When the cataclysm of war finally ended in eastern Europe in 1921, Lenin and his revolutionaries had to regroup and think. Deprived by the Poles of their European triumph, the Bolsheviks had no choice but to douse the revolutionary conflagration and build some sort of socialist state. Lenin and his followers took for granted that they should hold power; indeed, the failure of the European revolution became their justification for extraordinary aspirations to political control. Power had to be centralized so that the revolution could be completed, and so that it could be defended from its capitalist enemies. They quickly banned other political parties and terrorized political rivals, dismissing them as reactionary. They lost the only competitive elections that they held, and so held no others. The Red Army, though defeated in Poland, was more than sufficient to defeat all armed rivals on the territory of the old empire. The Bolsheviks’ secret service, known as the Cheka, killed thousands of people in the service of the consolidation of the new Soviet state.
It was easier to triumph in violence that it was to make a new order. Marxism was of only limited help as a program for a multicultural country of peasants and nomads. Marx had assumed that revolution would come first to the industrial world, and had devoted only sporadic attention to the peasant question and the national question. Now the peasants of Russia, Ukraine, and Belarus and the nomads of Central Asia would have to somehow be induced to build socialism for a working class that was concentrated in Russian-speaking cities. The Bolsheviks had to transform the preindustrial society that they had inherited in order to build the industrial society which history had not yet brought; only then could they alter that industrial society so that it favored workers.
The Bolsheviks had first to perform the constructive work of capitalism before they could really begin the transformative work of socialism. As the state created industry, they decided, it would draw members of the Soviet Union’s countless cultures into a larger political loyalty that would transcend any
national difference. The mastery of both peasants and nations was a grand ambition indeed, and the Bolsheviks concealed its major implication: that they were the enemies of their own peoples, whether defined by class or by nation. They believed that the society that they governed was historically defunct, a bookmark to be removed before a page was turned.
To consolidate their power when the war was over, and to gain loyal cadres for the economic revolution to come, the Bolsheviks had to make some compromises. Nations under their control would not be allowed independent statehood, of course, but nor were they condemned to oblivion. Though Marxists generally thought that the appeal of nationalism would decline with modernization, the Bolsheviks decided to recruit the nations, or at least their elites, to their own campaign to industrialize the Soviet Union. Lenin endorsed the national identity of the non-Russian peoples. The Soviet Union was an apparent federation of Russia with neighboring nations. Policies of preferential education and hiring were to gain the loyalty and trust of non-Russians. Themselves subjects of one and then rulers of another multinational state, the Bolsheviks were capable of subtle reasoning and tact on the national question. The leading revolutionaries themselves were far from being Russians in any simple way. Lenin, regarded and remembered as Russian, was also of Swedish, German, Jewish, and Kalmyk background; Trotsky was Jewish, and Stalin was Georgian.
The nations were to be created in a new communist image; the peasants were to be consoled until they could be overcome. The Bolsheviks made a compromise with their rural population that they knew, and the peasants feared, was only temporary. The new Soviet regime allowed peasants to keep land that they had seized from their former landlords, and to sell their produce on the market. The disruptions of war and revolution had brought desperate food shortages; the Bolsheviks had requisitioned grain to the benefit of themselves and of those loyal to them. Several million people died of hunger and related diseases in 1921 and 1922. The Bolsheviks learned from this experience that food was a weapon. Yet once the conflict was over, and the Bolsheviks had won, they needed reliable food supplies. They had promised their people peace and bread, and would have to deliver a minimum of both, at least for a time.
Lenin’s state was a political holding action for an economic revolution still to come. His Soviet polity recognized nations, although Marxism promised a world without them; and his Soviet economy permitted a market, although communism promised collective ownership. When Lenin died in January 1924, debates were already underway about when and how these transitional compromises should yield to a second revolution. And it was precisely discussion, in the new Soviet order, that determined the fate of the Soviet population. From Lenin the Bolsheviks had inherited the principle of “democratic centralism,” a translation of Marxist historiosophy into bureaucratic reality. Workers represented the forward flow of history; the disciplined communist party represented the workers; the central committee represented the party; the politburo, a group of a few men, represented the central committee. Society was subordinate to the state which was controlled by party which in practice was ruled by a few people. Disputes among members of this small group were taken to represent not politics but rather history, and their outcomes were presented as its verdict.
Stalin’s interpretation of Lenin’s legacy was to be decisive. When Stalin spoke of “socialism in one country” in 1924, he meant that the Soviet Union would have to build its worker’s paradise without much help from the workers of the world, who had not united. Though communists disagreed about the priorities of agricultural policy, all took for granted that the Soviet countryside would soon have to finance its own destruction. But where to find the initial capital for the traumatic transition from an agrarian to an industrial economy? A way would have to be found to extract a “surplus” from the peasant, which could be sold for the foreign currency needed to import machinery—and used to fill the bellies of a growing working class. In 1927, as state investment shifted decisively in favor of industry, this discussion entered the critical phase.
The debate over modernization was, above all, a duel between Trotsky and Stalin. Trotsky was the most accomplished of Lenin’s comrades; Stalin, however, had been placed in charge of the party bureaucracy as general secretary of the Communist Party of the Soviet Union (Bolsheviks). Stalin’s control of personnel and his practical genius in committee meetings brought him to the top. He did not dazzle in theoretical discussions, but he knew how to assemble a coalition. Within the politburo, he allied first with those who favored a slower course of economic transformation and eliminated those who seemed more radical; then he radicalized his own position and purged his previous allies. By the end of 1927, his former rivals from the Left—Trotsky, Grigory Zinoviev, and Lev Kamenev—had been expelled from the party. By the end of 1929, Stalin had associated himself with the policies of those purged rivals, and rid himself of his main ally on the Right, Nikolai Bukharin. Like Zinoviev and Kamenev, Bukharin remained in the Soviet Union, stripped of his previous authority. Stalin found
loyal supporters within the politburo, notably Lazar Kaganovich and Viacheslav Molotov. Trotsky left the country.
