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Authors: Sean Carroll

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Scientists and prescientific thinkers have always tried to understand time. In ancient Greece, the pre-Socratic philosophers Heraclitus and Parmenides staked out different positions on the nature of time: Heraclitus stressed the primacy of change, while Parmenides denied the reality of change altogether. The nineteenth century was the heroic era of statistical mechanics—deriving the behavior of macroscopic objects from their microscopic constituents—in which figures like Ludwig Boltzmann, James Clerk Maxwell, and Josiah Willard Gibbs worked out the meaning of entropy and its role in irreversible processes. But they didn’t know about Einstein’s general relativity, or about quantum mechanics, and certainly not about modern cosmology. For the first time in the history of science, we at least have a chance of putting together a sensible theory of time and the evolution of the universe.

I’m going to suggest the following way out: The Big Bang was
not
the beginning of the universe. Cosmologists sometimes say that the Big Bang represents a true boundary to space and time, before which nothing existed—indeed, time itself did not exist, so the concept of “before” isn’t strictly applicable. But we don’t know enough about the ultimate laws of physics to make a statement like that with confidence. Increasingly, scientists are taking seriously the possibility that the Big Bang is not really a beginning—it’s just a phase through which the universe goes, or at least our part of the universe. If that’s true, the question of our low-entropy beginnings takes on a different cast: not “Why did the universe start out with such a low entropy?” but rather “Why did our part of the universe pass through a period of such low entropy?”

That might not sound like an easier question, but it’s a different one, and it opens up a new set of possible answers. Perhaps the universe we see is only part of a much larger multiverse, which doesn’t start in a low-entropy configuration at all. I’ll argue that the most sensible model for the multiverse is one in which entropy increases because entropy can
always
increase—there is no state of maximum entropy. As a bonus, the multiverse can be completely symmetric in time: From some moment in the middle where entropy is high, it evolves in the past and future to states where the entropy is even higher. The universe we see is a tiny sliver of an enormously larger ensemble, and our particular journey from a dense Big Bang to an everlasting emptiness is all part of the wider multiverse’s quest to increase its entropy.

That’s one possibility, anyway. I’m putting it out there as an example of the kind of scenarios cosmologists need to be contemplating, if they want to take seriously the problems raised by the arrow of time. But whether or not this particular idea is on the right track, the problems themselves are fascinating and real. Through most of this book, we’ll be examining the problems of time from a variety of angles—time travel, information, quantum mechanics, the nature of eternity. When we aren’t sure of the final answer, it behooves us to ask the question in as many ways as possible.

THERE WILL ALWAYS BE SKEPTICS

Not everyone agrees that cosmology should play a prominent role in our understanding of the arrow of time. I once gave a colloquium on the subject to a large audience at a major physics department. One of the older professors in the department didn’t find my talk very convincing and made sure that everyone in the room knew of his unhappiness. The next day he sent an e-mail around to the department faculty, which he was considerate enough to copy to me:

Finally, the magnitude of the entropy of the universe as a function of time is a very interesting problem for cosmology, but to suggest that a law of physics depends on it is sheer nonsense. Carroll’s statement that the second law owes its existence to cosmology is one of the dum mest [
sic
] remarks I heard in any of our physics colloquia, apart from [redacted]’s earlier remarks about consciousness in quantum mechanics. I am astounded that physicists in the audience always listen politely to such nonsense. Afterwards, I had dinner with some graduate students who readily understood my objections, but Carroll remained adamant.

I hope he reads this book. Many dramatic-sounding statements are contained herein, but I’m going to be as careful as possible to distinguish among three different types: (1) remarkable features of modern physics that sound astonishing but are nevertheless universally accepted as true; (2) sweeping claims that are not necessarily accepted by many working physicists but that should be, as there is no question they are correct; and (3) speculative ideas beyond the comfort zone of contemporary scientific state of the art. We certainly won’t shy away from speculation, but it will always be clearly labeled. When all is said and done, you’ll be equipped to judge for yourself which parts of the story make sense.

The subject of time involves a large number of ideas, from the everyday to the mind-blowing. We’ll be looking at thermodynamics, quantum mechanics, special and general relativity, information theory, cosmology, particle physics, and quantum gravity. Part One of the book can be thought of as a lightning tour of the terrain—entropy and the arrow of time, the evolution of the universe, and different conceptions of the idea of “time” itself. Then we will get a bit more systematic; in Part Two we will think deeply about spacetime and relativity, including the possibility of travel backward in time. In Part Three we will think deeply about entropy, exploring its role in multiple contexts, from the evolution of life to the mysteries of quantum mechanics.

In Part Four we will put it all together to confront head-on the mysteries that entropy presents to the modern cosmologist: What should the universe look like, and how does that compare to what it actually does look like? I’ll argue that the universe doesn’t look anything like it “should,” after being careful about what that is supposed to mean—at least, not if the universe we see is all there is. If our universe began at the Big Bang, it is burdened with a finely tuned boundary condition for which we have no good explanation. But if the observed universe is part of a bigger ensemble—the multiverse—then we might be able to explain why a tiny part of that ensemble witnesses such a dramatic change in entropy from one end of time to the other.

All of which is unapologetically speculative but worth taking seriously. The stakes are big—time, space, the universe—and the mistakes we are likely to make along the way will doubtless be pretty big as well. It’s sometimes helpful to let our imaginations roam, even if our ultimate goal is to come back down to Earth and explain what’s going on in the kitchen.

