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Authors: Aloys Winterling

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Caligula deployed a semiotic system that comprised Roman elements, first and foremost the triumphal procession, along with elements borrowed from ancient non-Roman monarchies. The Persian kings Xerxes and Darius served as points of reference in that their achievements were being outdone, along with Alexander the Great, with whom Caligula symbolically identified by wearing his breastplate. Thus the ceremonial actions on the bridge at Puteoli drew on the ways in which Persian and Hellenistic rulers displayed their royal status, and, despite the inclusion of some Roman elements, represented an extreme break from Roman traditions. Since the earliest days, since the legendary times when kings had been driven out of Rome, monarchy had been despised there as a degenerate form of government, as tyranny. It is safe to assume that the new inner circle Caligula formed after the great conspiracy, the “tyrant-trainers” as people in Rome were calling them, played a part in designing the new arrangements for presenting the emperor’s status. Those at whose expense this innovation had to be effected will hardly have admitted to themselves that thereby he was seeking a way out of the paradoxical combination of autarchy and republic that had already been bought with a great deal of blood. They will have suspected, though, that Puteoli was only the beginning.

FOUR
Five Months of Monarchy
SUBJUGATING THE ARISTOCRACY

On his twenty-eighth birthday, 31 August
A.D
. 40, Caligula reentered Rome after a year’s absence and was greeted with an ovation. We can glean only indirectly what had occurred in the city during the preceding months, after the emperor’s open threats. Those days must have resembled the end of Tiberius’s reign. In his time, denunciations, accusations, trials in the Senate, torture, and executions had been the order of the day. Now the question was: How would the young emperor deal with the senators in Rome, after everything that had happened in the previous year? He had staged a public demonstration of his role as sovereign ruler, independent of Republic and aristocracy, by riding horseback over the sea. How would he now impose his authority in the venerable capital of the Empire, where the Senate and the aristocracy were inescapably present? The fears of the Roman nobility are reflected in the claim (reported by several sources) that after his return Caligula planned to eliminate the entire Senate or the most distinguished men of both the senatorial and the equestrian orders.

Figure 5. Bust of Caligula. Copenhagen, Ny Carlsberg Glyptotek 637 (Inv. 1453).

The emperor did indeed rely on fear and violence, but he employed them in his own characteristic manner. Whereas Tiberius had stood helplessly by as the aristocracy destroyed itself in the trials for
maiestas
, Caligula promoted the disintegration of Rome’s noble society and used it to his own advantage. He let the aristocracy do itself in. The events are reflected in the accounts of the sources, which claim several times that baseless executions of senators and high-ranking knights at the emperor’s instigation were becoming the order of the day. Strangely, however, these reports mention only a few victims by name, and investigation of the individual cases exposes the tendentiousness of such a sweeping judgment.

Seneca reports that after a long argument with the Stoic philosopher Julius Canus the emperor ordered his execution, for which the philosopher mockingly offered his thanks. The condemned man spent the ten days until his death perfectly calmly, playing board games and discussing philosophical questions. There is some evidence that that the emperor did not order his execution on a whim, however, for a later source notes that Caligula had accused Canus of being an accessory to a conspiracy against him. Tiberius had attempted to rein in the Senate’s zeal for
maiestas
trials by introducing a requirement that ten days must elapse between sentencing and execution. The circumstances therefore suggest that Canus was formally accused of conspiracy and sentenced to death by the Senate.

There is less clarity in the case of Julius Graecinus’s death, which also appears to fall in this period. Seneca claims that Caligula killed him because he was too good a man to be of use to a tyrant. Graecinus was the father of Agricola, Tacitus’s
father-in-law. In Tacitus’s biography of Agricola he is depicted as an example of steadfast conduct in the face of the emperor, so lacking in Rome at that time. A noted orator and philosopher himself, Graecinus had refused to prosecute Marcus Silanus and was for that reason eliminated by Caligula, as Tacitus reports. Silanus had died by his own hand near the start of 38, however, while according to Tacitus’s account Agricola was born on 13 June of Caligula’s third consulship, in 40 (and apparently at a time when his father was still alive). Whatever the reason for Graecinus’s death, then, it cannot have been a steadfast refusal to prosecute Silanus.

The only reported instance of courage and strength of character in the autumn of 40 that stands up to closer examination involves not a senator, but a freedwoman, to whose case Caligula responded with pity rather than cruelty. According to Cassius Dio, a high-ranking senator named Pomponius was accused of conspiracy by a friend named Timidius; in Josephus’s version of the incident, the charge was
maiestas
and Timidius an enemy of the accused. (At that time, of course, it was difficult to tell one from the other.) Timidius named as his witness Quintilia, an exceptionally beautiful actress with whom Pomponius was having a love affair. Cassius Chaerea, an officer of the Praetorian Guard, tortured Quintilia so badly that afterwards she was permanently disfigured, but she neither denounced her lover (if he was innocent) nor betrayed him (if he was not). When she was brought before the emperor he was touched by her appearance and impressed by her behavior. He released Pomponius and gave Quintilia a present of 800,000 sesterces for her steadfastness.

Indeed not only were the senators denouncing one another in order to voice their ostensible fear for the emperor’s safety and thereby to procure personal advantage for themselves. Some
sought to strike anew, to transform their pent-up hatred for the emperor into action. A third conspiracy of aristocrats against Caligula took shape, although in the end it was no more successful than the first two. According to Seneca, one night in the lamplight of a festive gathering attended by ladies and other senators, Caligula had three men beaten with whips, tortured, and brutally killed for his “amusement.” They were Sextus Papinius, whose father had been consul; Betilienus Bassus, an imperial quaestor and the son of an imperial procurator; and an unnamed senator. Before their execution they were gagged so that they could not utter rebukes. Centurions went to the houses of the victims’ fathers that same night and killed them as well.

