The capitulations began when the empire was at its height, and the term simply referred to permissions granted by mighty Ottoman sultans to petty petitioners from Europe pleading to do business in the empire. The capitulations merely listed what these folks were permitted to do in Ottoman territory. Anything not listed was forbidden. Why call them “capitulations”? Because in Latin, the word simply means “categorize by headings.” So the capitulations were lists of permitted business activities for Europeans, organized by category.
Since no single great war reversed the balance of power between the Ottomans and the Europeans, there was no single moment when
capitulations
stopped meaning “permissions doled out haughtily by mighty Ottoman lords” and started meaning “humiliating concessions wrung out triumpha
ntly from Ottoman officials (by haughty European bosses).” But that’s certainly what they meant by 1838, when the Ottomans signed the Treaty of Balta Liman with a consortium of European powers (to secure their aid against Mohammed Ali), a treaty establishing unequal terms between Ottomans and Europeans on Ottoman soil. The treaty placed low tariffs, for example, on European products coming into the empire but imposed high tariffs on Ottoman products flowing out. It forbade Ottoman subjects to establish monopolies but permitted and eased the way for Europeans to do exactly that.
These
capitulations had but one purpose: to ensure that Ottomans would be unable to compete with European businessmen on their own soil.
In the few decades after the Treaty of Balta Liman, the Ottoman government shook its aging limbs and promulgated a series of new rules to revamp Ottoman society so that it could match up to the Europeans—exactly the sort of thing that was going on in Iran around this same time. In the Ottoman Empire, these modernizing moves were called Tanzimat or “reorganization measures.” They began with an 1839 proclamation grandiosely titled “The Noble
Edict of the Rose Chamber.” In 1856 came another document, “The Imperial Edict.” Then in 1860 came a third set of reform measures.
Here are a few things the Tanzimat established:
• a new national government bureaucracy modeled along French lines;
• secular state courts superseding the traditional Shari’a courts;
• a new code of criminal justice based on France’s “Napoleonic” code;
• new commercial rules favoring “free trade,” which essentially gave Europeans a free hand to set business rules in the Ottoman empire;
• a conscripted army modeled on the Prussian system, to replace the devshirme;
• public schools with a secular curriculum similar to what was taught in British schools, bypassing the traditional school system run by Muslim clerics;
• one single empire-wide state-run tax collection agency (rather like the IRS in today’s United States), replacing the traditional Ottoman “tax farmers” (who were, essentially, freelance tax collectors working on commission);
• guarantees that the “honor, life, and property” of all Ottoman subjects were inviolable and would be secured, regardless of race or religion.
On paper these reforms may look good, especially that one about guaranteeing the life and safety of all citizens, regardless of ethnic origin: who could be against ending discrimination? It’s practically European.
But put yourself in the shoes of an average Turkish Muslim citizen of the empire in the nineteenth century: the inherent merits of such reforms would be hard to separate from the fact that they were dictated to Ottoman officials by Europeans—literally, according to historian James L. Gelvin: apparently the Imperial Edict was written out verbatim by British ambassador Stratford Canning and handed to Ottoman officials with instructions to translate it and proclaim it publicly.
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Noble Edict of the Rose Chamber indeed! To many Ottoman Muslims, these smelled less like reforms and mor
e like fresh evidence of alien power over their lives.
Not all Ottoman Muslims felt this way. A growing movement of reformists in Asia Minor, a Turkish version of movements in India, Afghanistan, and Iran, embraced and promoted the
Tanzimat
. They thought the only way to defeat European imperialism was to beat the Europeans at their own game, which would necessitate, first of all, adopting whatever European ideas accounted for European strength.
But the ulama were still around. The Tanzimat worked directly against their interests. Taking education out of clerical hands . . . replacing Shari’ah courts with secular courts . . . substituting French laws for Islamic law—such reforms not only stripped the ulama of power but robbed them of a reason to exist. Of course they were going to resist; and the ulama still had a lot of moral authority among the ordinary people. They still wielded clout at court too.
