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Authors: Howard Zinn

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The experimentalism of the New Deal, in short, had its limits: up to these limits, Roosevelt's social concern was genuinely warm, his political courage huge, his humanitarian spirit unfailing; beyond them, his driving force weakened. Thus, by 1938, with the nation out of the worst of the depression, with a skeletal structure of social reform in the statute books, and with that year's Congressional elections showing a sudden waning of political approbation, the Roosevelt program began to bog down. As it slid to its close, it left behind a mountain of accomplishment, and ahead, mountains still unclimbed. Many millions—businessmen, professionals, unionized workingmen, commercial farmers—had been given substantial help. Many millions more—sharecroppers, slumdwellers, Negroes of north and South, the unemployed—still awaited a genuine "New Deal."

II.

Why did the New Deal sputter out around 1938-1939? One important factor seems to be that the urgency of 1933-1935 was gone. By 1939, although there were still nine million unemployed, the sense of panic was over. After all, unemployment was normal in America. Harry Hopkins had said in 1937 that even in prosperity it was "reasonable to expect a probable minimum of 4,000,000 to 5,000,000 unemployed." The American nation had developed over the years a set of expectations as to what constituted "normal" times, and by 1938 it was approaching these.

Hopkins' statement and the administration's inaction indicate that the ideals of the New Dealers did not extend very far beyond the traditional structure of the American economy. They had wanted to get out of the terrible economic despair of 1932 and 1933 and to establish certain moderate reforms. These aims had been accomplished. True, some of the New Dealers, including FDR himself, did speak of what still remained to be done. But once the nation was restored to close to the old balance—even if income was still distributed with gross inequality, even if rural and urban slums crisscrossed the land, even if most workingmen were still unorganized and underpaid, and a third of the nation still, in FDR's words, "ill-nourished, ill-clad, ill-housed"—the driving force of the New Deal was gone.

Why were the expectations and ideals of the New Deal (its folklore, its symbols, according to Thurman Arnold) so limited? Why did the New Dealers not declare that the government would continue spending, experimenting, and expanding governmental enterprises—until no one was unemployed, and all slums were gone from the cities, until no family received below-subsistence incomes and adequate medical care was available to everyone, until anyone who wanted a college education could get one? True, there were political obstacles to realizing such objectives, but to state them as goals would itself have constituted the first step toward overcoming those obstacles. For this might have enabled FDR to do what political scientist James MacGregor Burns asserts was not done: to build "a solid, organized mass base" among labor and other underprivileged groups.

Humanitarianism pure and simple can go only so far, and selfinterest must carry it further. Beyond the solicitude felt by the New Dealers for the distressed, beyond the occasionally bold rhetoric, there was not enough motive power to create a radically new economic equilibrium; this would have to be supplied by the groups concerned themselves; by the tenant farmers, the aged, the unemployed, the lowest-paid workers in the economy. Those who did organize—the larger farm operators, the several million industrial workers who joined the CIO— improved their position significantly. But as Paul Douglas, then an economics professor at the University of Chicago and now a United States Senator, wrote in 1933:

Along with the Rooseveltian program must go...the organization of those who are at present weak and who need to acquire that which the world respects, namely, power.... Unless these things are done, we are likely to find the permanent benefits of Rooseveltian liberalism to be as illusory as are those of the Wilsonian era.

Many organized movements sprang up in the 1930s, spurred by need and encouraged by the new atmosphere of innovation. The Townsend Movement sought $200 a month pensions for the aged. Father Charles Coughlin's panacea of "Social Justice" was heard by millions of radio listeners. Huey Long, the Louisiana Senator, excited many others with his "Share the Wealth" plan. The National Negro Congress, the Farmers Union, the American Youth Congress all represented special needs and all hurled their energies into the boiling political pot in Washington.

But there was no political program around which these disparate groups could effectively unite. And many of them began to lose their thrust when their demands were partially met. Even the Congress of Industrial Organizations, the latest and most successful of those mass movements born in the depression and stimulated by New Deal legislation, came eventually to represent a special interest of its own.