From the parallel account of Cassius Dio it emerges that these executions were not arbitrary sadism on the emperor’s part but rather swift measures to defeat the new conspiracy. Dio mentions that a certain Anicius Cerialis (whom he mistakenly considers a victim) was involved. This same man is mentioned by Tacitus in a different context, where there is no reason to suspect unreliability; there the author says that during the reign of Nero he attracted attention through his exceptional opportunism: After the Pisonian conspiracy of 65 he brought forward in the Senate the motion that a temple to the divine Nero should be erected at public expense. Not long afterward he was charged with crimes himself and committed suicide; few people pitied him, Tacitus reports, since they remembered that he had once betrayed a conspiracy against Caligula. Seneca’s account, written shortly after Caligula’s death, is thus revealed once again as tendentious and denunciatory, because he leaves out the conspiracy to which the emperor was reacting. Furthermore, in his effort to paint the aristocracy as the emperor’s helpless victims, Seneca suppresses a
senator’s role in betraying the conspirators, a betrayal still recalled in Rome a quarter of a century later.

An episode that appears credible precisely because it is reported in aristocratic sources documents the disintegration prevailing within the senatorial order after the exposure of a third conspiracy, and how Caligula made use of it. After Papinius and Bassus had been executed, Caligula called the Senate into session and granted the remaining members impunity, adding that there were only a few toward whom he still bore ill will. Naturally this only increased the level of fear and uncertainty among those present. During a later session of the Senate that Caligula did not attend, Protogenes, the emperor’s confidant, who kept the books for him on the conduct of the aristocracy, entered the building. As the senators were greeting him and shaking his hand, he gave the senator Scribonius Proculus a sharp look and asked him, “Do you, too, greet me, when you hate the emperor so?” (Dio 59.26.2).

During the reigns of Augustus and Tiberius a person accused of hostility toward the emperor had usually met a swift demise, since either he was prosecuted by opportunistic fellow senators and sentenced to death by the Senate as a whole or he committed suicide. In this instance the senators fell to work immediately without waiting for formal procedures; according to Dio they surrounded their colleague in the Senate House itself and tore him to pieces. Suetonius reports that Proculus was stabbed with pens and ripped apart; his limbs and entrails were then dragged through the streets and piled up before the emperor. Suetonius claims that Caligula incited certain individuals to this savagery, without mentioning that they were senators; he does not deny, however, that all the others joined in. In any case, the
scene manifests the senators’ fear of reprisals and at the same time their utter lack of scruples, up to and including murder, each man prepared to save his own skin at the others’ expense. Certainly the emperor had a part in the staging of the affair. He exploited aristocrats’ willingness to tear one another to pieces—in this instance literally—for his own purposes, without having to get his hands dirty.

“Gaius showed pleasure” at the death of Scribonius Proculus, Dio reports, and declared that he had become reconciled with the senators. In response “they voted various festivals and also decreed that the emperor should sit on a high platform even in the very Senate House to prevent any one from approaching him, and should have a military guard even there” (Dio 59.26.3). The fact that the emperor needed a guard in the Senate (a measure to which Augustus had also had recourse in precarious situations, and which the Senate had once offered to Tiberius) shows that the dominant mood after what was now the third conspiracy within a year and a half was in fact anything but conciliatory. At the same time the senators’ decree documented once more the absurdity of the paradoxical communication between the emperor and the aristocracy. In one and the same resolution the Senate revealed both its concern for the emperor’s safety and the fact that the threat to his life stemmed from its own members, from the same people who had voted the resolution.

The military guard now posted in the Senate was not the sole consequence of the conspiracy. Behind the facade of reconciliation the emperor increased his pressure on the aristocracy, creating even more fear. Josephus reports that Caligula permitted slaves to bring charges against their masters at that time, and to his satisfaction they made copious use of the privilege. If one remembers that a high-ranking aristocrat might have several
hundred slaves in his palace in Rome and that some masters were anything but humane in the exercise of their authority (which included the right to kill), it is not hard to imagine how alarmed the nobility must have felt. Now they were not safe from betrayal or denunciation even in their own homes. Any unguarded conversation could be dangerous, and their own servants could turn them in.

It must be said that this measure was not Caligula’s invention, as Josephus suggests. In Tiberius’s reign Sejanus had ordered slaves and freedmen to be tortured as a way of obtaining evidence against their masters, and two years later Claudius too used the denunciation of slaves and freedmen against their masters as a means of revealing the background of the first conspiracy against him. Now, during Caligula’s reign, Claudius became a victim of the tactic. A slave of his named Polydeuces denounced him, but without success. Josephus writes that Caligula appeared at Claudius’s trial, hoping (in vain) that his uncle would be sentenced to death. It is an open question whether this is true, but the report does indicate that the emperor had no direct influence on the outcome of trials: Once again he left it to the senators to condemn one another.

But that was not all. Suetonius reports, without giving a date, that the emperor sought to increase his revenues not only by establishing certain new taxes, but also by opening a brothel on the Palatine Hill and making Roman matrons, that is, married women, and freeborn boys available in rooms whose elegant furnishings betokened the dignity of the place. Then he sent his nomenclators to all the markets and public halls to invite young and old to come and satisfy their desires. Allegedly customers could borrow money at interest, and the emperor’s clerks wrote their names down openly, because they were contributing to his
revenues. Once again we have a bizarre story intended to demonstrate Caligula’s “madness” but self-contradictory. If someone is short of money, he doesn’t furnish spaces lavishly and then lend money at interest. More likely the story reveals the harshest measure the emperor used to demoralize the aristocracy.

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