The sultan and his advisers, therefore, soon found themselves caught between the clamor of secular modernists and the yammer of an Islamic old guard. Tugged and yanked from both sides, the court tilted now this way, now that. As the secular modernists argued ever more stridently for European-style reforms, the traditionalists dug in ever more stubbornly to reactionary dicta. When the modernists called for mechanized
state-run factories, the ulama railed against Ottoman officials using typewriters—Prophet Mohammed never used one, they argued.
For a moment, the modernists gained the upper hand. In 1876, they forced the sultan to adopt a constitution, a momentous victory widely celebrated as the “French Revolution of the East.” For just a few years there, the crumbling empire was a constitutional monarchy like Great Britain (in form). In that brief period, modernizing activists of every ethnic and religious stripe interacted companionably in a heady atmosphere of progressive enthusiasm: Turkish Muslims, Arab Muslims, Jews, Orthodox Christians, Armenians, all rubbed shoulders as members of a single broad movement to build a new world.
But the old guard retrenched, outmaneuvered the modernists, and rebuilt the sultan’s power, until he was strong enough to abolish the constitution and rule as an absolute monarch again. The pendulum swung back, in part, because the reforms were not working. Turkish Muslims of Asia Minor saw their standard of living sinking, their autonomy shrinking. They felt ever more powerless against the enormous forces of Europe pressing from outside.
But they did have what they regarded as one fragment of that outside world within their borders and completely in their power. That fragment was the Armenian community. In reality, of course, the Armenians were no more European than the Turks. They lived right where they had been living since time immemorial. They had their own non-European language, traditions, and history. They didn’t come from anywhere else and were, in fact, more indigenous than the Turks.
They were, however, a Christian minority surrounded by a Muslim majority, and what’s more, in that period of ever more humiliating capitulations, when business interests from western Europe acquired the power to march into the Ottoman Empire and establish profitable business operations at the expense of the locals, the Armenians found themselves in a paradoxical position. For Ottoman citizens, the only way to prosper at this point was to work for, do business with, or best of all form partnerships with European businesses. But when Europeans sought business partners in the empire,
they gravitated quite naturally towards those with whom they felt kinship, and if they had a choice, they chose Armenian Christians over Muslim Turks, so the favorable terms extracted by f
oreigners seemed to benefit the Armenian community within the empire, or such at least was the perception among resentful Muslims slipping into poverty.
The Armenians had lived peacefully in the Ottoman world up to this time; as non-Turks, however, they had been shut out of the military-aristocratic ruling caste. They had also been cut off, to some extent, from big-time land ownership and “tax farming.” Many therefore, had turned to business and finance to make a living.
Finance—that’s what used to be called moneylending. It was frowned upon pretty widely in early times. Charging interest on a loan was explicitly forbidden in the Qur’an, just as it was in Medieval Christian Europe where the term
usury
in canon law didn’t mean “charging
exorbitant
interest” but “charging
any
interest.” Why did moneylending have this odor? I suppose it’s because ordinary folks saw the lending of money in the context of charity, not of business: it was something one did when a neighbor got into trouble and needed help. Seen in that framework, charging interest on a loan
smacked of exploiting somebody’s misery to get rich. Yet the need to borrow money came up constantly, even in the most primitive feudal economy, often in the wake of crisis: a blacksmith’s workshop burned down; a famous cleric died unexpectedly leaving his family to host an expensive funeral; someone wanted to get married without having saved up a dowry; someone fell catastrophically ill. . . . People went to moneylenders at moments when they felt particularly vulnerable and raw, yet they went with a culturally implanted feeling that any decent person would give them a loan for nothing. Th
e desperation that forced them to accept a banker’s terms only added a further dollop of resentment. When the borrower and the moneylender belonged to the same community, other sentiments such as kinship or loyalty might temper the resentment, but when people went to moneylenders whom they already saw as the Other, the dynamics of the interaction tended to exacerbate any existing communal hostility. The worst possible case, then, was for moneylending to become the exclusive province of a distinct cultural minority surrounded by a vast majority. In Europe, this dynamic made victims of the Jews. In
the Ottoman Empire, it was the Armenians who fell afoul of it.
