Bloodlands: Europe Between Hitler and Stalin (15 page)

Spain became the rallying cry of European socialists who came to fight for the side of the endangered republic, many of whom took for granted that the Soviet Union was on the side of democracy. One of the more perceptive of the European socialists, the English writer George Orwell, was dismayed by the struggle of Stalinists within Spain to dominate the Spanish Left. As he saw it, the Soviets exported their political practices along with their weapons. Stalin’s assistance to the Spanish republic came with a price: his right to carry out factional struggles on Spanish territory. Stalin’s greatest rival, Trotsky, was still alive (if in distant Mexican exile), and many of the Spaniards defending their republic were more attached to Trotsky’s person than to Stalin’s Soviet Union. Soon communist propaganda was presenting the Spanish Trotskyites as fascists, and Soviet NKVD officers were sent to Spain to shoot them for their “treason.”
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The enemies of the Popular Front presented it as a conspiracy of the Communist International to rule the world. The Popular Front provided Japan and Germany with a convenient pretext to solidify their own relations. On 25 November 1936, Germany and Japan signed the Anti-Comintern Pact, which obliged the two states to consult with each other if either was attacked. An agreement between Japanese and German intelligence agencies of 11 May 1937 provided for the exchange of intelligence on the USSR, and included a plan for both to use national movements in the Soviet borderlands against the Soviet Union.
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From the Soviet perspective, the Japanese threat was more immediate than the German. During the first half of 1937, Germany appeared to be an addendum to a Japanese threat, rather than the other way around. Japanese politics was dominated by dueling visions of empire, one in the south and one in the north. An important clique in the Japanese military believed that Siberian resources were the key to the country’s future economic development. Japan’s Manchurian satellite, Manchukuo, had a long border with Soviet Siberia, and looked ever more like a launching pad for an invasion. The Japanese were toying with the idea of establishing a puppet Ukrainian state on Soviet territory in eastern Siberia, based on the million or so Ukrainians who lived there as deportees or settlers. As Tokyo understood, Ukrainians deported to the Gulag might well oppose Soviet power, given the assurance of foreign backing. Polish spies who knew of the idea referred to it as “Manchukuo Number Two.”
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The Japanese certainly seemed to have a long-term interest in Siberia. A special Japanese academy in Manchukuo, in the city of Harbin, had already trained a first generation of young, Russian-speaking imperialists, such as Chiune Sugihara. He was one of the negotiators of an agreement whereby the Soviets, in 1935, sold their rights to the railway in Manchuria to the Japanese. Sugihara was also in charge of the foreign policy office of Manchukuo. A convert to the Russian Orthodox religion and husband to a Russian wife, Sugihara called himself Sergei and spent most of his time in the Russian quarter of Harbin. There he befriended Russian exiles, and recruited them for espionage missions within the Soviet Union. The drama of the Soviet-Japanese duel in east Asia attracted the attention of Gareth Jones, who traveled to Manchuria that same year. The Welshman, with his uncanny instinct for news, was right to see this region as the crucial theater in the global conflict between “fascism” and “anti-fascism.” In somewhat mysterious circumstances, he was abducted by bandits and murdered.
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Stalin had to be concerned not only with a direct Japanese attack on Soviet Siberia but also with the consolidation of a Japanese empire in east Asia. Manchukuo was one Japanese colony taken from historically Chinese territory; perhaps more were to come. China had the longest border with the Soviet Union, and an unstable polity. China’s nationalist government had the upper hand in an ongoing civil war with the Chinese communist party. In the “Long March,” Chinese communist troops, led by Mao Zedong, had been forced to withdraw into the north and west of the country. Neither side, however, seemed able to achieve anything resembling a monopoly of force in the country. Even in regions where the nationalists had the upper hand, they were reliant upon local warlords. Perhaps most importantly for Stalin, the nationalists and communists were unable to cooperate against the advance of the Japanese.

Soviet foreign policy had to balance between support for fraternal communist parties (less important) and concerns of Soviet state security (more important). While in principle the Communist International supported the Chinese communists, Stalin armed and funded the nationalist government, in the hope of pacifying the border. In the largely Muslim Chinese province of Xinjiang, which had a long border with Soviet Kazakhstan, Stalin took an equally unideological approach. He supported the local warlord Sheng Shicai, sending engineers and miners to exploit natural resources, and NKVD men to ensure security.