PART ONE

TIME, EXPERIENCE, AND THE UNIVERSE

1

THE PAST IS PRESENT MEMORY

What is time? If no one asks me, I know. If I wish to explain it to one that asketh, I know not.

—St. Augustine, Confessions

 

 

 

The next time you find yourself in a bar, or on an airplane, or standing in line at the Department of Motor Vehicles, you can pass the time by asking the strangers around you how they would define the word
time
. That’s what I started doing, anyway, as part of my research for this book. You’ll probably hear interesting answers: “Time is what moves us along through life,” “Time is what separates the past from the future,” “Time is part of the universe,” and more along those lines. My favorite was “Time is how we know when things happen.”

All of these concepts capture some part of the truth. We might struggle to put the meaning of “time” into words, but like St. Augustine we nevertheless manage to deal with time pretty effectively in our everyday lives. Most people know how to read a clock, how to estimate the time it will take to drive to work or make a cup of coffee, and how to manage to meet their friends for dinner at roughly the appointed hour. Even if we can’t easily articulate what exactly it is we mean by “time,” its basic workings make sense at an intuitive level.

Like a Supreme Court justice confronted with obscenity, we know time when we see it, and for most purposes that’s good enough. But certain aspects of time remain deeply mysterious. Do we really know what the word means?

WHAT WE MEAN BY TIME

The world does not present us with abstract concepts wrapped up with pretty bows, which we then must work to understand and reconcile with other concepts. Rather, the world presents us with phenomena, things that we observe and make note of, from which we must then work to derive concepts that help us understand how those phenomena relate to the rest of our experience. For subtle concepts such as entropy, this is pretty clear. You don’t walk down the street and bump into some entropy; you have to observe a variety of phenomena in nature and discern a pattern that is best thought of in terms of a new concept you label “entropy.” Armed with this helpful new concept, you observe even more phenomena, and you are inspired to refine and improve upon your original notion of what entropy really is.

For an idea as primitive and indispensable as “time,” the fact that we invent the concept rather than having it handed to us by the universe is less obvious—time is something we literally don’t know how to live without. Nevertheless, part of the task of science (and philosophy) is to take our intuitive notion of a basic concept such as “time” and turn it into something rigorous. What we find along the way is that we haven’t been using this word in a single unambiguous fashion; it has a few different meanings, each of which merits its own careful elucidation.

Time comes in three different aspects, all of which are going to be important to us.

1.
Time labels moments in the universe.
Time is a coordinate; it helps us locate things.
2.
Time measures the duration elapsed between events.
Time is what clocks measure.
3.
Time is a medium through which we move.
Time is the agent of change. We move through it, or—equivalently—time flows past us, from the past, through the present, toward the future.

At first glance, these all sound somewhat similar. Time labels moments, it measures duration, and it moves from past to future—sure, nothing controversial about any of that. But as we dig more deeply, we’ll see how these ideas don’t
need
to be related to one another—they represent logically independent concepts that happen to be tightly intertwined in our actual world. Why that is so? The answer matters more than scientists have tended to think.

1. Time labels moments in the universe

John Archibald Wheeler, an influential American physicist who coined the term
black hole
, was once asked how he would define “time.” After thinking for a while, he came up with this: “Time is Nature’s way of keeping everything from happening at once.”

There is a lot of truth there, and more than a little wisdom. When we ordinarily think about the world, not as scientists or philosophers but as people getting through life, we tend to identify “the world” as a collection of
things
, located in various
places
. Physicists combine all of the places together and label the whole collection “space,” and they have different ways of thinking about the kinds of things that exist in space—atoms, elementary particles, quantum fields, depending on the context. But the underlying idea is the same. You’re sitting in a room, there are various pieces of furniture, some books, perhaps food or other people, certainly some air molecules—the collection of all those things, everywhere from nearby to the far reaches of intergalactic space, is “the world.”

And the world changes. We find objects in some particular arrangement, and we also find them in some other arrangement. (It’s very hard to craft a sensible sentence along those lines without referring to the concept of time.) But we don’t see the different configurations “simultaneously,” or “at once.” We see one configuration—here you are on the sofa, and the cat is in your lap—and then we see another configuration—the cat has jumped off your lap, annoyed at the lack of attention while you are engrossed in your book. So the world appears to us again and again, in various configurations, but these configurations are somehow distinct. Happily, we can label the various configurations to keep straight which is which—Miss Kitty is walking away “now”; she was on your lap “then.” That label is time.

So the world exists, and what is more, the world
happens
, again and again. In that sense, the world is like the different frames of a film reel—a film whose camera view includes the entire universe. (There are also, as far as we can tell, an infinite number of frames, infinitesimally separated.) But of course, a film is much more than a pile of individual frames. Those frames better be in the right order, which is crucial for making sense of the movie. Time is the same way. We can say much more than “that happened,” and “that also happened,” and “that happened, too.” We can say that this happened
before
that happened, and the other thing is going to happen
after
. Time isn’t just a label on each instance of the world; it provides a sequence that puts the different instances in order.

A real film, of course, doesn’t include the entire universe within its field of view. Because of that, movie editing typically involves “cuts”—abrupt jumps from one scene or camera angle to another. Imagine a movie in which every single transition between two frames was a cut to a completely different scene. When shown through a projector, it would be incomprehensible—on the screen it would look like random static. Presumably there is some French avant-garde film that has already used this technique.

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