As tension built up, it was easy to forget that Turks and Armenians had lived together peacefully, not even three generations back; the hostility
seemed like an age-old feature of the two communities’ relationship. The Ottoman policy of dividing the population into self-governing communities was originally a way of conferring upon each a measure of cultural sovereignty. It reflected tolerance. It functioned as an instrument of harmony. Now, this same policy became a deficiency, a liability, a crucial key to the coming troubles, because it worked to separate, isolate, and spotlight the unfortunate Armenians. In fact, the
millet
system became a mechanism for exacerbating existing fault lines in Ottoman society.
Between 1894 and 1896, in eastern Anatolia, a series of anti-Armenian pogroms broke out. Turkish villagers began to massacre Armenians, much as Jews were being massacred in eastern Europe and Russia, but on an even larger scale. As many as three hundred thousand Armenians died before the madness subsided, and it subsided then only because Europeans put pressure on the Ottoman government to do something. Since the power of Europeans to dictate to Ottoman officials was a factor in the resentment vente
d upon the Armenians, this authority ending the violence only exacerbated the original psychosocial sources of the violence. It was like parents stepping in to protect a little boy from neighborhood bullies and then going off about their business: once the little boy is alone with the bullies again, he’s in worse trouble than before.
Meanwhile, even though the sultan had scuttled the constitution, power remained divided between old guard and new bucks. The political struggle kept raging on and the balance inexorably tipped back to the new guys, for here, as in Iran, the tide was with the modernists. By 1900, a whole new generation of activists were calling for the constitution to be restored. They wanted their parents’ French Revolution back.
Politically it was an exhilarating but confusing time. It wasn’t like one group of agitators were nationalists, another group secular modernists, some other one liberal constitutionalists. Many ideologies and movements were intertwined and interacting. Any single person might espouse a bit of this and a bit of that. There had not yet been time enough to sort out which ideas went together and which were incompatible. All who set themselves against the old guard thought themselves Ottoman citizens with a common stake in reshaping the empire. All felt like young people in the know ali
gned against clueless elders, comrades-in-arms merely because they all fiercely favored the “modern,” whatever that was.
This new generation of activists called themselves the Young Turks. They used the name in part because they actually
were
young, in their twenties, mostly, but also in part as a way of thumbing their noses at the old guard, for among traditional Muslims, older was always regarded as better—respectful titles such as
shiekh
and
pir
literally meant “old man.” What the fuddy-duddies derided as a shortcoming, the Young Turks flaunted with pride: they were
young!
Although they had many incipient disagreements, the Young Turks held together long enough to overwhelm the last Ottoman sultan, a weak and silly man named Abdul Hamid II. In 1908, they forced him to reinstate the constitution, reducing himself to a figurehead.
No sooner had they wrestled the sultan to the mat, however, then the Young Turks realized they were not one group but several. One faction, for example, favored decentralizing the empire, securing rights for minorities, and giving the people a bigger voice in the government. They were quickly squeezed out of the government altogether. Another faction embraced Turkish nationalism. Founded around 1902 by six medical students, it coalesced into a tightly organized, militaristic party called the Committee for Union and Progress.
The CUP found ever-increasing support for its views. Many anti-imperial Turks, many younger Turks, many educated civil servants, university students, intelligentsia and children of the intelligentsia, many literati who had read the nationalist arguments of the European philosophers and knew all about the successful strivings of German and Italian nationalists, began to see nationalism as their road to salvation from imperialism. Get rid of the cumbersome, old-fashioned, multicultural, Ottoman idea of empire and replace it with a lean, clean, mean, specifically Turkish state machine
: this was the idea. The Arab provinces would have to be cut loose, of course, they no longer fit, but these new Turkish nationalists dreamed of linking up Anatolia with those central Asian territories that formed the ancestral homeland of the Turkish people. They dreamed of a Turkish nation-state that would stretch from the Bosporus to places like Kazakhstan.