamics of planets within the Solar System until Isaac Newton showed that they could all be explained in terms of a simple i nverse-square law for gravity. Similarly, we don’t need to look beyond the Big Bang to understand the evolution of our observable universe; all we have to do is specify what conditions were like at early times, and leave it at that. But that’s a strategy that denies us any understanding of why things were the way they were.
Similar logic would have argued against the need for the theory of inflation; all inflation did was take things that we already knew were true about the universe (flatness, uniformity, absence of monopoles) and attempt to explain them in terms of simple underlying rules. We didn’t need to do that; we could have accepted things as they are. But as a result of our desire to do better, to actually understand the early universe rather than simply accept it, we discovered that inflation provides more than we had even asked for: a theory of the origin and nature of the primordial perturbations that grow into galaxies and large-scale structure. That’s the benefit to searching for understanding, rather than being content with fitting the data: True understanding leads you places you didn’t know you wanted to go. If we someday understand why the early universe had a low entropy, it is a good bet that the underlying mechanism will teach us more than that single fact.
The second point is even more important, although it sounds somewhat trivial: science is a messy, complicated business. It will never stop being true that the basis of science is empirical knowledge; we are guided by data, not by pure reason. But along the way to being guided by data, we use all sorts of nonempirical clues and preferences in constructing models and comparing them to one another. There’s nothing wrong with that. Just because the end product must be judged on the basis of how well it explains the data, doesn’t mean that every step along the way must have the benefit of an intimate and detailed contact with experiment.
More specifically: The multiverse is not a “theory.” If it were, it would be perfectly fair to criticize it on the basis of our difficulty in coming up with possible experimental tests. The correct way to think about the multiverse is as a
prediction
. The theory—such as it is, in its current underdeveloped state—is the marriage of the principles behind quantum field theory to our basic understanding of how curved spacetime works. Starting from those inputs, we don’t simply theorize that the universe could have undergone an early period of superfast acceleration; we
predict
that inflation should occur, if a quantum inflaton field with the right properties finds itself in the right state. Likewise, we don’t simply say, “Wouldn’t it be cool if there were an infinite number of different universes?” Rather, we predict on the basis of reasonable extrapolations of gravity and quantum field theory that a multiverse really should exist.
The prediction that we live in a multiverse is, as far as we can tell, untestable. (Although, who knows? Scientists have come up with remarkably clever ideas before.) But that misses the point. The multiverse is part of a larger, more comprehensive structure. The question should be not “How can we test whether there is a multiverse?” but “How can we test the theories that predict the multiverse should exist?” Right now we don’t know how to use those theories to make a falsifiable prediction. But there’s no reason to think that we can’t, in principle, do so. It will require a lot more work on the part of theoretical physicists to develop these ideas to the point where we can say what, if any, the testable predictions might be. One might be
impatient
that those predictions aren’t laid out before them straightforwardly right from the start—but that’s a personal preference, not a principled philosophical stance. Sometimes it takes time for a promising scientific idea to be nurtured and developed to the point where we can judge it fairly.
THE SEARCH FOR MEANING IN A PREPOSTEROUS UNIVERSE
Throughout history, human beings have (quite naturally) tended to consider the universe in human-being-centric terms. That might mean something as literal as putting ourselves at the geographical center of the universe—an assumption that took some effort to completely overcome. Ever since the heliocentric model of the Solar System gained widespread acceptance, scientists have held up the Copernican Principle—“we do not occupy a favored place in the universe”—as a caution against treating ourselves as something special.
But at a deeper level, our anthropocentrism manifests itself as a conviction that human beings somehow
matter
to the universe. This feeling is at the core of much of the resistance in some quarters to accepting Darwin’s theory of natural selection as the right explanation for the evolution of life on Earth. The urge to think that we matter can take the form of a straightforward belief that we (or some subset of us) are God’s chosen people, or something as vague as an insistence that all this marvelous world around us must be more than just an
accident
.
Different people have different definitions of the word
God
, or different notions of what the nominal purpose of human life might be. God can become such an abstract and transcendental concept that the methods of science have nothing to say about the matter. If God is identified with Nature, or the laws of physics, or our feeling of awe when contemplating the universe, the question of whether or not such a concept provides a useful way of thinking about the world is beyond the scope of empirical inquiry.
There is a very different tradition, however, that seeks evidence for God in the workings of the physical universe. This is the approach of natural theology, which stretches long before Aristotle, through William Paley’s watchmaker analogy, up to the present day.
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It used to be that the best evidence in favor of the argument from design came from living organisms, but Darwin provided an elegant mechanism to explain what had previously seemed inexplicable. In response, some adherents to this philosophy have shifted their focus to a different seemingly inexplicable thing: from the origin of life to the origin of the cosmos.
The Big Bang model, with its singular beginning, seems to offer encouragement to those who would look for the finger of God in the creation of the universe. (Georges Lemaître, the Belgian priest who developed the Big Bang model, refused to enlist it for any theological purposes: “As far as I can see, such a theory remains entirely outside of any metaphysical or religious question.”
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) In Newtonian spacetime, there wasn’t even any such thing as the creation of the universe, at least not as an event happening at a particular time; time and space persisted forever. The introduction of a particular beginning to spacetime, especially one that apparently defies easy understanding, creates a temptation to put the responsibility for explaining what went on into the hands of God. Sure, the reasoning goes, you can find dynamical laws that govern the evolution of the universe from moment to moment, but explaining the creation of the universe itself requires an appeal to something outside the universe.
Hopefully, one of the implicit lessons of this book has been that it’s not a good idea to bet against the ability of science to explain anything whatsoever about the operation of the natural world, including its beginning. The Big Bang represented a point past which our understanding didn’t stretch, back when it was first studied in the 1920s—and it continues to do so today. We don’t know exactly what happened 14 billion years ago, but there’s no reason whatsoever to doubt that we will eventually figure it out. Scientists are tackling the problem from a variety of angles. The rate at which scientific understanding advances is notoriously hard to predict, but it’s not hard to predict that it will be advancing.
Where does that leave us? Giordano Bruno argued for a homogeneous universe with an infinite number of stars and planets. Avicenna and Galileo, with the conservation of momentum, undermined the need for a Prime Mover to explain the persistence of motion. Darwin explained the development of species as an undirected process of descent with random modifications, chosen by natural selection. Modern cosmology speculates that our observable universe could be only one of an infinite number of universes within a grand ensemble multiverse. The more we understand about the world, the smaller and more peripheral to its operation we seem to be.
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