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Globally, the German-Japanese rapprochement could be seen as completing an encirclement of the Soviet homeland by Japan, Germany, and Poland. These were the three most important neighbors of the Soviet Union; they were also three states that had defeated the Soviet Union (or the Russian Empire) in the wars of Stalin’s lifetime. Even though Germany had lost the First World War, its troops had defeated the Russian Army on the eastern front in 1917. Japan had humiliated the Russian Army and Navy in the Russo-Japanese War of 1904-1905. Poland had defeated the Red Army as recently as 1920. Now, after the German-Polish and the German-Japanese agreements, these three powers appeared to be arrayed against the Soviet Union. If the Anti-Comintern Pact and the German-Polish nonaggression declaration had indeed included secret protocols concerning an offensive war on the Soviet Union, then Stalin would have been right about encirclement. In fact, neither did; and an offensive alliance between Tokyo, Warsaw, and Berlin was highly unlikely, if not impossible. Although Poland’s relations with Japan were good, Warsaw wished to take no step that could be interpreted as hostile to the Soviet Union. Poland declined Germany’s invitation to join the Anti-Comintern Pact.
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Part of Stalin’s political talent was his ability to equate foreign threats with failures in domestic policy, as if the two were actually the same thing, and as if he were responsible for neither. This absolved him of blame for policy failures, and allowed him to define his chosen internal enemies as agents of foreign powers. As early as 1930, as problems of collectivization became apparent, he was already speaking of international conspiracies between supporters of Trotsky and various foreign powers. It was obvious, Stalin proclaimed, that “as long as the capitalist encirclement exists there will continue to be present among us wreckers, spies, saboteurs and murderers.” Any problem with Soviet policies was the fault of reactionary states that wished to slow the proper course of history. Any seeming flaws of the Five-Year Plan were a result of foreign intervention: hence the harshest of penalties was justified for traitors, and the blame always resided in Warsaw, Tokyo, Berlin, London, or Paris.
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In these years, Stalinism thus involved a kind of double bluff. The success of the Popular Front depended on a record of progress toward socialism that was largely a matter of propaganda. Meanwhile, the explanation of famine and misery at home depended upon the idea of foreign subversion, which was essentially without merit. Atop the Soviet party apparatus and atop the Communist International, Stalin was making these two bluffs simultaneously, and he knew just how they could be called: by a foreign military intervention by a state crafty enough to enlist Soviet citizens who had suffered under his policies. The power of the combination of foreign war and domestic opposition was, after all, the first lesson of Soviet history. Lenin himself had been a German secret weapon in the First World War; the Bolshevik Revolution itself was a side effect of the German foreign policy of 1917. Twenty years later, Stalin had to fear that his opponents within the Soviet Union would use a coming war to overthrow his own regime. Trotsky was in emigration, just as Lenin had been in 1917. During a war Trotsky might come back and rally his supporters, just as Lenin had done twenty years before.
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By 1937 Stalin faced no meaningful political opposition within the Soviet communist party, but this only seemed to convince him that his enemies had learned political invisibility. Just as he had during the height of the famine, he argued again that year that the most dangerous enemies of the state appeared to be harmless and loyal. All enemies, even the invisible ones, would have to be unmasked and eradicated. On 7 November 1937, the twentieth anniversary of the Bolshevik Revolution (and the fifth anniversary of his wife’s suicide), Stalin raised a toast: “We will mercilessly destroy anyone who, by his deeds or his thoughts—yes, his thoughts!—threatens the unity of the socialist state. To the complete destruction of all enemies, themselves and their kin!”
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Unlike Hitler, Stalin had at his disposal the tool to effect such a policy: the state police once known as the Cheka and the OGPU, and by this time called the NKVD. The Soviet state police had arisen during the Bolshevik Revolution itself, when it was known as the Cheka. Its mission at the beginning had been more political than legal: the elimination of opponents of the revolution. Once the Soviet Union was established, the Cheka (OGPU, NKVD) became a massive state police force that was charged with the enforcement of Soviet law. In situations regarded as exceptional, such as collectivization in 1930, normal legal procedures were suspended, and OGPU officers (leading troikas) in effect served as judges, juries, and executioners. This was a return to the revolutionary tradition of the Cheka, and was justified by the presence of a revolutionary situation: either an advance toward or a threat to socialism. In order to be in a position to crush the enemies of his choice in the second half of the 1930s, Stalin would need the NKVD to recognize that some sort of crisis was under way, one that required this sort of special measure.
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A dramatic murder gave Stalin the opportunity to assert control over the NKVD. In December 1934 one of Stalin’s closest comrades, Sergei Kirov, was assassinated in Leningrad. Stalin exploited the Kirov assassination much as Hitler had used the Reichstag fire the previous year. He blamed internal political opponents for the murder, and claimed that they planned further terrorist attacks against Soviet leaders. Although the assassin, Leonid Nikolaev, was arrested the day the crime was committed, Stalin would not be satisfied with a simple police action. He forced through a special law allowing for the swift execution of “terrorists.” Emphasizing the threat of terrorism, he declared that his former politburo opponents on the left plotted the murder of the Soviet leadership and the overthrow of Soviet power.
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