Dexterous though he was in defining Soviet policy, Stalin now had to ensure that it fulfilled its promise. By 1928, by the terms of his first Five-Year Plan, Stalin proposed to seize farmland, force the peasants to work it in shifts under state control, and treat the crops as state property—a policy of “collectivization.” Land, equipment, and people would all belong to the same collective farm, large entities that would (it was assumed) produce more efficiently. Collective farms would be organized around Machine Tractor Stations, which would distribute modern equipment and house the political agitators. Collectivization would allow the state to control agricultural output, and thus feed its workers and keep their support, and to export to foreign countries and win some hard currency for investment in industry.
To make collectivization seem inevitable, Stalin had to weaken the free market and replace it with state planning. His ally Kaganovich proclaimed in July 1928 that peasants were engaging in a “grain strike,” and that requisitioning their crops was the only solution. Once peasants saw that their produce could be taken, they hid it rather than selling it. Thus the market appeared even more unreliable—although the state was really to blame. Stalin could then argue, as he did, that market spontaneity was the fundamental problem, and that the state had to control food supplies.
The coming of the Great Depression seemed to prove Stalin right about the unreliability of the market. On Black Tuesday, 29 October 1929, the American stock market crashed. On 7 November 1929, the twelfth anniversary of the Bolshevik Revolution, Stalin described the socialist alternative to the market that his policies would quickly bring to the Soviet Union. He promised that 1930 would be “the year of the great transformation,” when collectivization would bring security and prosperity. The old countryside would cease to exist. Then the revolution could be completed in the cities, where the proletariat would grow great on food produced by the pacified peasantry. These workers would create the first socialist society in history, and a powerful state that could defend itself from foreign enemies. As Stalin made his case for modernization, he was also staking his claim to power.
While Stalin worked, Hitler inspired. Whereas Stalin was institutionalizing a revolution and thereby assuring himself a place at the top of a one-party state, Hitler made his political career by rejecting the institutions around him. The
Bolsheviks inherited a tradition of debate-then-discipline from years of illegal work in the Russian Empire. The National Socialists (Nazis) had no meaningful traditions of discipline or conspiracy. Like the Bolsheviks, the Nazis rejected democracy, but in the name of a Leader who could best express the will of the race, not in the name of a Party that understood the dictates of history. The world order was not made by capitalist imperialists, as the Bolsheviks believed, but rather by conspiratorial Jews. The problem with the modern society was not that the accumulation of property led to the domination of a class; the problem was that Jews controlled
both
finance capitalism and communism, and thus America, Great Britain, and the Soviet Union. Communism was just a Jewish fairy tale of impossible equality, designed to bring naive Europeans under Jewish thrall. The answer to heartless Jewish capitalism and communism could only be national socialism, which meant justice for Germans at the expense of others.
Nazis tended to emphasize, in the democratic years of the 1920s, what they had in common with other Germans. Hitler’s National Socialists were like most other German parties of the 1920s in their revulsion at the terms of the Treaty of Versailles. The Nazis had a certain obsession with their manifest destiny in the East: where German soldiers had been victorious in the field in the First World War, and where Germany had ruled a large occupation zone in Poland, Belarus, Ukraine, and the Baltic region in 1918. Unlike European rivals such as France and Great Britain, Germany had no vast world empire; it had surrendered its modest overseas possessions after losing the war. Thus the east European frontier beckoned all the more. The Soviet Union, seen as an illegitimate and oppressive Jewish regime, would have to fall. Poland, which lay between Germany and its eastern destiny, would have to be overcome along the way. It could not be a buffer to German power: it would have to be either a weak ally or a defeated foe in the coming wars for the east.
Hitler tried and failed to begin a German national revolution in Munich in November 1923, which led to a brief spell in prison. Though the substance of his National Socialism was his own creation, his coup d’état was inspired by the success of the Italian fascists he admired. Benito Mussolini had taken power in Italy the previous year after the “March on Rome,” which Hitler imitated without success in Munich. Italian fascists, like Hitler and his Nazis, offered the glorification of the national will over the tedium of political compromise. Mussolini, and Hitler following him, used the existence of the Soviet Union within domestic politics. While admiring the discipline of Lenin and the model
of the one-party state, both men used the threat of a communist revolution as an argument for their own rule. Though the two men differed in many respects, they both represented a new kind of European Right, one which took for granted that communism was the great enemy while imitating aspects of communist politics. Like Mussolini, Hitler was an outstanding orator and the one dominant personality in his movement. Hitler had little trouble regaining the leadership of the Nazi party after his release from prison in December 1924.
Stalin rose to power in the second half of the 1920s in large measure because of the cadres whom he appointed and could trust to support him. Hitler drew support by way of personal charisma, and expected his associates and supporters to devise policies and language that corresponded to his rhetoric and imagination. Stalin interpreted Marxist thought as necessary to hasten his rise and defend his policies, but at least until 1933 he was never free to interpret Marxism exactly as he liked. Hitler, on the other hand, inspired others to do his practical thinking for him. In prison Hitler had written the first volume of his biographical manifesto,
Mein Kampf
(
My Struggle
). This and his other writings (especially his so-called
Second Book
) expressed his plans clearly, but they were not part of a canon. Stalin was at first constrained by what his comrades might do, and later concerned by what they might say. Hitler never had to maintain even an appearance of dialogue or consistency.