The Madisonian argument that political stability would be assured in a federal republic of many states, because an uprising in one would die for lack of support, applied also in the economic sphere, where no single economic interest, fierce as it might be in its own domain, ever developed a concern wide enough to embrace society at large. Perhaps one reason is that in the United States every little rebellion, every crisis, has been met with enough concessions to keep general resentment below the combustible level, while isolated aggrieved groups fought their way up to the point of complacency.

But if—as Paul Douglas forecasts—the underprivileged are the only ones who can supply the driving force for a sharp change in their condition, then it is probably the intellectuals of society who will furnish the theories, state the ideals, define the expectations. And so it is from those thinkers who clustered, half-friendly, half-reproachful, around the New Deal, their ideological reach less restrained, perhaps, by the holding of power, that our generation may find suggestions.

Almost immediately, with John Dewey, we are brought face to face with the proof that it is not the fact of experimentalism but the definition of its boundaries, that is of supreme significance. He was one of the fathers of American pragmatism, the theoretician par excellence of the experimental method. In an article of 1918, he expressed the view of pragmatic experimentation that he held to the end of his life in 1952.

The question is whether society...will learn to utilize the intelligence, the insight and foresight which are available, in order to take hold of the problem and to go at it, step by step, on the basis of an intelligent program—a program which is not too rigid, which is not a program in the sense of having every item definitely scheduled in advance, but which represents an outlook on the future of the things which most immediately require doing, trusting to the experience which is got in doing them to reveal the next things needed and the next steps to be taken.

Roosevelt and Dewey were both experimentalists and they both operated within a range of ideals; but that range, for John Dewey, involved goals that went well beyond Roosevelt's farthest bounds. Roosevelt wrote to newspaper publisher Roy Howard on September 2, 1935, that his legislation was "remedial," described the New Deal program as involving "modifications in the conditions and rules of economic enterprise" and said that: "This basic program, however, has now reached substantial completion." Undoubtedly he was bending over backward to satisfy an anxious and influential citizen. And his program did go on to embrace a minimum wage law, public housing, and other measures. But that was largely because of the momentum already created for reform and because of pressures among the public. The Roosevelt vision had been stretched almost to its limits.

In Dewey's 1935 lectures at the University of Virginia, he said:

The only form of enduring social organization that is now possible is one in which the new forces of productivity are cooperatively controlled and used in the interest of the effective liberty, and the cultural development of the individuals that constitute society. Such a social order cannot be established by an unplanned and external convergence of the actions of separate individuals, each of whom is bent on personal private advantage.... Organized social planning, put into effect for the creation of an order in which industry and finance are socially directed...is now the sole method of social action by which liberalism can realize its professed aims.

Both Roosevelt and Dewey believed in moving step by step. But FDR wanted to preserve the profit system. Dewey was willing to reshape it drastically. Because Dewey's aim was larger, his steps were longer ones, taken two or three at a time, and were less haphazard. "In short," he said, "liberalism must now become radical.... For the gulf between what the actual situation makes possible and the actual state itself is so great that it cannot be bridged by piecemeal policies undertaken
ad hoc.
"Dewey was very conscious of the dangers of totalitarianism, but he believed that the spirit of free expression could remain alive, even while liberalism went on to "socialize the forces of production." Among pragmatists, apparently, crucial distinctions exist.

Part of Roosevelt's "pragmatism" was his rejection of doctrinaire ideas of the left. Marxism was in the air all around him. Many intellectuals were enthusiastic about the Five Year Plans of Soviet Russia. British Marxists were influential: Harold J. Laski lectured and wrote extensively in the United States: John Strachey popularized the concepts of socialism in
The Nature of Capitalist Crisis
(1935) and other works. Some in depression-ridden America were attracted to Marxism's claims that society could be analyzed "scientifically": that economic crisis was inevitable where production was complex and gigantic, yet unplanned; that exploitation of working people was built into a system where private profit was the chief motive; that the state was not neutral but an instrument of those who held economic power; that only the working class could be depended on to take over society and move it towards a classless, strifeless commonwealth. A true pragmatist might at least have explored some of the suggestions of Marxist thought. Roosevelt's thinking, however, remained in a kind of airtight chamber that allowed him to regulate what currents he would permit inside—and Marxism was not one of them.

Nevertheless, to steer clear of the theories of the Marxists, as of the Hooverian folklore of "free enterprise," "thrift," and "laissez-faire," left a vast middle ground of which Roosevelt explored only one sector. Edmund Wilson, for instance, a social critic and essayist, also rejected Marxian dialectics; yet he tried to extract from it some truths. He wrote with apparent warmth of the idea that (as he put it, in an imaginary restatement of a more acceptable Marxism): "...if society is to survive at all, it must be reorganized on new principles of equality." Others, not Marxists, but more demanding in their notion of reform than was the New Deal, reconnoitered beyond its ideological fences.

Reinhold Niebuhr, a theologian and social philosopher who carried the Social Gospel to new borders in the 1930s urged that "private ownership of the productive processes" be abandoned, yet he hoped that through an alliance among farmers, industrial workers, and the lower income classes, the transition to a new order could be accomplished without violence. Stuart Chase, an economist who wrote a series of widely selling books in the 1930s, suggested that old alternatives had been swept aside by the onrush of technology, that the choice was no longer between capitalism and socialism; there was a need, he said, for some uncategorizable collectivist society whose "general objective will be the distribution of the surplus, rather than a wrangling over the ownership of a productive plant which has lost its scarcity position."

William Ernest Hocking, a Harvard philosopher, asked for "collectivism of a sort," but neither the collectivism of a "headless Liberalism" or of a "heady" Communism or Fascism. He wrote: "What the State has to do with production is to drive into economic practice the truth that there is little or no capital whose use is not 'affected by a public interest.'" Hocking said: "Economic processes constitute a single and healthy organism only when the totality of persons in a community who have a right to consume
determine what is produced..."
Hocking was setting goals quite beyond the Rooseveltian ones.

Upton Sinclair, a muckraker since the early part of the century, preached a non-Marxist, home-grown socialism that attracted enough adherents to bring him very close to winning the gubernatorial election in California in 1934. Sinclair prophesied that "in a cooperative society every man, woman, and child would have the equivalent of $5000 a year income from labor of the able-bodied young men for three or four hours per day." This prophesy was certainly utopian in 1933, but such vision, even if it were going to be bent and modified in practice, might carry a program of social reform much further—and perhaps win more powerful blocs of electoral support—than did the more moderate goals of the New Deal.

A program may be pragmatic in its willingness to explore various means, yet be certain of its goals; it may be limited in how far it is willing to go, and yet be clear about the direction of its thrust. There is a difference between experimentation and vacillation. Robert Maclver, a distinguished social scientist, was impressed in 1934 by the variety of new institutions created under Roosevelt, but wondered if they meant "the inauguration of a period of social and cultural reformation." He asked: "The new institutions are here, but the essential point is—Who shall control them?" There was uncertainty about the New Deal, particularly in its first two years, when the National Recovery Act set out to create large planning organizations for industry in which big business seemed to be making the important decisions. It led some liberals and radicals to see in it possible Fascist aims, led some important businessmen to support it, and kept political loyalties crisscrossed in a happy chaos.

After 1935 (although ambiguity remained in specific areas like trust-busting), the over-all direction of the New Deal became clear: it was sympathetic to the underprivileged, and to organized labor, and it was pervaded by a general spirit of liberal, humanitarian reform. But also the scope of the New Deal became clear. This limitation is shown in a number of issues that the New Deal faced, or sometimes tried to avoid facing, between 1933 and 1939: the problem of planning; the question of how to deal with monopolistic business; the controversy over deficit financing and the extension of public enterprise; the creation of an adequate system of social security.

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